DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••••• A•••••••
Legal name S•••••••• W••••• A••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 1, 2020 · 10 filings
SEC status approved since Apr 1, 2020
RAUM
$192M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
90%
$172M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$95.8M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$192M as of Mar 24, 2026
Mar 9, 2021$173M then
HNW client RAUM$16.2M as of Mar 24, 2026
Mar 9, 2021$165M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Mar 9, 20212 then
Employees (5.A)2 as of Mar 24, 2026
Mar 9, 20212 then
Private funds: no history
RAUM -21% over the last fiscal year+4.1% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $95.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $950,414derivedHNW RAUM over HNW clients
- Average account
- $4.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$156M81%
- Charitable organizations$19.3M10%
- High-net-worth individuals$16.2M8.4%
- Individual clients
- 28reported
- HNW clients
- 17reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 47reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••• J••• E••••••• | Denver, Co | Jan 13, 2017 | 45 y | 3 |
| K•••• M•••• J•••••••• | Denver, Co | Jan 13, 2017 | 35 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••• M•••• J•••••••• from C••••••••• C•••••• M•••••••••Jan 13, 2017 · Other
- M••••• J••• E••••••• from C••••••••• C•••••• M•••••••••Jan 13, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E•••••••• M•••••• J••• · Founding Member & Chief Compliance Officercontrolsince 09/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 24, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
- HNW share shiftChange between filings · filing Mar 24, 2026HNW share of RAUM moved from 93.0% to 8.0% between the annual amendments of 2025-03-24 and 2026-03-24peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 131 to 47Mar 24, 2025 to Mar 24, 2026
- HNW clients · 16 to 17Mar 24, 2025 to Mar 24, 2026
- Individual clients · 29 to 28Mar 24, 2025 to Mar 24, 2026
- HNW RAUM · $225M to $16.2MMar 24, 2025 to Mar 24, 2026
- Individual RAUM · $16.3M to $156MMar 24, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $242M to $192MMar 24, 2025 to Mar 24, 2026
- RAUM · $242M to $192MMar 24, 2025 to Mar 24, 2026
- Accounts · 1 to 131Mar 13, 2024 to Mar 24, 2025
- HNW clients · 22 to 16Mar 13, 2024 to Mar 24, 2025
- Individual clients · 26 to 29Mar 13, 2024 to Mar 24, 2025
- Financial planning clients · 1-10 to 1-10Mar 13, 2024 to Mar 24, 2025
- HNW RAUM · $229M to $225MMar 13, 2024 to Mar 24, 2025
- Individual RAUM · $6.6M to $16.3MMar 13, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $236M to $242MMar 13, 2024 to Mar 24, 2025
- RAUM · $236M to $242MMar 13, 2024 to Mar 24, 2025
- Accounts · 49 to 1Mar 16, 2023 to Mar 13, 2024
- HNW clients · 20 to 22Mar 16, 2023 to Mar 13, 2024
- Individual clients · 29 to 26Mar 16, 2023 to Mar 13, 2024
- HNW RAUM · $163M to $229MMar 16, 2023 to Mar 13, 2024
- Individual RAUM · $6.9M to $6.6MMar 16, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $170M to $236MMar 16, 2023 to Mar 13, 2024
- RAUM · $170M to $236MMar 16, 2023 to Mar 13, 2024
- Accounts · 131 to 49Mar 11, 2022 to Mar 16, 2023
- HNW clients · 12 to 20Mar 11, 2022 to Mar 16, 2023
- Individual clients · 35 to 29Mar 11, 2022 to Mar 16, 2023
- HNW RAUM · $177M to $163MMar 11, 2022 to Mar 16, 2023
- Individual RAUM · $21.6M to $6.9MMar 11, 2022 to Mar 16, 2023
- Non-discretionary RAUM · $199M to $170MMar 11, 2022 to Mar 16, 2023
- RAUM · $199M to $170MMar 11, 2022 to Mar 16, 2023
- Accounts · 122 to 131Mar 9, 2021 to Mar 11, 2022
- Charity clients · 1.0 to unsetMar 9, 2021 to Mar 11, 2022
- HNW clients · 25 to 12Mar 9, 2021 to Mar 11, 2022
- Individual clients · 11 to 35Mar 9, 2021 to Mar 11, 2022
- Pension plan clients · 1.0 to unsetMar 9, 2021 to Mar 11, 2022
- Financial planning clients · unset to 1-10Mar 9, 2021 to Mar 11, 2022
- HNW RAUM · $165M to $177MMar 9, 2021 to Mar 11, 2022
- Individual RAUM · $2.7M to $21.6MMar 9, 2021 to Mar 11, 2022
- Non-discretionary RAUM · $173M to $199MMar 9, 2021 to Mar 11, 2022
- Pension RAUM · 575000.0 to unsetMar 9, 2021 to Mar 11, 2022
- RAUM · $173M to $199MMar 9, 2021 to Mar 11, 2022
Signals
1 dated events
- S•••••••• A••••••• filed its initial SEC registration (Form ADV)Mar 1, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- sanctuaryadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (303) 220-5374reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $95.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026