DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••••••• C••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jul 7, 2016 · 30 filings
SEC status approved since Jul 15, 2016
RAUM
$172M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$172M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
1
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$172M as of Mar 30, 2026
Mar 29, 2017$98.6M then
HNW client RAUM$2.2M as of Mar 30, 2020
Mar 29, 2018$59.1M then
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 29, 20173 then
Employees (5.A)4 as of Mar 30, 2026
Mar 29, 20173 then
Private funds1 as of Mar 30, 2026
Mar 29, 20172 then
RAUM +12% over the last fiscal year+16% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $172MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $86.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $142M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$142M83%
- Investment companies$29.8M17%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $142M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Z•••••• T••••• L•••Chartered Financial Analyst | Clearwater, Fl | Apr 20, 2026 | 14 y | 3 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 100% of current headcount1 left over 36 months
Left, latest
- Z•••••• T••••• L••• to A•••• C•••••• M••••••••• I•••Dec 31, 2025 · Other
Joined, latest
- Z•••••• T••••• L••• from A•••• C•••••• M••••••••• I•••Apr 20, 2026 · Other
- Z•••••• T••••• L••• from C••••••••• F•••••••• N••••••Aug 9, 2016 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• N•••••••• C•••••• F•••• L• • S••••• A• | Hedge Fund | $86.7M | 65 | Jul 7, 2016 |
| T•• N•••••••• C•••••• F•••• L• • S••••• B• | Hedge Fund | $23.1M | 17 | Mar 29, 2018 |
| T•• N•••••••• C•••••• F•••• L• • S••••• D•no longer reported | Hedge Fund | $1.5M | 2 | Apr 24, 2023 |
| T•• W••• C•••••• F•••• L•no longer reported | Hedge Fund | $0 | 0 | Jul 7, 2016 |
Owners and control persons
Schedule A and B, latest filing
- A••••• A•••• T•••••• · Partner, Chief Investment Officercontrolsince 04/2016 · owns 25% to 50%
- C••••••• D•••••• F•••••• · Partner, Portfolio Managercontrolsince 11/2024 · owns 10% to 25%
- L•••• Z••••••• T••••• · Partner, Chief Compliance Officercontrolsince 04/2016 · owns 10% to 25%
- M••••••••• E•••• C•••••• · Partner, Director Of Researchcontrolsince 11/2024 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| La Jolla, Ca | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Assets in custody · $128M to $142MOct 16, 2025 to Mar 30, 2026
- Discretionary RAUM · $154M to $172MOct 16, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $128M to $142MOct 16, 2025 to Mar 30, 2026
- RAUM · $154M to $172MOct 16, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Jun 10, 2025 to Oct 16, 2025
- HQ city · to CLEARWATERJun 10, 2025 to Oct 16, 2025
- HQ state · to FLJun 10, 2025 to Oct 16, 2025
- Advisory employees · 5 to 4Nov 27, 2024 to Mar 26, 2025
- Advisory activities · 1 to 2Nov 27, 2024 to Mar 26, 2025
- Pooled vehicle clients · 2 to 1Nov 27, 2024 to Mar 26, 2025
- Assets in custody · $110M to $128MNov 27, 2024 to Mar 26, 2025
- Employees · 6 to 4Nov 27, 2024 to Mar 26, 2025
- HQ city · unset to Nov 27, 2024 to Mar 26, 2025
- HQ state · unset to Nov 27, 2024 to Mar 26, 2025
- Other offices · 5 to 3Nov 27, 2024 to Mar 26, 2025
- Private funds · 2 to 1Nov 27, 2024 to Mar 26, 2025
- Discretionary RAUM · $110M to $154MNov 27, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $110M to $128MNov 27, 2024 to Mar 26, 2025
- RAUM · $110M to $154MNov 27, 2024 to Mar 26, 2025
- Business name · W••• C••••••• L•• to N•••••••• C••••••• L••Mar 30, 2024 to Nov 27, 2024
- Accounts · 5 to 2Oct 10, 2023 to Mar 30, 2024
- Advisory employees · 4 to 5Oct 10, 2023 to Mar 30, 2024
- Pooled vehicle clients · 5 to 2Oct 10, 2023 to Mar 30, 2024
- Assets in custody · $110M to $110MOct 10, 2023 to Mar 30, 2024
- Employees · 7 to 6Oct 10, 2023 to Mar 30, 2024
- Legal name · W••• C••••••• L•• to N•••••••• C••••••• L••Oct 10, 2023 to Mar 30, 2024
- Other offices · 7 to 5Oct 10, 2023 to Mar 30, 2024
- Private funds · 3 to 2Oct 10, 2023 to Mar 30, 2024
- Discretionary RAUM · $110M to $110MOct 10, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $110M to $110MOct 10, 2023 to Mar 30, 2024
- RAUM · $110M to $110MOct 10, 2023 to Mar 30, 2024
- Private funds · 2 to 3Apr 24, 2023 to Apr 24, 2023
- Accounts · 4 to 5Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 5Mar 30, 2022 to Mar 31, 2023
- Assets in custody · $341M to $110MMar 30, 2022 to Mar 31, 2023
- State-registered IARs · 3 to 1Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $341M to $110MMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $341M to $110MMar 30, 2022 to Mar 31, 2023
- RAUM · $341M to $110MMar 30, 2022 to Mar 31, 2023
- Accounts · 2 to 4Nov 1, 2021 to Mar 30, 2022
Signals
6 dated events
- Z•••••• T••••• L••• left N•••••••• C••••••• L•• for A•••• C•••••• M••••••••• I••• (registered 2016-08-19)Dec 31, 2025 · Advisor changed firm · fact
- Charles Eric Markowitz (Partner, Director Of Research) appeared on Schedule A of N•••••••• C••••••• L••Nov 27, 2024 · Control person joined · fact
- Francis Daniel Crowley (Partner, Portfolio Manager) appeared on Schedule A of N•••••••• C••••••• L••Nov 27, 2024 · Control person joined · fact
- N•••••••• C••••••• L•• reported RAUM $109.7M, down 68% from $341.3M (2022-03-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- N•••••••• C••••••• L•• reported RAUM $346.5M, up 114% from $161.7M (2020-09-28 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- W••• C••••••• L•• filed its initial SEC registration (Form ADV)Jul 7, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- nightviewcapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (866) 666-7156reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $172Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026