DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Secure Wealth, Inc.
Latest filing Aug 18, 2026
First filing on the tape Jun 30, 2025 · 9 filings
SEC status approved since Jul 30, 2025
RAUM
$132M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$132M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$44.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$132M as of Aug 18, 2026
Jun 30, 2025$113M then
HNW client RAUM$87.0M as of Aug 18, 2026
Jun 30, 2025$98.7M then
State-registered IARs (5.B.3)3 as of Aug 18, 2026
Jun 30, 20253 then
Employees (5.A)3 as of Aug 18, 2026
Jun 30, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $44.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 74derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $508,772derivedHNW RAUM over HNW clients
- Average account
- $496,241derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $132M, 221 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$87.0M66%
- Individuals$45.0M34%
- Individual clients
- 50reported
- HNW clients
- 171reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 266reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $132M for 221 clientsreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Richard Scott Ehrlich | Boca Raton, Fl | Nov 17, 2017 | 29 y | 7 |
| Renan Morven Guillou | Raleigh, Nc | Aug 29, 2019 | 11 y | 3 |
| Menelaos Nikolaos Fotiou | Burlington, Nc | Aug 31, 2025 | 25 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Renan Morven Guillou from Wealth Watch Advisors, IncAug 29, 2019 · RIA to RIA
- Richard Scott Ehrlich from Brookstone Wealth Advisors, LLCNov 17, 2017 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 3Mar 6, 2026 to Apr 27, 2026
- Employees · 4 to 3Mar 6, 2026 to Apr 27, 2026
- State-registered IARs · 4 to 3Mar 6, 2026 to Apr 27, 2026
- Other offices · 3 to 2Mar 6, 2026 to Apr 27, 2026
- Accounts · 233 to 266Jan 30, 2026 to Feb 24, 2026
- Advisory activities · 4 to 3Jan 30, 2026 to Feb 24, 2026
- Charity clients · unset to 0.0Jan 30, 2026 to Feb 24, 2026
- Corporate clients · unset to 0.0Jan 30, 2026 to Feb 24, 2026
- HNW clients · 82 to 171Jan 30, 2026 to Feb 24, 2026
- Individual clients · 67 to 50Jan 30, 2026 to Feb 24, 2026
- Pension plan clients · unset to 0.0Jan 30, 2026 to Feb 24, 2026
- Pooled vehicle clients · unset to 0.0Jan 30, 2026 to Feb 24, 2026
- Assets in custody · $26.9M to $132MJan 30, 2026 to Feb 24, 2026
- Financial planning clients · 0 to Jan 30, 2026 to Feb 24, 2026
- Discretionary RAUM · $113M to $132MJan 30, 2026 to Feb 24, 2026
- HNW RAUM · $98.7M to $87.0MJan 30, 2026 to Feb 24, 2026
- Individual RAUM · $14.3M to $45.0MJan 30, 2026 to Feb 24, 2026
- Pension RAUM · unset to 0.0Jan 30, 2026 to Feb 24, 2026
- Pooled vehicle RAUM · unset to 0.0Jan 30, 2026 to Feb 24, 2026
- RAUM · $113M to $132MJan 30, 2026 to Feb 24, 2026
- Advisory employees · 3 to 4Aug 15, 2025 to Oct 29, 2025
- Employees · 3 to 4Aug 15, 2025 to Oct 29, 2025
- Financial planning clients · 0 to 0Aug 15, 2025 to Oct 29, 2025
- State-registered IARs · 3 to 4Aug 15, 2025 to Oct 29, 2025
- Other offices · 2 to 3Aug 15, 2025 to Oct 29, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- re@securewpg.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 561-340-2667reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- SECUREWPG.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 561-340-2667reportedpublic record, Form ADV, Aug 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026