DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

I•••••• F•••••••• G••••

Former SEC-registered adviserAustin, TexasCRD 154355SEC 801-77278IAPD
Legal name M• G••••• L••
Latest filing Apr 28, 2017
First filing on the tape Oct 15, 2012 · 15 filings
RAUM
$1.7B
reported, Item 5.F
Discretionary
1.5%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$1.7B as of Mar 9, 2017
Feb 20, 2013$550M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 9, 2017
Feb 20, 20134 then
Employees (5.A)5 as of Mar 9, 2017
Feb 20, 20134 then
Private funds: no history
RAUM -1.7% over the last fiscal year+6.3% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Apr 28, 2017; every figure names its basis
RAUM per advisor
$426MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$55.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
1.5%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
2.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-1.7%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
pension consulting, selection of other advisersreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
31reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • M•••••• M••••••• W•••••• · Managing Member/Ccocontrol
    since 02/2010 · owns 75% or more
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • San Antonio, TX
What changed
consecutive filings, newest first
  • Related adviser · false to true
    Mar 9, 2017 to Apr 28, 2017
  • Related broker-dealer · false to true
    Mar 9, 2017 to Apr 28, 2017
  • Accounts · 33 to 31
    Jul 29, 2016 to Mar 9, 2017
  • Employees · 6 to 5
    Jul 29, 2016 to Mar 9, 2017
  • Discretionary RAUM · $24.0M to $25.1M
    Jul 29, 2016 to Mar 9, 2017
  • Non-discretionary RAUM · $1.7B to $1.7B
    Jul 29, 2016 to Mar 9, 2017
  • RAUM · $1.7B to $1.7B
    Jul 29, 2016 to Mar 9, 2017
  • BD registered reps · 2 to 0
    May 17, 2016 to Jul 29, 2016
  • Insurance-licensed employees · 2 to 0
    May 17, 2016 to Jul 29, 2016
  • Accounts · 27 to 33
    Aug 27, 2015 to Mar 21, 2016
  • Advisory employees · 2 to 3
    Aug 27, 2015 to Mar 21, 2016
  • Advisory activities · 1 to 2
    Aug 27, 2015 to Mar 21, 2016
  • Insurance-licensed employees · 0 to 2
    Aug 27, 2015 to Mar 21, 2016
  • State-registered IARs · 3 to 4
    Aug 27, 2015 to Mar 21, 2016
  • Discretionary RAUM · $23.0M to $24.0M
    Aug 27, 2015 to Mar 21, 2016
  • Non-discretionary RAUM · $1.8B to $1.7B
    Aug 27, 2015 to Mar 21, 2016
  • RAUM · $1.8B to $1.7B
    Aug 27, 2015 to Mar 21, 2016
  • Business name · M••••• Y•••••• 4••• G•••• to I•••••• F•••••••• G••••
    Aug 24, 2015 to Aug 27, 2015
  • Accounts · 23 to 27
    Mar 10, 2015 to Aug 24, 2015
  • Advisory activities · 2 to 1
    Mar 10, 2015 to Aug 24, 2015
  • Business name · T•• M••••• Y•••••• 4••• G•••• to M••••• Y•••••• 4••• G••••
    Mar 10, 2015 to Aug 24, 2015
  • Employees · 4 to 6
    Mar 10, 2015 to Aug 24, 2015
  • Financial planning clients · 0 to unset
    Mar 10, 2015 to Aug 24, 2015
  • Non-discretionary RAUM · $1.6B to $1.8B
    Mar 10, 2015 to Aug 24, 2015
  • RAUM · $1.6B to $1.8B
    Mar 10, 2015 to Aug 24, 2015
  • Accounts · 25 to 23
    Nov 25, 2014 to Mar 10, 2015
  • Advisory employees · 3 to 2
    Nov 25, 2014 to Mar 10, 2015
  • Discretionary RAUM · $21.5M to $23.0M
    Nov 25, 2014 to Mar 10, 2015
  • Non-discretionary RAUM · $1.6B to $1.6B
    Nov 25, 2014 to Mar 10, 2015
  • RAUM · $1.6B to $1.6B
    Nov 25, 2014 to Mar 10, 2015
  • Accounts · 20 to 25
    Mar 7, 2014 to Nov 25, 2014
  • Advisory employees · 4 to 3
    Mar 7, 2014 to Nov 25, 2014
  • BD registered reps · 4 to 2
    Mar 7, 2014 to Nov 25, 2014
  • Employees · 5 to 4
    Mar 7, 2014 to Nov 25, 2014
  • State-registered IARs · 4 to 3
    Mar 7, 2014 to Nov 25, 2014
  • Discretionary RAUM · $20.5M to $21.5M
    Mar 7, 2014 to Nov 25, 2014
  • Non-discretionary RAUM · $1.4B to $1.6B
    Mar 7, 2014 to Nov 25, 2014
  • RAUM · $1.4B to $1.6B
    Mar 7, 2014 to Nov 25, 2014
  • Accounts · 18 to 20
    Feb 20, 2013 to Jan 21, 2014
  • Employees · 4 to 5
    Feb 20, 2013 to Jan 21, 2014
Signals
1 dated events
  • T•• M••••• Y•••••• 4••• G•••• filed its initial SEC registration (Form ADV)
    Oct 15, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026