DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Zenith Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan James Petry | Td Ameritrade, Inc. no RAUM | Zenith Investment Management, LLC state registered | Other | Feb 9, 2021 | Mar 13, 2021 (32 d) |
| David Frank Fernandes | Td Ameritrade, Inc. no RAUM | Zenith Investment Management, LLC state registered | Other | Jan 11, 2021 | Mar 12, 2021 (60 d) |
| Daniel W Sullivan | Td Ameritrade, Inc. no RAUM | Zenith Investment Management, LLC state registered | Other | Oct 20, 2020 | Nov 9, 2020 |
| Jacob Cristobal Chaparro | Advisory Services Network other | Zenith Investment Management, LLC state registered | Other | May 30, 2017 | Mar 12, 2021 (1382 d) |
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4 moves match.