DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

T•••• E•• C•••••• M••••••••• L••

Wealth manager with institutional or fund businessMiami Beach, FloridaCRD 287819SEC 801-136672websiteIAPD
Latest filing Jul 2, 2026
First filing on the tape Jul 2, 2026 · 1 filings
SEC status approved since Jul 7, 2026
RAUM
$291M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
50%
$145M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$291M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $291M
HNW client RAUM: $145M
State-registered IARs (5.B.3): 1
Employees (5.A): 1
Private funds: 1
Practice profile
derived from the filing of Jul 2, 2026; every figure names its basis
Archetypes, each a printed rule
RAUM per advisor
$291MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
16derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$9.1MderivedHNW RAUM over HNW clients
Average account
$17.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$146M50%
  • High-net-worth individuals$145M50%
Individual clients
0reported
HNW clients
16reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
17reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.5 fund_share=0.5 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
A••• K•••••• S•••••Miami Beach, FlOct 28, 202530 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S•••••• A•••• K•••••• · Chief Compliance Officer Coo, Chief Legal Officercontrol
        since 05/2014 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      a••••@t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business email
      i•••@t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      732-447-3019reportedpublished by the firm, firm site, Sep 15, 2026
      Website
      T••••EYECAPITALMANAGEMENT.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      (732) 447-3019reportedpublic record, Form ADV, Jul 2, 2026
      Contact form
      t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
      Team page
      t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $291Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026