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RIA Intelligence

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SEC-registered adviser

T••••• I••••••••• L••

Independent wealth managerCRD 287941SEC 801-119037websiteIAPD
Latest filing Apr 2, 2026
First filing on the tape Jun 11, 2020 · 12 filings
SEC status approved since Jul 13, 2020
RAUM
$553M
reported, Item 5.F
Discretionary
4.9%
of RAUM
Private clients
100%
$553M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$553M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$553M as of Apr 2, 2026
Mar 26, 2021$275M then
HNW client RAUM$549M as of Apr 2, 2026
Mar 26, 2021$258M then
State-registered IARs (5.B.3)1 as of Apr 2, 2026
Mar 26, 20211 then
Employees (5.A)1 as of Apr 2, 2026
Mar 26, 20211 then
Private funds: no history
RAUM +35% over the last fiscal year+20% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$553MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
215derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.6MderivedHNW RAUM over HNW clients
Average account
$466,043derivedRAUM over accounts (5.F.2.f)
Discretionary
4.9%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+35%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+63%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$549M99%
  • Individuals$3.8M0.7%
Individual clients
95reported
HNW clients
120reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,186reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••••• T•••• T•••••Bellevue, WaApr 6, 201715 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • T•••••• J••••••• T•••• · Founder/Managing Director/Chief Compliance Officer/Managing Membercontrol
      since 03/2017 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • client count surgeChange between filings · filing Apr 2, 2026
      individual and HNW clients (Item 5.D) moved from 132.0 to 215.0 (+63.0%) between the annual amendments of 2025-03-31 and 2026-04-02; the peer median change was +5.0% (1216 comparable advisers, 97.0th percentile of changes)
      peers: independent wealth managers, $500M to $1B (1,216) · 97% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 948 to 1,186
      Mar 31, 2025 to Apr 2, 2026
    • HNW clients · 118 to 120
      Mar 31, 2025 to Apr 2, 2026
    • Individual clients · 14 to 95
      Mar 31, 2025 to Apr 2, 2026
    • Discretionary RAUM · $33.2M to $26.9M
      Mar 31, 2025 to Apr 2, 2026
    • HNW RAUM · $405M to $549M
      Mar 31, 2025 to Apr 2, 2026
    • Individual RAUM · $6.0M to $3.8M
      Mar 31, 2025 to Apr 2, 2026
    • Non-discretionary RAUM · $378M to $526M
      Mar 31, 2025 to Apr 2, 2026
    • RAUM · $411M to $553M
      Mar 31, 2025 to Apr 2, 2026
    • Accounts · 942 to 948
      Mar 29, 2024 to Mar 31, 2025
    • HNW clients · 117 to 118
      Mar 29, 2024 to Mar 31, 2025
    • Financial planning clients · 101-250 to 101-250
      Mar 29, 2024 to Mar 31, 2025
    • HQ city · unset to
      Mar 29, 2024 to Mar 31, 2025
    • HQ state · unset to
      Mar 29, 2024 to Mar 31, 2025
    • Discretionary RAUM · $34.0M to $33.2M
      Mar 29, 2024 to Mar 31, 2025
    • HNW RAUM · $381M to $405M
      Mar 29, 2024 to Mar 31, 2025
    • Individual RAUM · $5.7M to $6.0M
      Mar 29, 2024 to Mar 31, 2025
    • Non-discretionary RAUM · $352M to $378M
      Mar 29, 2024 to Mar 31, 2025
    • RAUM · $386M to $411M
      Mar 29, 2024 to Mar 31, 2025
    • Accounts · 932 to 942
      Mar 31, 2023 to Mar 29, 2024
    • HNW clients · 104 to 117
      Mar 31, 2023 to Mar 29, 2024
    • Individual clients · 33 to 14
      Mar 31, 2023 to Mar 29, 2024
    • Discretionary RAUM · $0 to $34.0M
      Mar 31, 2023 to Mar 29, 2024
    • HNW RAUM · $303M to $381M
      Mar 31, 2023 to Mar 29, 2024
    • Individual RAUM · $14.7M to $5.7M
      Mar 31, 2023 to Mar 29, 2024
    • Non-discretionary RAUM · $318M to $352M
      Mar 31, 2023 to Mar 29, 2024
    • RAUM · $318M to $386M
      Mar 31, 2023 to Mar 29, 2024
    • Accounts · 1,122 to 932
      Dec 20, 2022 to Mar 31, 2023
    • HNW clients · 39 to 104
      Dec 20, 2022 to Mar 31, 2023
    • Individual clients · 129 to 33
      Dec 20, 2022 to Mar 31, 2023
    • HNW RAUM · $13.4M to $303M
      Dec 20, 2022 to Mar 31, 2023
    • Individual RAUM · $399M to $14.7M
      Dec 20, 2022 to Mar 31, 2023
    • Non-discretionary RAUM · $412M to $318M
      Dec 20, 2022 to Mar 31, 2023
    • RAUM · $412M to $318M
      Dec 20, 2022 to Mar 31, 2023
    • Advisory activities · 2 to 3
      Mar 7, 2022 to Dec 20, 2022
    • Accounts · 914 to 1,122
      Feb 8, 2022 to Mar 7, 2022
    • HNW clients · 91 to 39
      Feb 8, 2022 to Mar 7, 2022
    • Individual clients · 47 to 129
      Feb 8, 2022 to Mar 7, 2022
    • HNW RAUM · $258M to $13.4M
      Feb 8, 2022 to Mar 7, 2022
    • Individual RAUM · $16.9M to $399M
      Feb 8, 2022 to Mar 7, 2022
    • Non-discretionary RAUM · $275M to $412M
      Feb 8, 2022 to Mar 7, 2022
    Signals
    3 dated events
    • T••••• I••••••••• L•• reported RAUM $552.7M, up 35% from $410.9M (2025-03-31 to 2026-04-02)
      Apr 2, 2026 · RAUM change · derived
    • T••••• I••••••••• L•• reported RAUM $411.9M, up 50% from $275.2M (2022-02-08 to 2022-03-07)
      Mar 7, 2022 · RAUM change · derived
    • T••••• I••••••••• L•• filed its initial SEC registration (Form ADV)
      Jun 11, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    425-458-3999reportedpublished by the firm, firm site, Sep 17, 2026
    Website
    T•••••INVESTMENTS.COMreportedpublic record, Form ADV, Sep 21, 2026
    Principal office phone
    (425) 458-3999reportedpublic record, Form ADV, Apr 2, 2026
    Contact form
    t•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $553Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026