DFX Intelligence

RIA Intelligence

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SEC-registered adviser

C•••••• S•• P••••••• ••• L•

Independent wealth managerPhiladelphia, PennsylvaniaCRD 289784SEC 801-111688website IAPD

Latest filing Jul 13, 2026

First filing on the tape Aug 15, 2017 · 38 filings

SEC status approved since Sep 13, 2017

RAUM

$1.7B

reported, Item 5.F

Discretionary

42%

of RAUM

Private clients

84%

$1.4B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

22 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

38 filings and snapshots on the tape

RAUM$1.7B as of Jul 13, 2026

Mar 26, 2018$1.1B then

HNW client RAUM$1.4B as of Jul 13, 2026

Mar 30, 2019$1.7B then

State-registered IARs (5.B.3)0 as of Jul 13, 2026

Mar 26, 20180 then

Employees (5.A)36 as of Jul 13, 2026

Mar 26, 201818 then

Private funds3 as of Jul 13, 2026

Mar 30, 20191 then

RAUM +101% over the last fiscal year+18% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jul 13, 2026; every figure names its basis

Archetypes, each a printed rule

Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $39.9MderivedHNW RAUM over HNW clients
Average account: $25.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 42%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year: +101%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody: $87.9M, 8 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$1.4B84%
Pooled investment vehicles$271M16%

Individual clients: n/areported
HNW clients: 36reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 68reported
Financial planning clients: 26-50reported
Wrap fee programs: noreported
Custody of client assets: $87.9M for 8 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.84 fund_share=0.16 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S••••• O••••••••• L••	Other Private Fund	$174M	20	Mar 29, 2024
A• G••••• C••• F••• L••	Hedge Fund	$65.7M	72	Aug 9, 2013
S••••••• F•• G••••• V••••••• L•	Private Equity Fund	$30.4M	40	Mar 31, 2022

Owners and control persons

Schedule A and B, latest filing

B••••••••• K••••• M••••••• · Chief Executive Officercontrol
since 01/2017 · owns less than 5%
G•••••••• W••••••• R••••• · Chief Compliance Officercontrol
since 03/2022 · owns less than 5%
M••••••• A•••••• P•••••• · Chief Investment Officercontrol
since 01/2019 · owns less than 5%
O••••• P••••• M••• · Chief Operating Officercontrol
since 07/2023 · owns less than 5%
W••••• J•••••••• R•••••• · Chief Compliance Officercontrol
since 03/2025 · owns less than 5%
P••••• D•••••• E•••• · Controllercontrol
since 04/2018 · owns 50% to 75% of S••••••• C•••••• G•••• S•

Entity owners

C•••••• G•••• G• L•• ••• · G•••••• Partner
direct · owns less than 5%
C•••••• P••••••• U• L• · Owner
direct · owns 75% or more
F•• H•••••••• L•• · Direct Owner Of L•• P•••••••
direct · owns 75% or more
S••••••• C•••••• ••••••••• S• · Member
indirect · owns 75% or more of F•• H•••••••• L••
S••••••• C•••••• G•••• S• · Shareholder
indirect · owns 75% or more of S••••••• C•••••• ••••••••• S•

Related persons

Schedule D 7.A

C•••••• Shc Wealth Management (US) LP
investment advisernRAUM $2.3B
O••••• A•••• M••••••••• LP
investment adviserpooled vehicle sponsornRAUM $892M
O••••• M••••••• G•••• L••
pooled vehicle sponsorn
O••••• M••••••• L••
pooled vehicle sponsorn
P•••••• S••••• G•••••• P•••••• S•••
bankn
S•• M•••••• G• L••
pooled vehicle sponsorn
S••••••• C••••••• L••
investment adviserbankpooled vehicle sponsornRAUM $16B

