DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• W•••••
Legal name T•• R••• C••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jul 20, 2017 · 29 filings
SEC status approved since Aug 23, 2017
RAUM
$251M
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
82%
$205M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$251M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$251M as of Mar 30, 2026
Jan 29, 2018$103M then
HNW client RAUM$151M as of Mar 30, 2026
Jan 29, 2018$64.2M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Jan 29, 20181 then
Employees (5.A)6 as of Mar 30, 2026
Jan 29, 20186 then
Private funds: no history
RAUM +25% over the last fiscal year+16% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $251MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 194derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $359,884derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$151M60%
- Individuals$54.4M22%
- Pension and profit-sharing plans$44.8M18%
- Charitable organizations$1.1M0.4%
- Corporations and businesses$100,1340.0%
- Individual clients
- 127reported
- HNW clients
- 67reported
- Pension plan clients
- 6reported
- Charitable clients
- 3reported
- Accounts
- 697reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.18 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• A•••• R••• | Fort Worth, Tx | Aug 23, 2017 | 23 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 100% of current headcount1 left over 36 months
Left, latest
- B••••• W•••• G••••• to O•••• W•••••• I•••Jun 18, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- B••••• W•••• G••••• from A•••••• R••••••• C••••••Apr 30, 2024 · RIA to RIA
- J••••• A•••• R••• from W•• A•••••••• L•Aug 23, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••• J•••••• A•••• · Member/President/Ccocontrolsince 07/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Worth, Tx · principal | 1 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 597 to 697Oct 14, 2025 to Mar 30, 2026
- Charity clients · 2 to 3Oct 14, 2025 to Mar 30, 2026
- HNW clients · 50 to 67Oct 14, 2025 to Mar 30, 2026
- Individual clients · 129 to 127Oct 14, 2025 to Mar 30, 2026
- Discretionary RAUM · $164M to $206MOct 14, 2025 to Mar 30, 2026
- HNW RAUM · $103M to $151MOct 14, 2025 to Mar 30, 2026
- Individual RAUM · $60.0M to $54.4MOct 14, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $36.7M to $44.8MOct 14, 2025 to Mar 30, 2026
- Pension RAUM · $36.7M to $44.8MOct 14, 2025 to Mar 30, 2026
- RAUM · $201M to $251MOct 14, 2025 to Mar 30, 2026
- Accounts · 550 to 597Aug 6, 2024 to Mar 27, 2025
- Corporate clients · 3 to 1Aug 6, 2024 to Mar 27, 2025
- HNW clients · 45 to 50Aug 6, 2024 to Mar 27, 2025
- Individual clients · 132 to 129Aug 6, 2024 to Mar 27, 2025
- Pension plan clients · 5 to 6Aug 6, 2024 to Mar 27, 2025
- Financial planning clients · 101-250 to 101-250Aug 6, 2024 to Mar 27, 2025
- Discretionary RAUM · $157M to $164MAug 6, 2024 to Mar 27, 2025
- HNW RAUM · $90.2M to $103MAug 6, 2024 to Mar 27, 2025
- Individual RAUM · $54.7M to $60.0MAug 6, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $29.1M to $36.7MAug 6, 2024 to Mar 27, 2025
- Pension RAUM · $29.1M to $36.7MAug 6, 2024 to Mar 27, 2025
- RAUM · $186M to $201MAug 6, 2024 to Mar 27, 2025
- Advisory employees · 1 to 2Apr 24, 2024 to Aug 6, 2024
- State-registered IARs · 1 to 2Apr 24, 2024 to Aug 6, 2024
- Employees · 3 to 6Mar 13, 2024 to Apr 11, 2024
- Accounts · 529 to 550Nov 9, 2023 to Mar 13, 2024
- Charity clients · 1 to 2Nov 9, 2023 to Mar 13, 2024
- Corporate clients · 2 to 3Nov 9, 2023 to Mar 13, 2024
- HNW clients · 37 to 45Nov 9, 2023 to Mar 13, 2024
- Individual clients · 143 to 132Nov 9, 2023 to Mar 13, 2024
- HQ city · FT. WORTH to FORT WORTHNov 9, 2023 to Mar 13, 2024
- Discretionary RAUM · $139M to $157MNov 9, 2023 to Mar 13, 2024
- HNW RAUM · $74.1M to $90.2MNov 9, 2023 to Mar 13, 2024
- Individual RAUM · $54.7M to $54.7MNov 9, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $23.0M to $29.1MNov 9, 2023 to Mar 13, 2024
- Pension RAUM · $23.0M to $29.1MNov 9, 2023 to Mar 13, 2024
- RAUM · $162M to $186MNov 9, 2023 to Mar 13, 2024
- Advisory employees · 2 to 1Mar 27, 2023 to Jul 5, 2023
- Employees · 4 to 3Mar 27, 2023 to Jul 5, 2023
- State-registered IARs · 2 to 1Mar 27, 2023 to Jul 5, 2023
Signals
2 dated events
- B••••• W•••• G••••• left S•••• W••••• for O•••• W•••••• I••• (registered 2026-06-01)Jun 18, 2026 · a•••••• firm change · fact
- T•• R••• C••••••• L•• filed its initial SEC registration (Form ADV)Jul 20, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/THER•••COMPANYreportedpublic record, Form ADV, Sep 18, 2026
- Website
- styre.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 817-605-7833reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $251Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026