DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alpine Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Toohey | Cetera Investment Advisers LLC BD affiliated | Alpine Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2024 | Jun 6, 2024 (58 d) |
| Brett Alan Rufkahr | Acr Alpine Capital Research, LLC other | Alpine Private Wealth other | Other | Feb 15, 2017 | Feb 15, 2017 |
| Michael Philip Stanton | Acr Alpine Capital Research, LLC other | Alpine Private Wealth other | Other | Jan 31, 2017 | Feb 15, 2017 |
| Jeffrey Douglas Bjornson | 1st Global Advisors Inc other | Alpine Private Wealth independent RIA | Other | Mar 31, 2006 | May 1, 2020 (5145 d) |
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4 moves match.