DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Invictus Capital Investors

Former SEC-registered adviserAtlanta, GeorgiaCRD 285851SEC 801-112509IAPD
Latest filing Feb 15, 2019
First filing on the tape Jan 25, 2018 · 23 filings
RAUM
$1.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$1.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.5M as of Feb 15, 2019
Mar 28, 2018$22,000 then
HNW client RAUM$0 as of Feb 15, 2019
Jan 25, 2018$0 then
State-registered IARs (5.B.3)2 as of Feb 15, 2019
Jan 25, 20182 then
Employees (5.A)4 as of Feb 15, 2019
Jan 25, 20182 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 15, 2019; every figure names its basis
RAUM per advisor
$737,231derivedRAUM over IAPD advisors; not a book size
Clients per advisor
4derivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$163,829derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$1.4M94%
  • Corporations and businesses$88,9256.0%
Individual clients
8reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
9reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Keith Jairus Buchanan · Chief Investment Officer & Principal Of Invictus Capital Investorscontrol
    since 02/2018 · owns 10% to 25%
  • S Jarrett Frierson · President Of Invictus Capital Investorscontrol
    since 12/2016 · owns less than 5%
  • R Kenneth Jackson · Ceo Of Invictus Capital Investorscontrol
    since 02/2018 · owns 10% to 25%
  • Ulando Alexys Mckenzie · President & Ceocontrol
    since 03/2018 · owns 75% or more of Ifs Group, Inc.
  • Marie Janet Bentley-Ewers · Cco Of Invictus Capital Investors
    since 12/2016 · owns less than 5%
  • Roberto Carlos Yearwood · Operations Liasion
    since 07/2018 · owns less than 5%
Entity owners
  • Ifs Group, Inc. · Holding Company That Owns 48% Interest Invictus Capital Investors
    direct · owns 25% to 50%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Atlanta, GA1 employees
What changed
consecutive filings, newest first
  • Accounts · 7 to 9
    Jan 9, 2019 to Feb 15, 2019
  • Individual clients · 6 to 8
    Jan 9, 2019 to Feb 15, 2019
  • Discretionary RAUM · $915,967 to $1.5M
    Jan 9, 2019 to Feb 15, 2019
  • Individual RAUM · $836,625 to $1.4M
    Jan 9, 2019 to Feb 15, 2019
  • RAUM · $915,967 to $1.5M
    Jan 9, 2019 to Feb 15, 2019
  • Corporate clients · unset to 1.0
    Jan 7, 2019 to Jan 9, 2019
  • Discretionary RAUM · $1.4M to $915,967
    Jan 7, 2019 to Jan 9, 2019
  • Individual RAUM · $1.3M to $836,625
    Jan 7, 2019 to Jan 9, 2019
  • RAUM · $1.4M to $915,967
    Jan 7, 2019 to Jan 9, 2019
  • Discretionary RAUM · $1.4M to $1.4M
    Sep 10, 2018 to Nov 9, 2018
  • Individual RAUM · $1.3M to $1.3M
    Sep 10, 2018 to Nov 9, 2018
  • RAUM · $1.4M to $1.4M
    Sep 10, 2018 to Nov 9, 2018
  • Accounts · 4 to 7
    Aug 15, 2018 to Sep 10, 2018
  • Corporate clients · 0.0 to unset
    Aug 15, 2018 to Sep 10, 2018
  • Individual clients · unset to 6.0
    Aug 15, 2018 to Sep 10, 2018
  • Discretionary RAUM · $525,356 to $1.4M
    Aug 15, 2018 to Sep 10, 2018
  • Individual RAUM · $425,121 to $1.3M
    Aug 15, 2018 to Sep 10, 2018
  • RAUM · $525,356 to $1.4M
    Aug 15, 2018 to Sep 10, 2018
  • BD registered reps · 1 to 2
    Jul 13, 2018 to Jul 19, 2018
  • Employees · 3 to 4
    Jul 13, 2018 to Jul 19, 2018
  • Accounts · 2 to 4
    Jun 11, 2018 to Jul 13, 2018
  • Advisory employees · 4 to 2
    Jun 11, 2018 to Jul 13, 2018
  • BD registered reps · 2 to 1
    Jun 11, 2018 to Jul 13, 2018
  • Employees · 4 to 3
    Jun 11, 2018 to Jul 13, 2018
  • Insurance-licensed employees · 2 to 1
    Jun 11, 2018 to Jul 13, 2018
  • Discretionary RAUM · $153,649 to $425,121
    Jun 11, 2018 to Jul 13, 2018
  • Individual RAUM · $52,000 to $425,121
    Jun 11, 2018 to Jul 13, 2018
  • RAUM · $153,649 to $425,121
    Jun 11, 2018 to Jul 13, 2018
  • Discretionary RAUM · $425,121 to $525,356
    Jul 13, 2018 to Jul 13, 2018
  • RAUM · $425,121 to $525,356
    Jul 13, 2018 to Jul 13, 2018
  • Accounts · 1 to 2
    Apr 16, 2018 to May 25, 2018
  • Discretionary RAUM · $22,000 to $153,649
    Apr 16, 2018 to May 25, 2018
  • Individual RAUM · $22,000 to $52,000
    Apr 16, 2018 to May 25, 2018
  • RAUM · $22,000 to $153,649
    Apr 16, 2018 to May 25, 2018
  • Individual clients · 1.0 to unset
    Mar 29, 2018 to Mar 29, 2018
  • Accounts · unset to 1.0
    Mar 27, 2018 to Mar 28, 2018
  • Business name · IFS PLANNING INC. to INVICTUS CAPITAL INVESTORS
    Mar 27, 2018 to Mar 28, 2018
  • Individual clients · 0 to 1
    Mar 27, 2018 to Mar 28, 2018
  • Financial planning clients · 0 to unset
    Mar 27, 2018 to Mar 28, 2018
  • Discretionary RAUM · unset to 22000.0
    Mar 27, 2018 to Mar 28, 2018
Signals
1 dated events
  • Ifs Planning Inc. filed its initial SEC registration (Form ADV)
    Jan 25, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026