DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

I•••••••• G••••• P••••••• I••

Other adviserSan Francisco, CaliforniaCRD 288616SEC 801-110691websiteIAPD
Latest filing May 27, 2026
First filing on the tape May 23, 2017 · 17 filings
SEC status approved since Jun 22, 2017
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$2.1B as of May 27, 2026
Mar 22, 2018$607M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 27, 2026
Mar 22, 20180 then
Employees (5.A)4 as of May 27, 2026
Mar 22, 20181 then
Private funds: no history
RAUM -34% over the last fiscal year-9.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 27, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.1BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-89%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K••• J••••• H•••••• · Directorcontrol
        since 03/2017 · owns less than 5%
      • M••••••••• D••••• I•• · Non-Executive Directorcontrol
        since 04/2019 · owns less than 5%
      • M••••• R•••••• T••••• G••••• · Chief Compliance Officer/Directorcontrol
        since 03/2017 · owns less than 5%
      • D•••••• B••••• P•••••• · Shareholder And Directorcontrol
        since 03/2017 · owns 75% or more of I•••••••• S••••••••• ••••••••• L••••••
      Entity owners
      • I••••••• F•••••••• L•••••• · Shareholder
        indirect · owns 75% or more of M•• W••••• L••••••
      • I•••••••• S••••••••• ••••••••• L•••••• · Shareholder
        indirect · owns 50% to 75% of Sca Global Advisers L••••••
      • M•• A•••• M••••••••• H••••••• L•••••• · Shareholder
        indirect · owns 25% to 50% of I•••••••• H••••••• L••••••
      • M•• W••••• L•••••• · Shareholder
        indirect · owns 75% or more of M•• A•••• M••••••••• H••••••• L••••••
      • S•• G••••• A••••••• L•••••• · Shareholder
        indirect · owns 50% to 75% of I•••••••• H••••••• L••••••
      • I•••••••• H••••••• L•••••• · Parent Company
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list I•••••••• G••••• P••••••• I•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY1 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • RAUM down 50 %Change between filings · filing Apr 7, 2026
        RAUM (Item 5.F) moved from $3,230,719,679 to $369,716,167 (-89.0%) between the annual amendments of 2025-03-28 and 2026-04-07; the peer median change was +11.0% (231 comparable advisers, 1.0th percentile of changes)
        peers: other advisers, $1B to $5B (231) · 0.9% percentile
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $370M to $2.1B
        Apr 7, 2026 to May 27, 2026
      • RAUM · $370M to $2.1B
        Apr 7, 2026 to May 27, 2026
      • Discretionary RAUM · $3.2B to $370M
        Mar 28, 2025 to Mar 27, 2026
      • RAUM · $3.2B to $370M
        Mar 28, 2025 to Mar 27, 2026
      • Financial planning clients · unset to
        Mar 26, 2024 to Mar 28, 2025
      • Discretionary RAUM · $3.2B to $3.2B
        Mar 26, 2024 to Mar 28, 2025
      • RAUM · $3.2B to $3.2B
        Mar 26, 2024 to Mar 28, 2025
      • Accounts · 3 to 1
        Mar 23, 2023 to Mar 26, 2024
      • Discretionary RAUM · $2.9B to $3.2B
        Mar 23, 2023 to Mar 26, 2024
      • RAUM · $2.9B to $3.2B
        Mar 23, 2023 to Mar 26, 2024
      • Discretionary RAUM · $3.6B to $2.9B
        Mar 28, 2022 to Mar 23, 2023
      • RAUM · $3.6B to $2.9B
        Mar 28, 2022 to Mar 23, 2023
      • Accounts · 1 to 3
