DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••••• I••••••••• M••••••••• C••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Nov 9, 2017 · 18 filings
SEC status approved since Feb 10, 2025
RAUM
$144M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$48.0M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$144M as of Mar 18, 2026
Mar 7, 2018$6.2M then
HNW client RAUM$1.4M as of Mar 31, 2019
Mar 7, 2018$1.6M then
State-registered IARs (5.B.3)4 as of Mar 18, 2026
Mar 7, 20183 then
Employees (5.A)4 as of Mar 18, 2026
Mar 7, 20183 then
Private funds1 as of Mar 18, 2026
Mar 7, 20181 then
RAUM +26% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $48.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $24.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 94%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $8.6M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$115M80%
- Pension and profit-sharing plans$20.7M14%
- Pooled investment vehicles$8.6M6.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.6M for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.06 institutional_share=0.94 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••••• B••••••••Chartered Financial Analyst | Berwyn, Pa | Jun 27, 2017 | 16 y | 1 |
| E••••• A•••••• T•••••••• | Berwyn, Pa | Jun 27, 2017 | 30 y | 1 |
| D••••• I••••• O•••• | Berwyn, Pa | Jun 30, 2017 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••••• A•••••• T•••••••• from B••••••••• G••••• I••••••••• M••••••••• L••Jun 27, 2017 · Other
- R•••••••• B•••••••• from B••••••••• G••••• I••••••••• M••••••••• L••Jun 27, 2017 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V•••• F••••••• F••• L• | Other Private Fund | $10.1M | 14 | Nov 9, 2017 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• R•••••••• · Founder & Principalcontrolsince 06/2016 · owns less than 5%
- T••••••••• E•••••• A•••••• · Founder & Principalcontrolsince 06/2016 · owns less than 5%
- B••••••••• R•••••••• · Principal & Foundercontrolsince 06/2016 · owns 25% to 50% of B••••••••• I••••••••• M••••••••• C••••••
- T••••••••• E•••••• A•••••• · Principal & Foundercontrolsince 06/2016 · owns 25% to 50% of B••••••••• I••••••••• M••••••••• C••••••
- H••••••• P•••• J•••• · Ownersince 11/2019 · owns 10% to 25%
- M•••••••• D•••••• R•••••• · Principal, Head Of Business Development And Client Servicessince 09/2018 · owns less than 5%
- O••••• D•••••• I••••• · Chief Compliance Officersince 09/2016 · owns less than 5%
- M•••••••• D•••••• R•••••• · Principal, Head Of Business Development & Client Servicesince 08/2019 · owns F of B••••••••• I••••••••• M••••••••• C••••••
Entity owners
- B••••••••• I••••••••• M••••••••• C•••••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- P•••••••• B•••••••• P•••••••• L••broker-dealern
Advisers that list V•••••••• I••••••••• M••••••••• C••••••• L•• as a related person
- 149146 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Berwyn, Pa | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 6Mar 21, 2025 to Mar 18, 2026
- Assets in custody · $9.2M to $8.6MMar 21, 2025 to Mar 18, 2026
- Discretionary RAUM · $114M to $144MMar 21, 2025 to Mar 18, 2026
- Pension RAUM · $26.9M to $20.7MMar 21, 2025 to Mar 18, 2026
- Pooled vehicle RAUM · $9.2M to $8.6MMar 21, 2025 to Mar 18, 2026
- RAUM · $114M to $144MMar 21, 2025 to Mar 18, 2026
- Assets in custody · $10.1M to $9.2MJan 31, 2025 to Mar 21, 2025
- Financial planning clients · unset to Jan 31, 2025 to Mar 21, 2025
- Discretionary RAUM · $124M to $114MJan 31, 2025 to Mar 21, 2025
- Pension RAUM · $29.3M to $26.9MJan 31, 2025 to Mar 21, 2025
- Pooled vehicle RAUM · $10.1M to $9.2MJan 31, 2025 to Mar 21, 2025
- RAUM · $124M to $114MJan 31, 2025 to Mar 21, 2025
- Pension plan clients · 2.0 to unsetDec 9, 2024 to Jan 31, 2025
- Accounts · 5 to 7May 7, 2020 to Nov 27, 2024
- BD registered reps · 2 to 1May 7, 2020 to Nov 27, 2024
- HNW clients · 3.0 to unsetMay 7, 2020 to Nov 27, 2024
- Pension plan clients · 1 to 2May 7, 2020 to Nov 27, 2024
- Assets in custody · $6.1M to $10.1MMay 7, 2020 to Nov 27, 2024
- Insurance-licensed employees · 0 to 1May 7, 2020 to Nov 27, 2024
- HQ city · BERWYN to WAYNEMay 7, 2020 to Nov 27, 2024
- State-registered IARs · 3 to 4May 7, 2020 to Nov 27, 2024
- Discretionary RAUM · $21.9M to $124MMay 7, 2020 to Nov 27, 2024
- HNW RAUM · 2739642.0 to unsetMay 7, 2020 to Nov 27, 2024
- Pension RAUM · $13.1M to $29.3MMay 7, 2020 to Nov 27, 2024
- Pooled vehicle RAUM · $6.1M to $10.1MMay 7, 2020 to Nov 27, 2024
- RAUM · $21.9M to $124MMay 7, 2020 to Nov 27, 2024
- Related adviser · true to falseMay 7, 2020 to Nov 27, 2024
- Related broker-dealer · false to trueMay 7, 2020 to Nov 27, 2024
- Assets in custody · $7.2M to $6.1MFeb 21, 2020 to May 5, 2020
- State-registered IARs · 4 to 3Feb 21, 2020 to May 5, 2020
- Related broker-dealer · true to falseFeb 21, 2020 to May 5, 2020
- BD registered reps · 1 to 2Feb 18, 2020 to Feb 20, 2020
- Employees · 3 to 4Feb 18, 2020 to Feb 20, 2020
- State-registered IARs · 3 to 4Feb 18, 2020 to Feb 20, 2020
- Advisory employees · 2 to 3Feb 10, 2020 to Feb 18, 2020
- State-registered IARs · 1 to 3Feb 10, 2020 to Feb 18, 2020
- Accounts · 3 to 5May 1, 2019 to Dec 18, 2019
- Advisory activities · 4 to 3May 1, 2019 to Dec 18, 2019
- HNW clients · 1 to 3May 1, 2019 to Dec 18, 2019
- Pension plan clients · unset to 1.0May 1, 2019 to Dec 18, 2019
Signals
1 dated events
- V•••••••• I••••••••• M••••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Nov 9, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- V•••••••• I••••••••• M••••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- V••••••••INVESTCO.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 267-923-0004reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026