DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••••• • C••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 4, 2016 · 24 filings
SEC status approved since Nov 2, 2018
RAUM
$162M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$157M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$53.8M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$162M as of Mar 31, 2026
Feb 20, 2019$86.7M then
HNW client RAUM$87.0M as of Mar 31, 2026
Feb 20, 2019$28.0M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Feb 20, 20194 then
Employees (5.A)5 as of Mar 31, 2026
Feb 20, 20194 then
Private funds: no history
RAUM +20% over the last fiscal year+16% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $53.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 94derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $560,893derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$87.0M54%
- Individuals$70.1M43%
- Pension and profit-sharing plans$4.5M2.8%
- Individual clients
- 224reported
- HNW clients
- 57reported
- Pension plan clients
- 7reported
- Charitable clients
- 0reported
- Accounts
- 288reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• L•••• O•••••Certified Financial Planner | Pittsford, Ny | Sep 29, 2021 | 20 y | 1 |
| J•••• P••• C••••• | Rochester, Ny | Dec 9, 2021 | 16 y | 1 |
| R•••••• L••• G••••••• | Pittsford, Ny | Dec 15, 2021 | 22 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••••• L••• G••••••• from E••••• J••••Dec 15, 2021 · Affiliated broker-dealer or bank to independent RIA
- J•••• P••• C••••• from E••••• J••••Dec 9, 2021 · Affiliated broker-dealer or bank to independent RIA
- K•••• L•••• O••••• from C••••••••• W••••• M••••••••• L••Sep 29, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••••• R••••••• L••• · Co-Founder And Chief Compliance Officercontrolsince 08/2016 · owns 50% to 75%
- O•••••• K••••• L•••• · Co-Founder And Managing Partnercontrolsince 07/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pittsford, Ny · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Rochester, NY2 employees
What changed
consecutive filings, newest first
- Accounts · 290 to 288Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 13 to 0Mar 31, 2025 to Mar 31, 2026
- HNW clients · 47 to 57Mar 31, 2025 to Mar 31, 2026
- Pension plan clients · 6 to 7Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $135M to $162MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $75.1M to $87.0MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $58.4M to $70.1MMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $665,974 to $4.5MMar 31, 2025 to Mar 31, 2026
- RAUM · $135M to $162MMar 31, 2025 to Mar 31, 2026
- Accounts · 797 to 290Mar 29, 2024 to Mar 31, 2025
- Corporate clients · 0 to 13Mar 29, 2024 to Mar 31, 2025
- HNW clients · 42 to 47Mar 29, 2024 to Mar 31, 2025
- Individual clients · 219 to 224Mar 29, 2024 to Mar 31, 2025
- Pension plan clients · 0 to 6Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · 251-500 to 251-500Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $112M to $135MMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $55.0M to $75.1MMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $57.3M to $58.4MMar 29, 2024 to Mar 31, 2025
- Pension RAUM · $0 to $665,974Mar 29, 2024 to Mar 31, 2025
- RAUM · $112M to $135MMar 29, 2024 to Mar 31, 2025
- Accounts · 232 to 797Jun 21, 2023 to Mar 29, 2024
- HNW clients · 64 to 42Jun 21, 2023 to Mar 29, 2024
- Individual clients · 168 to 219Jun 21, 2023 to Mar 29, 2024
- Financial planning clients · 101-250 to 251-500Jun 21, 2023 to Mar 29, 2024
- Discretionary RAUM · $103M to $112MJun 21, 2023 to Mar 29, 2024
- HNW RAUM · $39.3M to $55.0MJun 21, 2023 to Mar 29, 2024
- Individual RAUM · $63.5M to $57.3MJun 21, 2023 to Mar 29, 2024
- RAUM · $103M to $112MJun 21, 2023 to Mar 29, 2024
- Accounts · 682 to 232Aug 8, 2022 to Mar 31, 2023
- Corporate clients · unset to 0.0Aug 8, 2022 to Mar 31, 2023
- HNW clients · 67 to 64Aug 8, 2022 to Mar 31, 2023
- Individual clients · 190 to 168Aug 8, 2022 to Mar 31, 2023
- Discretionary RAUM · $112M to $103MAug 8, 2022 to Mar 31, 2023
- HNW RAUM · $73.8M to $39.3MAug 8, 2022 to Mar 31, 2023
- Individual RAUM · $38.1M to $63.5MAug 8, 2022 to Mar 31, 2023
- Pension RAUM · $213,076 to $0Aug 8, 2022 to Mar 31, 2023
- RAUM · $112M to $103MAug 8, 2022 to Mar 31, 2023
- Commission compensation · true to falseApr 1, 2022 to Aug 8, 2022
- Other offices · 0 to 1Apr 1, 2022 to Aug 8, 2022
- Accounts · 736 to 682Mar 30, 2021 to Apr 1, 2022
Signals
1 dated events
- L•••••••• • C••••••• L•• filed its initial SEC registration (Form ADV)Oct 3, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lynnleigh-company-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- lynnleighco.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (585) 623-5970reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026