DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
C••••••••• C•••••• M•••••••••
Legal name C••••••••• C•••••• S••••••••• L••
Latest filing May 6, 2026
First filing on the tape Sep 5, 2012 · 41 filings
SEC status approved since Apr 7, 2026
RAUM
$118M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
24%
$28.0M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$59.0M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$118M as of May 6, 2026
Mar 27, 2013$404M then
HNW client RAUM$19.0M as of May 6, 2026
Mar 29, 2018$54.0M then
State-registered IARs (5.B.3)2 as of May 6, 2026
Mar 27, 201310 then
Employees (5.A)2 as of May 6, 2026
Mar 27, 201312 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 6, 2026; every figure names its basis
- RAUM per advisor
- $59.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $394,649derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$84.0M71%
- High-net-worth individuals$19.0M16%
- Individuals$9.0M7.6%
- Corporations and businesses$6.0M5.1%
- Individual clients
- 29reported
- HNW clients
- 8reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 299reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• L••••••••Certified Financial Planner | Orinda, Ca | Nov 24, 2025 | 10 y | 0 |
| A•••••• S•••••••• C••••••• | Orinda, Ca | Jan 2, 2026 | 21 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• P••• K•••• to D•••• I••••••••• M••••••••• L••Feb 22, 2018 · Other
- K•••• M•••• J•••••••• to S•••••••• A•••••••Jan 25, 2017 · Other
- M••••• J••• E••••••• to S•••••••• A•••••••Jan 25, 2017 · Other
- K••• T•••••• S•••••• to Q•• C•••••• L••Jan 20, 2017 · Other
- J•••• S•••••• C••• to G•••••• W••••• A•••••••• L••Dec 31, 2015 · Other
- E•••••• S••••• E•••• to G•••••• C•••••• M••••••••• L••Dec 31, 2015 · Other
- M•••••• A•••• P•••••• to G•••••• C•••••• M••••••••• L••Dec 31, 2015 · Other
- S•••• P••••• P••••• to G•••••• W••••• A•••••••• L••Dec 31, 2015 · Other
- S•••••• A••••• B•••••• to G••••• P•••••••• M•••••••••Nov 17, 2015 · Other
- A••••• P••• W••••••• to G••••• P•••••••• M•••••••••Nov 17, 2015 · Other
- M•••••• R••• V•••• to G••••• P•••••••• M•••••••••Nov 17, 2015 · Other
- T••••• J••• M••••••• to S•••••••• A••••••• L••Mar 2, 2015 · Other
- D•• C••••• G••••• to M•••••• C•••••• P•••••••Feb 9, 2015 · Other
- A••••• D••••• G•••••••• to M•••••• C•••••• P•••••••Feb 9, 2015 · Other
- J•••• A•••••• P••••••••• to M•••••• C•••••• P•••••••Feb 9, 2015 · Other
Joined, latest
- A•••••• S•••••••• C••••••• from T••••••••• L••Jan 2, 2026 · Other
- S•••• P••••• P••••• from T••••••••• F•••••••• C•••••••••Oct 22, 2015 · Other
- M•••••• R••• V•••• from Q•••••• C•••••• M•••••••••Feb 23, 2015 · Other
- A••••• P••• W••••••• from C•••••• S••••• • C••• I•••Jan 14, 2015 · Other
- S•••••• A••••• B•••••• from Q•••••• C•••••• M•••••••••Aug 11, 2014 · Other
- R••• R• W•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 5, 2014 · Other
- J•••• A•••••• P••••••••• from M••••• S••••••Jul 10, 2013 · Other
- A••••• D••••• G•••••••• from M••••• S••••••Jul 9, 2013 · Other
- D••••• B••••• M••••• from M••••• S••••••Jul 9, 2013 · Other
- C•••• A•• W•••• from M••••• S••••••Jul 9, 2013 · Other
- D•• C••••• G••••• from M••••• S••••••Jul 8, 2013 · Other
- M•••••• P••• K•••• from T••••••••• L••Feb 27, 2013 · Other
- K••• T•••••• S•••••• from T••••••••• L••Dec 5, 2012 · Other
- T••••• J••• M••••••• from U•• F•••••••• S••••••• I•••Oct 29, 2012 · Other
- M••••• J••• E••••••• from M••••• S••••••Feb 23, 2012 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for G•••••• C•••••• M••••••••• L••Dec 31, 2015 · Mill Valley, Ca
