DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Global Financial Private Client
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Curtis Timm | Global Financial Private Capital, Inc. independent RIA | Global Financial Private Client independent RIA | RIA to RIA | May 19, 2020 | Jun 12, 2020 |
| Geoffrey Allen Frazier | Global Financial Private Capital, Inc. BD affiliated | Global Financial Private Client no RAUM | Other | Feb 22, 2019 | Apr 12, 2018 |
| Stephen Michael Fedak | Global Financial Private Capital, Inc. BD affiliated | Global Financial Private Client no RAUM | Other | Jan 18, 2019 | Mar 29, 2018 |
| Derek Hartman | Global Financial Private Capital, Inc. other | Global Financial Private Client no RAUM | Other | Feb 15, 2018 | Mar 22, 2018 (35 d) |
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4 moves match.