DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Releve Financial Group
Legal name Releve Financial Group, LLC
Latest filing Jun 2, 2026
First filing on the tape Oct 12, 2016 · 35 filings
SEC status approved since Nov 4, 2016
RAUM
$256M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$256M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$63.9M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$256M as of Jun 2, 2026
Feb 10, 2017$124M then
HNW client RAUM$178M as of Jun 2, 2026
Mar 27, 2018$97.5M then
State-registered IARs (5.B.3)4 as of Jun 2, 2026
Feb 10, 20171 then
Employees (5.A)7 as of Jun 2, 2026
Feb 10, 20172 then
Private funds: no history
RAUM +15% over the last fiscal year+20% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $63.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 80derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $200,442derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 0.7derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $247MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$178M70%
- Individuals$77.5M30%
- Individual clients
- 234reported
- HNW clients
- 87reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,275reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Dawn Deborah JurkovichCertified Financial Planner | Fountain Hills, Az | May 10, 2018 | 25 y | 2 |
| Nadine Anne ThibaultCertified Financial Planner | San Carlos, Ca | Feb 8, 2021 | 12 y | 0 |
| Kimberly Karen Bannwarth | Atlantic Highlands, Nj | Oct 3, 2022 | 17 y | 0 |
| Thomas D Dale | Scottsdale, Az | Aug 11, 2023 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Sara E Juran to Thrivent Investment Management Inc.Apr 2, 2021 · RIA to affiliated broker-dealer or bank
- Amanda Marie Wray to Brightscape Investment CentersAug 7, 2020 · RIA to a state-registered adviser
Joined, latest
- Thomas D Dale from Grove Point Advisors, LLCAug 11, 2023 · Affiliated broker-dealer or bank to independent RIA
- Dawn Deborah Jurkovich from Northrock Partners, LLCMay 10, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Karen Kimberly Bannwarth · Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- Deborah Dawn Jurkovich · Managing Membercontrolsince 09/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scottsdale, Az · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- St. Louis Park, MN1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,266 to 1,275Nov 12, 2025 to Feb 4, 2026
- Advisory employees · 5 to 4Nov 12, 2025 to Feb 4, 2026
- HNW clients · 74 to 87Nov 12, 2025 to Feb 4, 2026
- Individual clients · 233 to 234Nov 12, 2025 to Feb 4, 2026
- Assets in custody · $74.0M to $107MNov 12, 2025 to Feb 4, 2026
- Employees · 8 to 7Nov 12, 2025 to Feb 4, 2026
- State-registered IARs · 5 to 4Nov 12, 2025 to Feb 4, 2026
- Discretionary RAUM · $223M to $256MNov 12, 2025 to Feb 4, 2026
- HNW RAUM · $146M to $178MNov 12, 2025 to Feb 4, 2026
- Individual RAUM · $77.1M to $77.5MNov 12, 2025 to Feb 4, 2026
- RAUM · $223M to $256MNov 12, 2025 to Feb 4, 2026
- Other offices · 6 to 5Jul 30, 2025 to Nov 12, 2025
- Financial planning clients · 251-500 to 251-500May 1, 2025 to Jul 30, 2025
- HQ city · WOODBURY to SCOTTSDALEMay 1, 2025 to Jul 30, 2025
- HQ state · MN to AZMay 1, 2025 to Jul 30, 2025
- Other offices · 5 to 6May 1, 2025 to Jul 30, 2025
- Accounts · 1,119 to 1,266Apr 8, 2024 to Feb 28, 2025
- HNW clients · 58 to 74Apr 8, 2024 to Feb 28, 2025
- Individual clients · 231 to 233Apr 8, 2024 to Feb 28, 2025
- Assets in custody · $56.0M to $74.0MApr 8, 2024 to Feb 28, 2025
- Other offices · 6 to 5Apr 8, 2024 to Feb 28, 2025
- Discretionary RAUM · $186M to $223MApr 8, 2024 to Feb 28, 2025
- HNW RAUM · $106M to $146MApr 8, 2024 to Feb 28, 2025
- Individual RAUM · $80.3M to $77.1MApr 8, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $500,869 to $0Apr 8, 2024 to Feb 28, 2025
- RAUM · $187M to $223MApr 8, 2024 to Feb 28, 2025
- Accounts · 1,087 to 1,119Jul 11, 2023 to Mar 5, 2024
- Advisory employees · 4 to 5Jul 11, 2023 to Mar 5, 2024
- HNW clients · 44 to 58Jul 11, 2023 to Mar 5, 2024
- Individual clients · 241 to 231Jul 11, 2023 to Mar 5, 2024
- Assets in custody · $53.0M to $56.0MJul 11, 2023 to Mar 5, 2024
- State-registered IARs · 4 to 5Jul 11, 2023 to Mar 5, 2024
- Discretionary RAUM · $140M to $186MJul 11, 2023 to Mar 5, 2024
- HNW RAUM · $66.4M to $106MJul 11, 2023 to Mar 5, 2024
- Individual RAUM · $80.6M to $80.3MJul 11, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $7.2M to $500,869Jul 11, 2023 to Mar 5, 2024
- RAUM · $147M to $187MJul 11, 2023 to Mar 5, 2024
- Other offices · 1 to 6Apr 18, 2023 to Jun 30, 2023
- Accounts · 1,463 to 1,087Oct 5, 2022 to Mar 30, 2023
- Advisory employees · 3 to 4Oct 5, 2022 to Mar 30, 2023
Signals
2 dated events
- Releve Financial Group reported 6 offices beyond its principal office, up from 1 (2023-04-18 to 2023-06-30)Jun 30, 2023 · Office count change · derived
- Releve Financial Group filed its initial SEC registration (Form ADV)Oct 12, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@relevefinancialgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 612-801-5440reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- relevefinancialgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 612-801-5440reportedpublic record, Form ADV, Jun 2, 2026
- Contact form
- relevefinancialgroup.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026