DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Philip Stanton
Certified Financial Planner
Feed of 09/14/2026
Also filed as Mike Stanton
At current firm
9 y
since Feb 15, 2017
In the industry
25 y
since Jan 22, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Alpine Private Wealth independent RIA currentsince Feb 15, 2017 · Santa Rosa Beach, Fl
- Acr Alpine Capital Research, LLC mixed wealthAug 5, 2014 to Jan 31, 2017 · St. Louis, Mo
- J.P. Morgan Securities LLC wirehouseOct 29, 2010 to May 15, 2012 · Clayton, Mo
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2009 to Oct 29, 2010 · Clayton, Mo
- Banc Of America Investment Services, Inc. unclassifiedSep 7, 2004 to Oct 23, 2009 · St. Louis, Mo
- Strategic Advisers LLC national BDDec 2, 2003 to Sep 16, 2004 · Ladue, Mo
Moves
a registration end followed by a registration begin elsewhere
- Acr Alpine Capital Research, LLC to Alpine Private Wealthleft Jan 31, 2017, registered Feb 15, 2017 (15 days) · Other
- J.P. Morgan Securities LLC to Acr Alpine Capital Research, LLCleft May 15, 2012, registered Aug 5, 2014 (812 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.P. Morgan Securities LLCleft Oct 29, 2010, registered Oct 29, 2010 (0 days) · Wirehouse to wirehouse
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- Strategic Advisers LLC to Banc Of America Investment Services, Inc.left Sep 16, 2004, registered Sep 7, 2004 (-9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address