DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Redwood Financial Planning, LLC
Latest filing Apr 1, 2026
First filing on the tape Mar 16, 2023 · 12 filings
SEC status approved since Apr 18, 2023
RAUM
$389M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$387M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$97.2M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$389M as of Apr 1, 2026
Jan 28, 2024$175M then
HNW client RAUM$202M as of Apr 1, 2026
Jan 28, 2024$90.2M then
State-registered IARs (5.B.3)4 as of Apr 1, 2026
Jan 28, 20245 then
Employees (5.A)4 as of Apr 1, 2026
Jan 28, 20245 then
Private funds: no history
RAUM +83% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $97.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 155derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.3MderivedHNW RAUM over HNW clients
- Average account
- $267,432derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +83%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$202M52%
- Individuals$185M48%
- Pension and profit-sharing plans$1.9M0.5%
- Individual clients
- 589reported
- HNW clients
- 32reported
- Pension plan clients
- 13reported
- Charitable clients
- 0reported
- Accounts
- 1,454reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jared Scott FriedmanCertified Financial Planner | Scotch Plains, Nj | Apr 20, 2018 | 23 y | 3 |
| Michael Allen MclaneCertified Financial Planner | Scotch Plains, Nj | Aug 31, 2020 | 28 y | 2 |
| Paul Macnamara | Carlisle, Pa | Mar 17, 2023 | 30 y | 3 |
| Eleana Touris Mclane | Scotch Plains, Nj | Feb 6, 2024 | 39 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Colin H Dalton to Northwestern Mutual Investment Services,LLCMay 31, 2024 · Other
Joined, latest
- Eleana Touris Mclane from World Investment Advisors, LLCFeb 6, 2024 · Other
- Paul Macnamara from Pvg Asset Management CorpMar 17, 2023 · RIA to RIA
- Michael Allen Mclane from Hornor, Townsend & Kent, LLCAug 31, 2020 · Affiliated broker-dealer or bank to independent RIA
- Jared Scott Friedman from Sb Advisory, LLCApr 20, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Scott Jared Friedman · President/Owner/Chief Compliance Officercontrolsince 06/2010 · owns 50% to 75%
- Allen Michael Mclane · Co-President/Ownercontrolsince 03/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
- Jared Friedmanreal estatey
- Michael Mclanebroker-dealerreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scotch Plains, Nj · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Apr 1, 2026HNW share of RAUM moved from 15.0% to 52.0% between the annual amendments of 2025-03-31 and 2026-04-01peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 50 %Change between filings · filing Apr 1, 2026RAUM (Item 5.F) moved from $212,777,284 to $388,845,592 (+83.0%) between the annual amendments of 2025-03-31 and 2026-04-01; the peer median change was +15.0% (4551 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 1,294 to 1,454Mar 31, 2025 to Mar 31, 2026
- HNW clients · 22 to 32Mar 31, 2025 to Mar 31, 2026
- Individual clients · 550 to 589Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $213M to $389MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $31.5M to $202MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $179M to $185MMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $1.9M to $1.9MMar 31, 2025 to Mar 31, 2026
- RAUM · $213M to $389MMar 31, 2025 to Mar 31, 2026
- Accounts · 1,205 to 1,294May 31, 2024 to Mar 31, 2025
- Advisory employees · 4 to 3May 31, 2024 to Mar 31, 2025
- HNW clients · 54 to 22May 31, 2024 to Mar 31, 2025
- Individual clients · 410 to 550May 31, 2024 to Mar 31, 2025
- Pension plan clients · 0 to 13May 31, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 0May 31, 2024 to Mar 31, 2025
- Discretionary RAUM · $175M to $213MMay 31, 2024 to Mar 31, 2025
- HNW RAUM · $90.2M to $31.5MMay 31, 2024 to Mar 31, 2025
- Individual RAUM · $84.4M to $179MMay 31, 2024 to Mar 31, 2025
- Pension RAUM · $0 to $1.9MMay 31, 2024 to Mar 31, 2025
- RAUM · $175M to $213MMay 31, 2024 to Mar 31, 2025
- Advisory employees · 5 to 4Jan 28, 2024 to May 31, 2024
- Employees · 5 to 4Jan 28, 2024 to May 31, 2024
- State-registered IARs · 5 to 4Jan 28, 2024 to May 31, 2024
- Accounts · 557 to 1,205May 11, 2023 to Jan 28, 2024
- Advisory employees · 3 to 5May 11, 2023 to Jan 28, 2024
- HNW clients · 53 to 54May 11, 2023 to Jan 28, 2024
- Individual clients · 355 to 410May 11, 2023 to Jan 28, 2024
- Pension plan clients · 13 to 0May 11, 2023 to Jan 28, 2024
- Employees · 3 to 5May 11, 2023 to Jan 28, 2024
- State-registered IARs · 3 to 5May 11, 2023 to Jan 28, 2024
- Other offices · 0 to 1May 11, 2023 to Jan 28, 2024
- Discretionary RAUM · $101M to $175MMay 11, 2023 to Jan 28, 2024
- HNW RAUM · $49.0M to $90.2MMay 11, 2023 to Jan 28, 2024
- Individual RAUM · $49.2M to $84.4MMay 11, 2023 to Jan 28, 2024
- Pension RAUM · $3.1M to $0May 11, 2023 to Jan 28, 2024
- RAUM · $101M to $175MMay 11, 2023 to Jan 28, 2024
Signals
3 dated events
- Redwood Financial Planning, Llc reported RAUM $388.8M, up 83% from $212.8M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Colin H Dalton left Redwood Financial Planning, Llc for Northwestern Mutual Investment Services,Llc (registered 2025-12-01)May 31, 2024 · Advisor changed firm · fact
- Redwood Financial Planning, Llc filed its initial SEC registration (Form ADV)Mar 16, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 908-663-2125reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- REDWOODFINANCIALPLANNING.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 908-663-2125reportedpublic record, Form ADV, Apr 1, 2026
- Contact form
- redwoodfinancialplanning.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $97.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026