Advisers that list C•••••• S•• P••••••• ••• L• as a related person

Offices

Schedule D 1.F, the 25 largest

Palm Beach, FL8 employees
New York, NY3 employees
Boston, MA2 employees

ADV anomalies

7 against comparable advisers; where to look, not conclusions

unusually large average HNW clientStatic outlier · filing Jul 13, 2026
HNW RAUM per HNW client of $39,926,012 against a peer median of $3,646,459 (1309 comparable advisers, 99.0th percentile, 18.0 robust deviations)
peers: independent wealth managers, $1B to $5B (1,309) · 99% percentile
unusually large average accountStatic outlier · filing Jul 13, 2026
RAUM per account of $25,116,899 against a peer median of $813,262 (1333 comparable advisers, 99.0th percentile, 16.4 robust deviations)
peers: independent wealth managers, $1B to $5B (1,333) · 99% percentile
control person changedChange between filings · filing Jul 13, 2026
G•••••••• W••••••• R••••• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-03-29 and 2026-07-13
peers: independent wealth managers, $1B to $5B (1,362)
control person changedChange between filings · filing Jul 13, 2026
P••••• D•••••• E•••• (CONTROLLER) left Schedule A between the filings of 2024-03-29 and 2026-07-13
peers: independent wealth managers, $1B to $5B (1,362)
control person changedChange between filings · filing Jul 13, 2026
W••••• J•••••••• R•••••• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-03-29 and 2026-07-13
peers: independent wealth managers, $1B to $5B (1,362)
discretionary share shiftChange between filings · filing Mar 27, 2026
discretionary share of RAUM moved from 77.0% to 42.0% between the annual amendments of 2025-03-31 and 2026-03-27
peers: independent wealth managers, $1B to $5B (1,362)
RAUM up 50 %Change between filings · filing Mar 27, 2026
RAUM (Item 5.F) moved from $847,859,613 to $1,707,949,153 (+101.0%) between the annual amendments of 2025-03-31 and 2026-03-27; the peer median change was +17.0% (1297 comparable advisers, 98.0th percentile of changes)
peers: independent wealth managers, $1B to $5B (1,297) · 98% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Business name · L•• P•••••••• L•• to C•••••• S•• P••••••• ••• L•
Jun 30, 2026 to Jul 13, 2026
Legal name · L•• P•••••••• L•• to C•••••• S•• P••••••• ••• L•
Jun 30, 2026 to Jul 13, 2026
Succession · true to false
Jun 30, 2026 to Jul 13, 2026
Advisory employees · 24 to 22
Mar 27, 2026 to Jun 30, 2026
Employees · 38 to 36
Mar 27, 2026 to Jun 30, 2026
Insurance-licensed employees · 2 to 1
Mar 27, 2026 to Jun 30, 2026
Organization form · Limited Liability Company to Limited Partnership
Mar 27, 2026 to Jun 30, 2026
Related broker-dealer · false to true
Mar 27, 2026 to Jun 30, 2026
Related insurance company · false to true
Mar 27, 2026 to Jun 30, 2026
Succession · false to true
Mar 27, 2026 to Jun 30, 2026
Accounts · 61 to 68
Mar 31, 2025 to Mar 27, 2026
Advisory employees · 26 to 24
Mar 31, 2025 to Mar 27, 2026
BD registered reps · 1 to 0
Mar 31, 2025 to Mar 27, 2026
HNW clients · 32 to 36
Mar 31, 2025 to Mar 27, 2026
Assets in custody · $391M to $87.9M
Mar 31, 2025 to Mar 27, 2026
Employees · 45 to 38
Mar 31, 2025 to Mar 27, 2026
Discretionary RAUM · $657M to $723M
Mar 31, 2025 to Mar 27, 2026
HNW RAUM · $589M to $1.4B
Mar 31, 2025 to Mar 27, 2026
Non-discretionary RAUM · $191M to $985M
Mar 31, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $259M to $271M
Mar 31, 2025 to Mar 27, 2026
RAUM · $848M to $1.7B
Mar 31, 2025 to Mar 27, 2026
Accounts · 1,094 to 61
Apr 4, 2024 to Mar 31, 2025
Advisory employees · 22 to 26
Apr 4, 2024 to Mar 31, 2025
BD registered reps · 0 to 1
Apr 4, 2024 to Mar 31, 2025
HNW clients · 65 to 32
Apr 4, 2024 to Mar 31, 2025
Assets in custody · $190M to $391M
Apr 4, 2024 to Mar 31, 2025
Employees · 30 to 45
Apr 4, 2024 to Mar 31, 2025
Insurance-licensed employees · 0 to 2
Apr 4, 2024 to Mar 31, 2025
Financial planning clients · 26-50 to 26-50
Apr 4, 2024 to Mar 31, 2025
Discretionary RAUM · $616M to $657M
Apr 4, 2024 to Mar 31, 2025
HNW RAUM · $1.0B to $589M
Apr 4, 2024 to Mar 31, 2025
Non-discretionary RAUM · $587M to $191M
Apr 4, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $182M to $259M
Apr 4, 2024 to Mar 31, 2025
RAUM · $1.2B to $848M
Apr 4, 2024 to Mar 31, 2025
Accounts · 554 to 1,094
Nov 17, 2023 to Mar 29, 2024
Advisory employees · 14 to 22
Nov 17, 2023 to Mar 29, 2024
HNW clients · 62 to 65
Nov 17, 2023 to Mar 29, 2024
Pooled vehicle clients · 2 to 3
Nov 17, 2023 to Mar 29, 2024
Assets in custody · $147M to $190M
Nov 17, 2023 to Mar 29, 2024
Employees · 26 to 30
Nov 17, 2023 to Mar 29, 2024

