DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••••••• I••••••••• P••••••• L••••••
Latest filing Jul 29, 2026
First filing on the tape Jun 2, 2017 · 22 filings
SEC status approved since Jul 5, 2017
RAUM
$4.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$4.0B as of Jul 29, 2026
Mar 22, 2018$2.3B then
HNW client RAUM$17.2M as of Mar 28, 2025
Mar 21, 2019$19.1M then
State-registered IARs (5.B.3)0 as of Jul 29, 2026
Mar 22, 20180 then
Employees (5.A)17 as of Jul 29, 2026
Mar 22, 201812 then
Private funds2 as of Jul 29, 2026
Mar 28, 20222 then
RAUM -28% over the last fiscal year-15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $235MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 88%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$2.9B73%
- State and municipal entities$539M13%
- Pooled investment vehicles$483M12%
- Insurance companies$36.7M0.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 8reported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.12 institutional_share=0.88 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•••••••• G••••• E••••• S••••• | Hedge Fund | $16.4M | 2 | Mar 28, 2022 |
| I•••••••• I••••••••• E••••• S••••• | Hedge Fund | $16.1M | 7 | Mar 28, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• B••••• P•••••• · Chief Executive Officercontrolsince 03/2014 · owns less than 5%
- K••• J••••• H•••••• · Directorcontrolsince 02/2017 · owns less than 5%
- M••••••••• D••••• I•• · Non-Executive Directorcontrolsince 06/2016 · owns less than 5%
- M••••• R•••••• T••••• G••••• · Chief Compliance Officer And Chief Operating Officercontrolsince 12/2015 · owns less than 5%
- P•••••••• T•••••• J••• C••••••• · Non-Executive Directorcontrolsince 11/2023 · owns less than 5%
- D•••••• B••••• P•••••• · Shareholder And Directorcontrolsince 04/2014 · owns 75% or more of I•••••••• S••••••••• ••••••••• L••••••
Entity owners
- I••••••• F•••••••• L•••••• · Shareholderindirect · owns 75% or more of M•• W••••• L••••••
- I•••••••• S••••••••• ••••••••• L•••••• · Shareholderindirect · owns 50% to 75% of Sca Global Advisers L••••••
- M•• A•••• M••••••••• H••••••• L•••••• · Shareholderindirect · owns 25% to 50% of I•••••••• H••••••• L••••••
- M•• W••••• L•••••• · Shareholderindirect · owns 75% or more of M•• A•••• M••••••••• H••••••• L••••••
- S•• G••••• A••••••• L•••••• · Shareholderindirect · owns 50% to 75% of I•••••••• H••••••• L••••••
- I•••••••• H••••••• L•••••• · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- I••••••• F•••••••• L••••••investment advisery
- I•••••••• G•••••• P•••••• I••pooled vehicle sponsorn
- I•••••••• G••••• P••••••• I••investment advisernRAUM $2.1B
- I••• I••••••••• S••••••• L••investment advisern
- M•• A•••• M••••••••• P•• L••investment advisery
- M•• A•••• M••••••••• U• L••investment advisernRAUM $2.8B
- M•• I••••••••• L••••••investment advisern
Advisers that list I•••••••• I••••••••• P••••••• L•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Apr 7, 2026RAUM (Item 5.F) moved from $5,516,603,714 to $3,993,977,139 (-28.0%) between the annual amendments of 2025-03-28 and 2026-04-07; the peer median change was +15.0% (105 comparable advisers, 8.0th percentile of changes)peers: institutional managers, $1B to $5B (105) · 7.7% percentile
What changed
consecutive filings, newest first
- Accounts · 22 to 17Mar 28, 2025 to Mar 27, 2026
- Advisory employees · 9 to 8Mar 28, 2025 to Mar 27, 2026
- Pension plan clients · 10 to 8Mar 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 9 to 7Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $5.5B to $4.0BMar 28, 2025 to Mar 27, 2026
- HNW RAUM · 17162370.0 to unsetMar 28, 2025 to Mar 27, 2026
