DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
Z••••• I••••••••• M••••••••• L••
Latest filing Sep 17, 2026
First filing on the tape Sep 17, 2026 · 1 filings
RAUM
$82.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$77.7M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
- RAUM per advisor
- $27.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $302,788derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$53.8M65%
- Individuals$24.0M29%
- Pooled investment vehicles$4.6M5.6%
- Individual clients
- 72reported
- HNW clients
- 29reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 272reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• C•••••••• C••••••• | Scottsdale, Az | Mar 12, 2021 | 16 y | 6 |
| D•••• F•••• F•••••••• | Longmeadow, Ma | Mar 12, 2021 | 15 y | 3 |
| J••••••• L•• H•••••• | San Diego, Ca | Jan 1, 2026 | 12 y | 0 |
Advisor movement
Left, latest
- D••••• W• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Oct 25, 2022 · Other
- R••• J•••• P•••• to C•••• I••••••••• M••••••••• L••Mar 14, 2022 · Other
Joined, latest
- R••• J•••• P•••• from T• A••••••••• I•••Mar 13, 2021 · Other
- J•••• C•••••••• C••••••• from A••••••• S••••••• N••••••Mar 12, 2021 · Other
- D•••• F•••• F•••••••• from T• A••••••••• I•••Mar 12, 2021 · Other
- D••••• W• S••••••• from T• A••••••••• I•••Nov 9, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
2 dated events
- D••••• W• S••••••• left Z••••• I••••••••• M••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-10-06)Oct 25, 2022 · Advisor changed firm · fact
- R••• J•••• P•••• left Z••••• I••••••••• M••••••••• L•• for C•••• I••••••••• M••••••••• L•• (registered 2022-03-21)Mar 14, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/zenith-investmentmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- Z•••••IM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 858-716-8500reportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026