DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alpine Private Wealth
Legal name Alpine Private Capital, LLC
Latest filing Mar 24, 2026
First filing on the tape Jan 6, 2017 · 23 filings
SEC status approved since Jan 17, 2017
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$1.4B individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$363M
derived; firm RAUM over IAPD count
Employees
20
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.5B as of Mar 24, 2026
Mar 29, 2018$521M then
HNW client RAUM$1.4B as of Mar 24, 2026
Mar 29, 2018$462M then
State-registered IARs (5.B.3)4 as of Mar 24, 2026
Mar 29, 20183 then
Employees (5.A)20 as of Mar 24, 2026
Mar 29, 201810 then
Private funds: no history
RAUM +18% over the last fiscal year+25% a year over threeIARs 5 to 4offices 3 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $363MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.5MderivedHNW RAUM over HNW clients
- Average account
- $4.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $184M, 130 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.4B93%
- Charitable organizations$30.9M2.1%
- Corporations and businesses$26.8M1.8%
- Pension and profit-sharing plans$19.5M1.3%
- Individuals$18.3M1.3%
- Individual clients
- 57reported
- HNW clients
- 208reported
- Pension plan clients
- 12reported
- Charitable clients
- 10reported
- Accounts
- 295reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $184M for 130 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Philip StantonCertified Financial Planner | Santa Rosa Beach, Fl | Feb 15, 2017 | 25 y | 5 |
| Brett Alan RufkahrChartered Financial Analyst | Saint Louis, Mo | Feb 15, 2017 | 37 y | 2 |
| Brian Mark YostChartered Financial Analyst | Saint Louis, Mo | May 26, 2020 | 26 y | 0 |
| Sean Toohey | Omaha, Ne | Jun 6, 2024 | 14 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Jeffrey Douglas Bjornson to Cetera Advisor Networks LLCNov 17, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- Sean Toohey from Cetera Investment Advisers LLCJun 6, 2024 · Affiliated broker-dealer or bank to independent RIA
- Jeffrey Douglas Bjornson from 1st Global Advisors IncMay 1, 2020 · Other
- Michael Philip Stanton from Acr Alpine Capital Research, LLCFeb 15, 2017 · Other
- Brett Alan Rufkahr from Acr Alpine Capital Research, LLCFeb 15, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jennifer Tompras · Trusteecontrolsince 12/2016 · owns F of Nicholas V Tompras Living Trust 9/23/23 As Amended
- Virgil Nicholas Tompras · Trusteecontrolsince 12/2016 · owns F of Nicholas V Tompras Living Trust 9/23/23 As Amended
- Alan Brett Rufkahr · Presidentsince 01/2017 · owns less than 5%
- Francis Joseph Stowell III · Chief Compliance Officersince 07/2018 · owns less than 5%
Entity owners
- Alpine Investment Management LLC · Managing Memberdirect · owns 75% or more
- Alpine Holdings Corp · Sole Memberindirect · owns 75% or more of Alpine Investment Management LLC
- Nicholas V Tompras Living Trust 9/23/23 As Amended · Sole Directorindirect · owns 75% or more of Alpine Holdings Corp
Related persons
Schedule D 7.A
- Acr Alpine Capital Research, LLCinvestment advisernRAUM $11B
- Acr Cv, LLCpooled vehicle sponsorn
- Alpine Partners Management LLCpooled vehicle sponsorn
Advisers that list Alpine Private Wealth as a related person
- 110933 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Saint Louis, Mo · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Santa Rosa Beach, FL1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 24, 2026TOMPRAS, NICHOLAS, VIRGIL (TRUSTEE) left Schedule A between the filings of 2024-03-28 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 24, 2026TOMPRAS, JENNIFER (TRUSTEE) left Schedule A between the filings of 2024-03-28 and 2026-03-24peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 279 to 295Dec 8, 2025 to Mar 24, 2026