- Pension RAUM · $4.0B to $2.9BMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $811M to $483MMar 28, 2025 to Mar 27, 2026
- RAUM · $5.5B to $4.0BMar 28, 2025 to Mar 27, 2026
- Corporate clients · 1.0 to unsetMar 26, 2024 to Mar 28, 2025
- Accounts · 29 to 22Mar 26, 2024 to Mar 28, 2025
- Advisory employees · 5 to 9Mar 26, 2024 to Mar 28, 2025
- Charity clients · 1.0 to unsetMar 26, 2024 to Mar 28, 2025
- HNW clients · 1.0 to unsetMar 26, 2024 to Mar 28, 2025
- Pension plan clients · 11 to 10Mar 26, 2024 to Mar 28, 2025
- Pooled vehicle clients · 13 to 9Mar 26, 2024 to Mar 28, 2025
- Employees · 14 to 17Mar 26, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 28, 2025
- HQ state · unset to Mar 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $7.3B to $5.5BMar 26, 2024 to Mar 28, 2025
- HNW RAUM · $16.2M to $17.2MMar 26, 2024 to Mar 28, 2025
- Pension RAUM · $4.2B to $4.0BMar 26, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.2B to $811MMar 26, 2024 to Mar 28, 2025
- RAUM · $7.3B to $5.5BMar 26, 2024 to Mar 28, 2025
- Accounts · 28 to 29Mar 23, 2023 to Mar 26, 2024
- Advisory employees · 8 to 5Mar 23, 2023 to Mar 26, 2024
- HNW clients · unset to 1.0Mar 23, 2023 to Mar 26, 2024
- Pooled vehicle clients · 12 to 13Mar 23, 2023 to Mar 26, 2024
- Employees · 15 to 14Mar 23, 2023 to Mar 26, 2024
- Discretionary RAUM · $6.4B to $7.3BMar 23, 2023 to Mar 26, 2024
- HNW RAUM · unset to 16240808.0Mar 23, 2023 to Mar 26, 2024
- Pension RAUM · $3.6B to $4.2BMar 23, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $1.9B to $2.2BMar 23, 2023 to Mar 26, 2024
- RAUM · $6.4B to $7.3BMar 23, 2023 to Mar 26, 2024
- Accounts · 24 to 28Sep 14, 2022 to Mar 23, 2023
- Pension plan clients · 9 to 11Sep 14, 2022 to Mar 23, 2023
- Pooled vehicle clients · 10 to 12Sep 14, 2022 to Mar 23, 2023
- Discretionary RAUM · $7.8B to $6.4BSep 14, 2022 to Mar 23, 2023
- Pension RAUM · $4.1B to $3.6BSep 14, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $2.3B to $1.9BSep 14, 2022 to Mar 23, 2023
Signals
9 dated events
- I•••••••• I••••••••• P••••••• L•••••• reported RAUM $4.0B, down 28% from $5.5B (2025-03-28 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- (Nmn) Jill Rikard-Bell (Non-Executive Director) no longer on Schedule A of I•••••••• I••••••••• P••••••• L•••••• (listed 2023-03-23, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- John Campbell Thomas Pedersen (Non-Executive Director) appeared on Schedule A of I•••••••• I••••••••• P••••••• L••••••Mar 26, 2024 · Control person joined · fact
- I•••••••• I••••••••• P••••••• L•••••• reported RAUM $7.3B, up 25% from $5.9B (2021-06-25 to 2021-09-02)Sep 2, 2021 · RAUM change · derived
- I•••••••• I••••••••• P••••••• L•••••• reported RAUM $5.9B, up 77% from $3.3B (2020-03-27 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- (Nmn) Jill Rikard-Bell (Non-Executive Director) appeared on Schedule A of I•••••••• I••••••••• P••••••• L••••••Mar 25, 2021 · Control person joined · fact
- I•••••••• I••••••••• P••••••• L•••••• reported RAUM $3.3B, up 55% from $2.1B (2019-03-21 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Andrew Jeffrey Lee (Non-Executive Director) no longer on Schedule A of I•••••••• I••••••••• P••••••• L•••••• (listed 2018-07-23, absent 2019-03-21)Mar 21, 2019 · Control person left · inference
- I•••••••• I••••••••• P••••••• L•••••• filed its initial SEC registration (Form ADV)Jun 2, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- I••••••••.CO.UKreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +44 (0)203 763 5810reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026