        Sep 2, 2021 to Mar 28, 2022
      • Advisory employees · 3 to 4
        Sep 2, 2021 to Mar 28, 2022
      • Employees · 3 to 4
        Sep 2, 2021 to Mar 28, 2022
      • Discretionary RAUM · $0 to $3.6B
        Sep 2, 2021 to Mar 28, 2022
      • Non-discretionary RAUM · $3.4B to $0
        Sep 2, 2021 to Mar 28, 2022
      • RAUM · $3.4B to $3.6B
        Sep 2, 2021 to Mar 28, 2022
      • Advisory employees · 2 to 3
        Jun 25, 2021 to Sep 2, 2021
      • Employees · 2 to 3
        Jun 25, 2021 to Sep 2, 2021
      • Other offices · 0 to 1
        Jun 25, 2021 to Sep 2, 2021
      • Non-discretionary RAUM · $1.6B to $3.4B
        Jun 25, 2021 to Sep 2, 2021
      • RAUM · $1.6B to $3.4B
        Jun 25, 2021 to Sep 2, 2021
      • Related broker-dealer · true to false
        Apr 6, 2021 to Jun 25, 2021
      • Non-discretionary RAUM · $1.1B to $1.6B
        Mar 27, 2020 to Mar 25, 2021
      • RAUM · $1.1B to $1.6B
        Mar 27, 2020 to Mar 25, 2021
      • Advisory employees · 1 to 2
        Apr 29, 2019 to Mar 27, 2020
      • Employees · 1 to 2
        Apr 29, 2019 to Mar 27, 2020
      • Non-discretionary RAUM · $578M to $1.1B
        Apr 29, 2019 to Mar 27, 2020
      • RAUM · $578M to $1.1B
        Apr 29, 2019 to Mar 27, 2020
      • Non-discretionary RAUM · $607M to $578M
        Mar 22, 2018 to Mar 21, 2019
      • RAUM · $607M to $578M
        Mar 22, 2018 to Mar 21, 2019
      • Other offices · unset to 0.0
        Jul 11, 2017 to Mar 22, 2018
      • Non-discretionary RAUM · $473M to $607M
        Jul 11, 2017 to Mar 22, 2018
      • RAUM · $473M to $607M
        Jul 11, 2017 to Mar 22, 2018
      • HQ city · WILMINGTON, NEW CASTLE COUNTY to SAN FRANCISCO
        May 23, 2017 to Jul 11, 2017
      • HQ state · DE to CA
        May 23, 2017 to Jul 11, 2017
      • Non-discretionary RAUM · $450M to $473M
        May 23, 2017 to Jul 11, 2017
      • RAUM · $450M to $473M
        May 23, 2017 to Jul 11, 2017
      Signals
      8 dated events
      • I•••••••• G••••• P••••••• I•• reported RAUM $2.1B, up 478% from $369.7M (2026-04-07 to 2026-05-27)
        May 27, 2026 · RAUM change · derived
      • I•••••••• G••••• P••••••• I•• reported RAUM $369.7M, down 89% from $3.2B (2025-03-28 to 2026-03-27)
        Mar 27, 2026 · RAUM change · derived
      • I•••••••• G••••• P••••••• I•• reported RAUM $3.4B, up 108% from $1.6B (2021-06-25 to 2021-09-02)
        Sep 2, 2021 · RAUM change · derived
      • I•••••••• G••••• P••••••• I•• reported RAUM $1.6B, up 48% from $1.1B (2020-03-27 to 2021-03-25)
        Mar 25, 2021 · RAUM change · derived
      • I•••••••• G••••• P••••••• I•• reported RAUM $1.1B, up 90% from $577.7M (2019-04-29 to 2020-03-27)
        Mar 27, 2020 · RAUM change · derived
      • Ian David Macgregor (Non-Executive Director) appeared on Schedule A of I•••••••• G••••• P••••••• I••
        Apr 29, 2019 · Control person joined · fact
      • I•••••••• G••••• P••••••• I•• reported RAUM $607.3M, up 28% from $473.0M (2017-07-11 to 2018-03-22)
        Mar 22, 2018 · RAUM change · derived
      • I•••••••• G••••• P••••••• I•• filed its initial SEC registration (Form ADV)
        May 23, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      I••••••••.CO.UKreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      1 (415)9693370reportedpublic record, Form ADV, May 27, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026