- Advisory employees · 5 to 4Dec 8, 2025 to Mar 24, 2026
- HNW clients · 205 to 208Dec 8, 2025 to Mar 24, 2026
- Individual clients · 45 to 57Dec 8, 2025 to Mar 24, 2026
- Pension plan clients · 11 to 12Dec 8, 2025 to Mar 24, 2026
- Assets in custody · $166M to $184MDec 8, 2025 to Mar 24, 2026
- State-registered IARs · 5 to 4Dec 8, 2025 to Mar 24, 2026
- Other offices · 3 to 2Dec 8, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.2B to $1.5BDec 8, 2025 to Mar 24, 2026
- HNW RAUM · $1.2B to $1.4BDec 8, 2025 to Mar 24, 2026
- Individual RAUM · $14.1M to $18.3MDec 8, 2025 to Mar 24, 2026
- Pension RAUM · $15.1M to $19.5MDec 8, 2025 to Mar 24, 2026
- RAUM · $1.2B to $1.5BDec 8, 2025 to Mar 24, 2026
- Financial planning clients · 1-10 to 1-10Mar 14, 2025 to May 8, 2025
- Accounts · 268 to 279Oct 16, 2024 to Mar 14, 2025
- Charity clients · 6 to 10Oct 16, 2024 to Mar 14, 2025
- HNW clients · 197 to 205Oct 16, 2024 to Mar 14, 2025
- Individual clients · 47 to 45Oct 16, 2024 to Mar 14, 2025
- Pension plan clients · 10 to 11Oct 16, 2024 to Mar 14, 2025
- Assets in custody · $120M to $166MOct 16, 2024 to Mar 14, 2025
- Employees · 17 to 20Oct 16, 2024 to Mar 14, 2025
- Other offices · 4 to 3Oct 16, 2024 to Mar 14, 2025
- Discretionary RAUM · $978M to $1.2BOct 16, 2024 to Mar 14, 2025
- HNW RAUM · $907M to $1.2BOct 16, 2024 to Mar 14, 2025
- Individual RAUM · $18.5M to $14.1MOct 16, 2024 to Mar 14, 2025
- Pension RAUM · $13.4M to $15.1MOct 16, 2024 to Mar 14, 2025
- RAUM · $978M to $1.2BOct 16, 2024 to Mar 14, 2025
- Accounts · 223 to 268Nov 2, 2023 to Mar 28, 2024
- Advisory employees · 4 to 5Nov 2, 2023 to Mar 28, 2024
- BD registered reps · 4 to 0Nov 2, 2023 to Mar 28, 2024
- Business name · ALPINE PRIVATE CAPITAL, LLC to ALPINE PRIVATE WEALTHNov 2, 2023 to Mar 28, 2024
- Charity clients · unset to 6.0Nov 2, 2023 to Mar 28, 2024
- Corporate clients · 4 to 8Nov 2, 2023 to Mar 28, 2024
- HNW clients · 183 to 197Nov 2, 2023 to Mar 28, 2024
- Individual clients · 33 to 47Nov 2, 2023 to Mar 28, 2024
- Pension plan clients · unset to 10.0Nov 2, 2023 to Mar 28, 2024
- Assets in custody · $79.6M to $120MNov 2, 2023 to Mar 28, 2024
- Employees · 15 to 17Nov 2, 2023 to Mar 28, 2024
- State-registered IARs · 4 to 5Nov 2, 2023 to Mar 28, 2024
- Other offices · 3 to 4Nov 2, 2023 to Mar 28, 2024
Signals
7 dated events
- Alpine Private Wealth reported RAUM $1.2B, up 25% from $978.5M (2024-10-16 to 2025-03-14)Mar 14, 2025 · RAUM change · derived
- Alpine Private Wealth reported RAUM $978.5M, up 31% from $749.7M (2023-11-02 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Jennifer Tompras (Trustee) appeared on Schedule A of Alpine Private WealthMar 28, 2024 · Control person joined · fact
- Jeffrey Douglas Bjornson left Alpine Private Wealth for Cetera Advisor Networks Llc (registered 2022-12-01)Nov 17, 2022 · Advisor changed firm · fact
- Alpine Private Wealth reported RAUM $828.7M, up 36% from $610.0M (2021-03-30 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- Alpine Private Wealth reported RAUM $521.2M, up 28% from $408.0M (2017-04-27 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- Alpine Private Capital filed its initial SEC registration (Form ADV)Jan 6, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/alpine-private-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- AlpinePrivateWealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-932-1010reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $363Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026