- 2 left for G•••••• W••••• A•••••••• L••Dec 31, 2015 · Mill Valley, Ca
- 3 left for G••••• P•••••••• M•••••••••Nov 17, 2015 · Orinda, Ca
- 5 left for M•••••• C•••••• P•••••••Feb 9, 2015 · Orinda, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• A••••••• S•••••••• · Managing Member, Chief Executive Officer, Chief Compliance Officercontrolsince 11/2018 · owns less than 5%
- C•••••••• A••••••• S•••••••• · Managing Membercontrolsince 02/2018 · owns 75% or more of C••••••••• C•••••• M••••••••• L••
Entity owners
- C••••••••• C•••••• M••••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Orinda, Ca · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 404 to 299Mar 29, 2023 to May 6, 2026
- Advisory activities · 2 to 3Mar 29, 2023 to May 6, 2026
- Corporate clients · 1 to 2Mar 29, 2023 to May 6, 2026
- HNW clients · 13 to 8Mar 29, 2023 to May 6, 2026
- Individual clients · 60 to 29Mar 29, 2023 to May 6, 2026
- Pension plan clients · 1.0 to unsetMar 29, 2023 to May 6, 2026
- Financial planning clients · unset to 1-10Mar 29, 2023 to May 6, 2026
- Other offices · 0 to 1Mar 29, 2023 to May 6, 2026
- Discretionary RAUM · $77.0M to $118MMar 29, 2023 to May 6, 2026
- HNW RAUM · $7.0M to $19.0MMar 29, 2023 to May 6, 2026
- Individual RAUM · $7.0M to $9.0MMar 29, 2023 to May 6, 2026
- Pension RAUM · 2000000.0 to unsetMar 29, 2023 to May 6, 2026
- RAUM · $77.0M to $118MMar 29, 2023 to May 6, 2026
- Accounts · 504 to 404Mar 15, 2022 to Mar 29, 2023
- HNW clients · 7 to 13Mar 15, 2022 to Mar 29, 2023
- Individual clients · 74 to 60Mar 15, 2022 to Mar 29, 2023
- Financial planning clients · 0 to unsetMar 15, 2022 to Mar 29, 2023
- Discretionary RAUM · $124M to $77.0MMar 15, 2022 to Mar 29, 2023
- Individual RAUM · $13.0M to $7.0MMar 15, 2022 to Mar 29, 2023
- Pension RAUM · $3.0M to $2.0MMar 15, 2022 to Mar 29, 2023
- RAUM · $124M to $77.0MMar 15, 2022 to Mar 29, 2023
- Accounts · 250 to 504May 21, 2019 to Mar 15, 2022
- Advisory activities · 3 to 2May 21, 2019 to Mar 15, 2022
- HNW clients · 2 to 7May 21, 2019 to Mar 15, 2022
- Individual clients · 71 to 74May 21, 2019 to Mar 15, 2022
- HQ city · SAN FRANCISCO to ORINDAMay 21, 2019 to Mar 15, 2022
- Discretionary RAUM · $54.0M to $124MMay 21, 2019 to Mar 15, 2022
- HNW RAUM · $4.0M to $7.0MMay 21, 2019 to Mar 15, 2022
- Individual RAUM · $9.0M to $13.0MMay 21, 2019 to Mar 15, 2022
- Pension RAUM · $1.0M to $3.0MMay 21, 2019 to Mar 15, 2022
- RAUM · $54.0M to $124MMay 21, 2019 to Mar 15, 2022
- Wrap assets (manager) · 14000000.0 to unsetMay 21, 2019 to Mar 15, 2022
- Wrap assets (sponsor) · 14000000.0 to unsetMay 21, 2019 to Mar 15, 2022
- Business name · C••••••••• C•••••• S••••••••• L•• to C••••••••• C•••••• M•••••••••May 3, 2019 to May 21, 2019
- Accounts · 411 to 250Jan 29, 2019 to Mar 27, 2019
- Advisory employees · 1 to 2Jan 29, 2019 to Mar 27, 2019
- Corporate clients · unset to 1.0Jan 29, 2019 to Mar 27, 2019
- HNW clients · 25 to 2Jan 29, 2019 to Mar 27, 2019
- Individual clients · 235 to 71Jan 29, 2019 to Mar 27, 2019
- Pension plan clients · unset to 1.0Jan 29, 2019 to Mar 27, 2019
Signals
2 dated events
- C••••••••• C•••••• M••••••••• no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $118.0M)Aug 3, 2026 · Left the SEC roster · derived
- S•••••••• W••••• A••••••• L•• filed its initial SEC registration (Form ADV)Sep 5, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••••• W••••• A••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/crosspoint-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- crosspointcm.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026