DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••• G••••• P•••••••• L••
Latest filing May 6, 2026
First filing on the tape Oct 16, 2017 · 16 filings
SEC status approved since Mar 4, 2021
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.4B
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.4B as of May 6, 2026
Mar 3, 2022$194M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of May 6, 2026
Mar 3, 20220 then
Employees (5.A)4 as of May 6, 2026
Mar 3, 20224 then
Private funds1 as of May 6, 2026
Sep 15, 20251 then
RAUM +21% over the last fiscal year+86% a year over threeIARs 1 to 1
Practice profile
derived from the filing of May 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $55.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 97%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $32.0M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$1.3B92%
- Charitable organizations$79.1M5.5%
- Pooled investment vehicles$32.0M2.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $32.0M for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.02 institutional_share=0.97 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••• R•••••• H•••••Chartered Financial Analyst | Atlanta, Ga | Mar 14, 2018 | 32 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••••• R•••••• H••••• from H•••••• C•••••• M••••••••• L••Mar 14, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• K••••••• R•••••• · Ceo, Portfolio Manager, Managing Membercontrolsince 10/2017 · owns 25% to 50%
- K•••••••• J••••• N•• · Chief Compliance Officer, Investment Analystcontrolsince 01/2018 · owns 5% to 10%
- S•••••• A••••• R••••••••• · Chief Investment Officer, Portfolio Managercontrolsince 01/2018 · owns 25% to 50%
- S•••••••• S•••••• I•• · Ownercontrolsince 12/2019 · owns 75% or more of 4• B•• H•••• O••••••••• L••
Entity owners
- 4• B•• H•••• O••••••••• L•• · Member, Class Cdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 25 to 26Sep 15, 2025 to Feb 17, 2026
- Advisory activities · 2 to 3Sep 15, 2025 to Feb 17, 2026
- Pooled vehicle clients · unset to 1.0Sep 15, 2025 to Feb 17, 2026
- Assets in custody · $27.0M to $32.0MSep 15, 2025 to Feb 17, 2026
- Discretionary RAUM · $1.2B to $1.4BSep 15, 2025 to Feb 17, 2026
- Pooled vehicle RAUM · unset to 31971669.0Sep 15, 2025 to Feb 17, 2026
- RAUM · $1.2B to $1.4BSep 15, 2025 to Feb 17, 2026
- Assets in custody · unset to 26969699.0Feb 15, 2025 to Sep 15, 2025
- Custody of client assets · false to trueFeb 15, 2025 to Sep 15, 2025
- Private funds · unset to 1Feb 15, 2025 to Sep 15, 2025
- Accounts · 24 to 25Mar 23, 2024 to Feb 15, 2025
- Charity clients · 4.0 to unsetMar 23, 2024 to Feb 15, 2025
- Financial planning clients · unset to Mar 23, 2024 to Feb 15, 2025
- State-registered IARs · 0 to 1Mar 23, 2024 to Feb 15, 2025
- Discretionary RAUM · $894M to $1.2BMar 23, 2024 to Feb 15, 2025
- RAUM · $894M to $1.2BMar 23, 2024 to Feb 15, 2025
- Accounts · 11 to 24Feb 27, 2023 to Feb 2, 2024
- Charity clients · 2 to 4Feb 27, 2023 to Feb 2, 2024
- Discretionary RAUM · $226M to $894MFeb 27, 2023 to Feb 2, 2024
- RAUM · $226M to $894MFeb 27, 2023 to Feb 2, 2024
- Accounts · 9 to 11Mar 3, 2022 to Feb 27, 2023
- Charity clients · 1 to 2Mar 3, 2022 to Feb 27, 2023
- Assets in custody · 0.0 to unsetMar 3, 2022 to Feb 27, 2023
- Discretionary RAUM · $194M to $226MMar 3, 2022 to Feb 27, 2023
- RAUM · $194M to $226MMar 3, 2022 to Feb 27, 2023
- Charity clients · unset to 1.0Mar 1, 2021 to Mar 3, 2022
- Discretionary RAUM · $168M to $194MMar 1, 2021 to Mar 3, 2022
- RAUM · $168M to $194MMar 1, 2021 to Mar 3, 2022
- Accounts · 2 to 9Mar 14, 2018 to Jan 25, 2021
- Individual clients · 1.0 to unsetMar 14, 2018 to Jan 25, 2021
- Discretionary RAUM · $15.0M to $168MMar 14, 2018 to Jan 25, 2021
- Individual RAUM · 35000.0 to unsetMar 14, 2018 to Jan 25, 2021
- RAUM · $15.0M to $168MMar 14, 2018 to Jan 25, 2021
- Accounts · 1 to 2Feb 2, 2018 to Mar 13, 2018
- Discretionary RAUM · $35,000 to $15.0MFeb 2, 2018 to Mar 13, 2018
- RAUM · $35,000 to $15.0MFeb 2, 2018 to Mar 13, 2018
- Accounts · 0 to 1Nov 20, 2017 to Jan 23, 2018
- Business name · H•••• C•••••• P••••••• to H•••• G••••• P•••••••• L••Nov 20, 2017 to Jan 23, 2018
- Individual clients · 0 to 1Nov 20, 2017 to Jan 23, 2018
- Employees · 3 to 4Nov 20, 2017 to Jan 23, 2018
Signals
5 dated events
- H•••• G••••• P•••••••• L•• reported RAUM $1.2B, up 33% from $893.6M (2024-03-23 to 2025-02-15)Feb 15, 2025 · RAUM change · derived
- H•••• G••••• P•••••••• L•• reported RAUM $893.6M, up 295% from $226.1M (2023-02-27 to 2024-02-02)Feb 2, 2024 · RAUM change · derived
- H•••• G••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jan 25, 2021 · First SEC registration · fact
- S••••• S••••••• (Owner) appeared on Schedule A of H•••• G••••• P•••••••• L••Jan 25, 2021 · Control person joined · fact
- Renee Shantell Hall (Director Of Operations, Head Trader) no longer on Schedule A of H•••• G••••• P•••••••• L•• (listed 2018-03-14, absent 2021-01-25)Jan 25, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- H•••• G••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- H••••GP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 470-355-2434reportedpublic record, Form ADV, May 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026