DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Marcado Asset Management LLC
Latest filing Nov 21, 2025
First filing on the tape Mar 29, 2020 · 9 filings
SEC status approved since Apr 29, 2020
RAUM
$26.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$26.8M as of Nov 21, 2025
Mar 29, 2021$60,000 then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Nov 21, 2025
Mar 29, 20213 then
Employees (5.A)3 as of Nov 21, 2025
Mar 29, 20213 then
Private funds: no history
RAUM +3.5% over the last fiscal year+180% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Nov 21, 2025; every figure names its basis
- RAUM per advisor
- $8.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$26.8M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 47reported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 days3 left over 36 months
Left, latest
- Linda Lim Yang to SavvyMar 31, 2026 · Other
- Nathan Joel Sharp to SavvyMar 31, 2026 · Other
- Andrew William Bronson to SavvyMar 31, 2026 · Other
Joined, latest
- Linda Lim Yang from Silicon Hills Wealth ManagementDec 20, 2019 · RIA to a newly registered adviser
- Nathan Joel Sharp from Intrust Fiduciary GroupSep 20, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- William Andrew Bronson · Manager/Principalcontrolsince 04/2017 · owns 25% to 50%
- Joel Nathan Sharp · Manager/Principal/Chief Compliance Officercontrolsince 04/2017 · owns 50% to 75%
Entity owners
- Eleventh Street Investment Group LLC · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Antonio, Tx · principal | 0 | 0 | 3 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Pension plan clients · 42 to 47Jun 4, 2024 to Mar 29, 2025
- Financial planning clients · unset to Jun 4, 2024 to Mar 29, 2025
- Discretionary RAUM · $25.9M to $26.8MJun 4, 2024 to Mar 29, 2025
- Pension RAUM · $25.9M to $26.8MJun 4, 2024 to Mar 29, 2025
- RAUM · $25.9M to $26.8MJun 4, 2024 to Mar 29, 2025
- Accounts · 6 to 7Mar 30, 2023 to Jun 4, 2024
- Pension plan clients · 31 to 42Mar 30, 2023 to Jun 4, 2024
- Discretionary RAUM · $18.0M to $25.9MMar 30, 2023 to Jun 4, 2024
- Pension RAUM · $18.0M to $25.9MMar 30, 2023 to Jun 4, 2024
- RAUM · $18.0M to $25.9MMar 30, 2023 to Jun 4, 2024
- Accounts · 2 to 6Mar 29, 2022 to Mar 30, 2023
- Pension plan clients · 25 to 31Mar 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.2M to $18.0MMar 29, 2022 to Mar 30, 2023
- Pension RAUM · $1.2M to $18.0MMar 29, 2022 to Mar 30, 2023
- RAUM · $1.2M to $18.0MMar 29, 2022 to Mar 30, 2023
- Accounts · 1 to 2Mar 29, 2021 to Mar 28, 2022
- Advisory activities · 2 to 1Mar 29, 2021 to Mar 28, 2022
- Pension plan clients · 16 to 25Mar 29, 2021 to Mar 28, 2022
- Discretionary RAUM · $60,000 to $1.2MMar 29, 2021 to Mar 28, 2022
- Pension RAUM · $60,000 to $1.2MMar 29, 2021 to Mar 28, 2022
- RAUM · $60,000 to $1.2MMar 29, 2021 to Mar 28, 2022
- Accounts · unset to 1.0Sep 23, 2020 to Mar 29, 2021
- Pension plan clients · 13 to 16Sep 23, 2020 to Mar 29, 2021
- Discretionary RAUM · unset to 60000.0Sep 23, 2020 to Mar 29, 2021
- Non-discretionary RAUM · unset to 0.0Sep 23, 2020 to Mar 29, 2021
- Pension RAUM · $0 to $60,000Sep 23, 2020 to Mar 29, 2021
- RAUM · unset to 60000.0Sep 23, 2020 to Mar 29, 2021
Signals
6 dated events
- Marcado Asset Management Llc no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $26.8M)Apr 1, 2026 · Left the SEC roster · derived
- Andrew William Bronson left Marcado Asset Management Llc for Savvy (registered 2026-02-09)Mar 31, 2026 · Advisor changed firm · fact
- Linda Lim Yang left Marcado Asset Management Llc for Savvy (registered 2026-02-09)Mar 31, 2026 · Advisor changed firm · fact
- Nathan Joel Sharp left Marcado Asset Management Llc for Savvy (registered 2026-02-09)Mar 31, 2026 · Advisor changed firm · fact
- Marcado Asset Management LLC's advisors moved to Savvy (San Antonio, TX): 3 of 3 registered, on the same dayMar 31, 2026 · Firm absorbed (people side) · derived
- Marcado Asset Management Llc filed its initial SEC registration (Form ADV)Mar 29, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026