DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••••• L••
Latest filing Mar 25, 2026
First filing on the tape Apr 27, 2023 · 7 filings
SEC status approved since May 26, 2023
RAUM
$215M
reported, Item 5.F
Discretionary
44%
of RAUM
Private clients
44%
$93.6M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$215M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$215M as of Mar 25, 2026
Mar 11, 2024$149M then
HNW client RAUM$54.5M as of Mar 25, 2026
Mar 11, 2024$39.8M then
State-registered IARs (5.B.3)2 as of Mar 25, 2026
Mar 11, 20242 then
Employees (5.A)2 as of Mar 25, 2026
Mar 11, 20242 then
Private funds: no history
RAUM +12% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $215MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 123derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 44%derivedof RAUM
- Institutional
- 56%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$121M56%
- High-net-worth individuals$54.5M25%
- Individuals$39.1M18%
- Corporations and businesses$129,3100.1%
- Individual clients
- 89reported
- HNW clients
- 34reported
- Pension plan clients
- 6reported
- Charitable clients
- 0reported
- Accounts
- 130reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.44 fund_share=0.0 institutional_share=0.56 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• L•••• C•••••• | Charleston, Sc | May 11, 2018 | 13 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 100% of current headcount1 left over 36 months
Left, latest
- M•••••• D••••• R••• to I••••••• C•••••• M••••••••• L••Jun 1, 2026 · RIA to RIA
Joined, latest
- J•••• L•••• C•••••• from Q••••••May 11, 2018 · Other
- M•••••• D••••• R••• from Q••••••Jan 31, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• J••••• L•••• · Managing Member & Chief Compliance Officercontrolsince 09/2017 · owns 50% to 75%
- R•••• M•••• D••••• · Membercontrolsince 09/2017 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charleston, Sc · principal | 1 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 25, 2026institutional share of RAUM of 56% against a peer median of 0% (5678 comparable advisers, 99.0th percentile, 18.9 robust deviations)peers: independent wealth managers, $100M to $500M (5,678) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 134 to 130Mar 19, 2025 to Mar 25, 2026
- Corporate clients · 0.0 to unsetMar 19, 2025 to Mar 25, 2026
- Individual clients · 92 to 89Mar 19, 2025 to Mar 25, 2026
- Pension plan clients · 8 to 6Mar 19, 2025 to Mar 25, 2026
- Discretionary RAUM · $101M to $94.3MMar 19, 2025 to Mar 25, 2026
- HNW RAUM · $47.1M to $54.5MMar 19, 2025 to Mar 25, 2026
- Individual RAUM · $32.0M to $39.1MMar 19, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $90.7M to $120MMar 19, 2025 to Mar 25, 2026
- Pension RAUM · $113M to $121MMar 19, 2025 to Mar 25, 2026
- RAUM · $192M to $215MMar 19, 2025 to Mar 25, 2026
- Accounts · 365 to 134Mar 11, 2024 to Mar 19, 2025
- HNW clients · 94 to 34Mar 11, 2024 to Mar 19, 2025
- Individual clients · 28 to 92Mar 11, 2024 to Mar 19, 2025
- Pension plan clients · 6 to 8Mar 11, 2024 to Mar 19, 2025
- Financial planning clients · 101-250 to 101-250Mar 11, 2024 to Mar 19, 2025
- Discretionary RAUM · $81.3M to $101MMar 11, 2024 to Mar 19, 2025
- HNW RAUM · $39.8M to $47.1MMar 11, 2024 to Mar 19, 2025
- Individual RAUM · $20.8M to $32.0MMar 11, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $67.4M to $90.7MMar 11, 2024 to Mar 19, 2025
- Pension RAUM · $88.1M to $113MMar 11, 2024 to Mar 19, 2025
- RAUM · $149M to $192MMar 11, 2024 to Mar 19, 2025
- Accounts · 298 to 365Nov 21, 2023 to Mar 11, 2024
- Advisory activities · 2 to 4Nov 21, 2023 to Mar 11, 2024
- HNW clients · 29 to 94Nov 21, 2023 to Mar 11, 2024
- Individual clients · 94 to 28Nov 21, 2023 to Mar 11, 2024
- Financial planning clients · unset to 101-250Nov 21, 2023 to Mar 11, 2024
- Discretionary RAUM · $66.2M to $81.3MNov 21, 2023 to Mar 11, 2024
- HNW RAUM · $32.1M to $39.8MNov 21, 2023 to Mar 11, 2024
- Individual RAUM · $16.2M to $20.8MNov 21, 2023 to Mar 11, 2024
- Non-discretionary RAUM · $43.7M to $67.4MNov 21, 2023 to Mar 11, 2024
- Pension RAUM · $61.7M to $88.1MNov 21, 2023 to Mar 11, 2024
- RAUM · $110M to $149MNov 21, 2023 to Mar 11, 2024
Signals
2 dated events
- M•••••• D••••• R••• left K•••••• L•• for I••••••• C•••••• M••••••••• L•• (registered 2026-05-04)Jun 1, 2026 · Advisor changed firm · fact
- K•••••• L•• filed its initial SEC registration (Form ADV)Apr 27, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kinwellreportedpublic record, Form ADV, Sep 19, 2026
- Website
- k••••••.financialreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (843) 308-1639reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $215Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026