DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••• A••••• F•••••••• C••••
Latest filing Jul 28, 2026
First filing on the tape May 12, 2025 · 3 filings
SEC status approved since May 19, 2025
RAUM
$145M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
94%
$135M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$145M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$145M as of Jul 28, 2026
May 12, 2025$119M then
HNW client RAUM$93.1M as of Jul 28, 2026
May 12, 2025$73.4M then
State-registered IARs (5.B.3)1 as of Jul 28, 2026
May 12, 20251 then
Employees (5.A)1 as of Jul 28, 2026
May 12, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $145MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 221derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $190,930derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 6.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $128MreportedItem 5.I
- Custody
- $59.7M, 76 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$93.1M64%
- Individuals$42.3M29%
- Pension and profit-sharing plans$9.0M6.2%
- Charitable organizations$344,5110.2%
- Individual clients
- 175reported
- HNW clients
- 46reported
- Pension plan clients
- 6reported
- Charitable clients
- n/areported
- Accounts
- 758reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $59.7M for 76 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• K• B•••• | St. Paul, Mn | Aug 9, 2017 | 18 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• K• B•••• from P•••••••• S••••••••• I•••Aug 9, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 733 to 758May 12, 2025 to Feb 25, 2026
- HNW clients · 43 to 46May 12, 2025 to Feb 25, 2026
- Individual clients · 172 to 175May 12, 2025 to Feb 25, 2026
- Pension plan clients · 7 to 6May 12, 2025 to Feb 25, 2026
- Assets in custody · $42.2M to $59.7MMay 12, 2025 to Feb 25, 2026
- Discretionary RAUM · $103M to $128MMay 12, 2025 to Feb 25, 2026
- HNW RAUM · $73.4M to $93.1MMay 12, 2025 to Feb 25, 2026
- Individual RAUM · $37.5M to $42.3MMay 12, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $16.2M to $16.8MMay 12, 2025 to Feb 25, 2026
- Pension RAUM · $7.7M to $9.0MMay 12, 2025 to Feb 25, 2026
- RAUM · $119M to $145MMay 12, 2025 to Feb 25, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- j••@k•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- j••••@k•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 952-426-4352reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 952-426-4355reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- K•••A•••••FINANCIAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 952-426-4352reportedpublic record, Form ADV, Jul 28, 2026
- Contact form
- k•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $145Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026