Signals

15 dated events

L•• P•••••••• L•• reported succeeding to the business of L•• P•••••••• L•• (Form ADV Item 4)
Jun 30, 2026 · Succession (Item 4) · fact
C•••••• S•• P••••••• ••• L• reported RAUM $1.7B, up 101% from $847.9M (2025-03-31 to 2026-03-27)
Mar 27, 2026 · RAUM change · derived
C•••••• S•• P••••••• ••• L• reported RAUM $847.9M, down 30% from $1.2B (2024-04-04 to 2025-03-31)
Mar 31, 2025 · RAUM change · derived
Marc Peter Ortiz (Chief Operating Officer) appeared on Schedule A of C•••••• S•• P••••••• ••• L•
Mar 29, 2024 · Control person joined · fact
Scott Paul Gregorchuk (Executive Chairman) no longer on Schedule A of C•••••• S•• P••••••• ••• L• (listed 2023-01-30, absent 2023-03-30)
Mar 30, 2023 · Control person left · inference
Clement James Mcgrath (Co-Chief Investment Officer) no longer on Schedule A of C•••••• S•• P••••••• ••• L• (listed 2022-05-06, absent 2022-11-30)
Nov 30, 2022 · Control person left · inference
Ragnar William Gearhart (Chief Compliance Officer) appeared on Schedule A of C•••••• S•• P••••••• ••• L•
Apr 11, 2022 · Control person joined · fact
C•••••• S•• P••••••• ••• L• reported RAUM $1.1B, down 36% from $1.7B (2022-01-05 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
Emile Daniel Pinto (Controller) appeared on Schedule A of C•••••• S•• P••••••• ••• L•
Apr 15, 2021 · Control person joined · fact
C•••••• S•• P••••••• ••• L• reported RAUM $1.7B, up 26% from $1.4B (2020-08-24 to 2021-03-30)
Mar 30, 2021 · RAUM change · derived
C•••••• S•• P••••••• ••• L• reported RAUM $1.5B, up 33% from $1.1B (2018-09-24 to 2019-01-03)
Jan 3, 2019 · RAUM change · derived
David William Luterman (Chief Investment Officer) no longer on Schedule A of C•••••• S•• P••••••• ••• L• (listed 2018-09-24, absent 2019-01-03)
Jan 3, 2019 · Control person left · inference
Patrick Andrew Mehalko (Co-Chief Investment Officer) appeared on Schedule A of C•••••• S•• P••••••• ••• L•
Jan 3, 2019 · Control person joined · fact
C•••••• S•• P••••••• ••• L• reported RAUM $1.1B, down 35% from $1.7B (2017-09-29 to 2018-03-26)
Mar 26, 2018 · RAUM change · derived
L•• P•••••••• L•• filed its initial SEC registration (Form ADV)
Aug 15, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

L•• P••••••• · Family Offices
shared crd · office
L•• P•••••••• L•• · Independent Sponsors
shared crd · capital_provider
L•• P•••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: c••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 610-545-6100reportedpublic record, Form ADV, Jul 13, 2026
Contact form: c••••••.comreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026