RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• S•••• E••••••
- S••••• W•••••• I••• independent RIA currentsince Nov 17, 2017 · Boca Raton, Fl
- B••••••••• W••••• A•••••••• L•• no RAUMJan 25, 2016 to Nov 20, 2017 · Boca Raton, Fl
- V••• E••••• M••••••••• L•• independent RIAApr 30, 2015 to Jan 12, 2016 · Boca Raton, Fl
- H••••• I••••••••• M••••••••• L•• independent RIADec 26, 2013 to Mar 30, 2015 · Boca Raton, Fl
- P••• A••••• S••••••••• L•• BD affiliatedSep 14, 2012 to Dec 2, 2013 · Boca Raton, Fl
- S••••••• F•••••••• S•••••••• I••• formerJun 11, 2010 to Sep 30, 2010 · Boca Raton, Fl
- N•• A•••••• S•••••••• L•• formerNov 14, 2007 to May 17, 2010 · Boca Raton, Fl
- V••••••• I••••••••• A•••••••• I••• unclassifiedAug 9, 2000 to Jan 3, 2003 · Miami Lakes, Fl
- B••••••••• W••••• A•••••••• L•• to S••••• W•••••• I•••left Nov 20, 2017, registered Nov 17, 2017 (-3 days) · RIA to RIA
- V••• E••••• M••••••••• L•• to B••••••••• W••••• A•••••••• L••left Jan 12, 2016, registered Jan 25, 2016 (13 days) · Other
- H••••• I••••••••• M••••••••• L•• to V••• E••••• M••••••••• L••left Mar 30, 2015, registered Apr 30, 2015 (31 days) · Other
- P••• A••••• S••••••••• L•• to H••••• I••••••••• M••••••••• L••left Dec 2, 2013, registered Dec 26, 2013 (24 days) · Other
- S••••••• F•••••••• S•••••••• I••• to P••• A••••• S••••••••• L••left Sep 30, 2010, registered Sep 14, 2012 (715 days) · Other
- N•• A•••••• S•••••••• L•• to S••••••• F•••••••• S•••••••• I•••left May 17, 2010, registered Jun 11, 2010 (25 days) · Other
- V••••••• I••••••••• A•••••••• I••• to N•• A•••••• S•••••••• L••left Jan 3, 2003, registered Nov 14, 2007 (1776 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address