DFX Intelligence

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G•••••• A•••••••• L••

Other adviserSEC-registered· Denton, Texas

Other adviser, based in Denton, Texas, reporting $266M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-24 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $266M
Advisors: 1
Net advisor flow, 12 months: 0 (0 in, 0 out)
RAUM change, last fiscal year: +5.6%
Private clients: 3.3% of RAUM, $8.9M

Advisors (1)Advisor movement Where the RAUM sits

As of 2026-03-24 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

discretionary share of RAUM of 0% against a peer median of 100% (212 comparable advisers, 0.0th percentile, 33.7 robust deviations)
2026-03-24
discretionary share of RAUM 0Peer median 1
1 published business contact point is on record, each with its source.
Contact points 1

Every filed figure, and the identifiersCRD 289930 · SEC 801-114876 · 10 filingsShow

CRD 289930SEC 801-114876First filing on the tape Feb 20, 2019, latest Mar 24, 2026SEC status approved since Mar 22, 2019IAPD

RAUM

$266M

reported, Item 5.F

Discretionary

0.0%

of RAUM

Private clients

3.3%

$8.9M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$266M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

10 filings and snapshots on the tape

RAUM$266M as of Mar 24, 2026

Mar 27, 2020$181M then

HNW client RAUM$8.3M as of Mar 24, 2026

Mar 27, 2020$2.5M then

State-registered IARs (5.B.3)1 as of Mar 24, 2026

Mar 27, 20201 then

Employees (5.A)2 as of Mar 24, 2026

Mar 27, 20202 then

Private funds: no history

RAUM +5.6% over the last fiscal year+7.7% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Mar 24, 2026; every figure names its basis

Archetypes

The rule behind each archetype, and every derived figure2 rulesShow

Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $266MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 3derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.1MderivedHNW RAUM over HNW clients
Average account: $38.0MderivedRAUM over accounts (5.F.2.f)
Discretionary: 0.0%derivedof RAUM
Institutional: 61%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +5.6%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +0.0%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

State and municipal entities$162M61%
Corporations and businesses$94.8M36%
High-net-worth individuals$8.3M3.1%
Individuals$585,2670.2%

Individual clients: 1reported
HNW clients: 2reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 7reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.03 fund_share=0.0 institutional_share=0.61 related_bd=false related_bank=false bd_reps=0.0derived

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

1 on IAPD today; the 10 longest tenured

Name	Branch	Here since	In industry	Prior firms
W•••••• C••••••	Denton, Tx	Oct 27, 2017	18 y	0

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

C••••••• W•••••• · Founding Membercontrol
since 08/2016 · owns 75% or more
M••••••• R•••••• · Chief Compliance Officercontrol
since 02/2019 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

low discretionary shareStatic outlier · filing Mar 24, 2026
discretionary share of RAUM of 0% against a peer median of 100% (212 comparable advisers, 0.0th percentile, 33.7 robust deviations)
peers: other advisers, $100M to $500M (212) · 0.0% percentile

How anomalies are measured

What changed

consecutive filings, newest first

HNW RAUM · $7.9M to $8.3M
Mar 31, 2025 to Mar 24, 2026
Individual RAUM · $549,965 to $585,267
Mar 31, 2025 to Mar 24, 2026
Non-discretionary RAUM · $252M to $266M
Mar 31, 2025 to Mar 24, 2026
RAUM · $252M to $266M
Mar 31, 2025 to Mar 24, 2026
Financial planning clients · 0 to 0
Mar 13, 2024 to Mar 31, 2025

Full history · 34 changes

HNW RAUM · $4.4M to $7.9M
Mar 13, 2024 to Mar 31, 2025
Individual RAUM · $494,605 to $549,965
Mar 13, 2024 to Mar 31, 2025
Non-discretionary RAUM · $230M to $252M
Mar 13, 2024 to Mar 31, 2025
RAUM · $230M to $252M
Mar 13, 2024 to Mar 31, 2025
HNW RAUM · $4.7M to $4.4M
Mar 27, 2023 to Mar 13, 2024
Individual RAUM · $422,396 to $494,605
Mar 27, 2023 to Mar 13, 2024
Non-discretionary RAUM · $213M to $230M
Mar 27, 2023 to Mar 13, 2024
RAUM · $213M to $230M
Mar 27, 2023 to Mar 13, 2024
Financial planning clients · unset to 0
Mar 25, 2022 to Mar 27, 2023
HNW RAUM · $4.9M to $4.7M
Mar 25, 2022 to Mar 27, 2023
Individual RAUM · $531,708 to $422,396
Mar 25, 2022 to Mar 27, 2023
Non-discretionary RAUM · $224M to $213M
Mar 25, 2022 to Mar 27, 2023
RAUM · $224M to $213M
Mar 25, 2022 to Mar 27, 2023
HNW RAUM · $5.0M to $4.9M
Mar 25, 2021 to Mar 25, 2022
Individual RAUM · $539,261 to $531,708
Mar 25, 2021 to Mar 25, 2022
Non-discretionary RAUM · $195M to $224M
Mar 25, 2021 to Mar 25, 2022
RAUM · $195M to $224M
Mar 25, 2021 to Mar 25, 2022
HNW RAUM · $2.5M to $5.0M
Jun 29, 2020 to Mar 25, 2021
Individual RAUM · $522,997 to $539,261
Jun 29, 2020 to Mar 25, 2021
Non-discretionary RAUM · $181M to $195M
Jun 29, 2020 to Mar 25, 2021
RAUM · $181M to $195M
Jun 29, 2020 to Mar 25, 2021
Accounts · 6 to 7
Feb 21, 2019 to Mar 27, 2020
Corporate clients · 2 to 3
Feb 21, 2019 to Mar 27, 2020
HNW RAUM · $2.0M to $2.5M
Feb 21, 2019 to Mar 27, 2020
Individual RAUM · $440,985 to $522,997
Feb 21, 2019 to Mar 27, 2020
Non-discretionary RAUM · $156M to $181M
Feb 21, 2019 to Mar 27, 2020
RAUM · $156M to $181M
Feb 21, 2019 to Mar 27, 2020
HQ city · unset to DENTON
Feb 20, 2019 to Feb 21, 2019
HQ state · unset to TX
Feb 20, 2019 to Feb 21, 2019

Signals

1 dated events

••• Locked
Feb 20, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 24, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: $266Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026