DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•• I••••••••• S•••••••
Legal name B••••• I••••••••• G••••• I•••
Latest filing Aug 31, 2026
First filing on the tape Jan 17, 2018 · 20 filings
SEC status approved since Feb 16, 2018
RAUM
$425M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$416M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$106M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$425M as of Aug 31, 2026
Mar 13, 2019$124M then
HNW client RAUM$259M as of Aug 31, 2026
Mar 13, 2019$26.7M then
State-registered IARs (5.B.3)4 as of Aug 31, 2026
Mar 13, 20191 then
Employees (5.A)9 as of Aug 31, 2026
Mar 13, 20194 then
Private funds: no history
RAUM +50% over the last fiscal year+31% a year over threeIARs 2 to 4
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $106MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 154derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $263,914derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Wrap fee program
- $425MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$259M61%
- Individuals$157M37%
- Charitable organizations$9.9M2.3%
- Individual clients
- 507reported
- HNW clients
- 110reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 1,612reported
- Financial planning clients
- 500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• F••••••• B••••• | Dover, De | Feb 26, 2018 | 26 y | 1 |
| A••• C•••••••• H•••••• | Dover, De | Oct 13, 2021 | 12 y | 0 |
| D••••• H•••• P••• V•••••• | Dover, De | Sep 6, 2024 | 10 y | 0 |
| R••••• E•••••••• B••••• | Dover, De | Jun 21, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C••••••••• C•••••• T•••• to C••••••••• F•••••••• N••••••Sep 24, 2018 · RIA to affiliated broker-dealer or bank
Joined, latest
- D•••• F••••••• B••••• from W•••• F•••• A•••••••Feb 26, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C••••••••• C•••••• T•••• from W•••• F•••• A•••••••Feb 26, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from W•••• F•••• A•••••••Apr 4, 2018 · Dover, De
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• D••••• F••••••• · Presidentcontrolsince 06/2005 · owns 75% or more
- B•••••• L•••• A•• · Chief Financial Officersince 06/2005 · owns less than 5%
- H••••••• A•••• C•••••••• · Chief Operations Officer And Chief Compliance Officersince 02/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dover, De · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,466 to 1,612Feb 26, 2026 to Aug 31, 2026
- Charity clients · 4 to 5Feb 26, 2026 to Aug 31, 2026
- HNW clients · 86 to 110Feb 26, 2026 to Aug 31, 2026
- Individual clients · 483 to 507Feb 26, 2026 to Aug 31, 2026
- Pension plan clients · 16.0 to unsetFeb 26, 2026 to Aug 31, 2026
- Employees · 8 to 9Feb 26, 2026 to Aug 31, 2026
- Financial planning clients · 251-500 to More than 500Feb 26, 2026 to Aug 31, 2026
- Discretionary RAUM · $366M to $425MFeb 26, 2026 to Aug 31, 2026
- HNW RAUM · $204M to $259MFeb 26, 2026 to Aug 31, 2026
- Individual RAUM · $149M to $157MFeb 26, 2026 to Aug 31, 2026
- Non-discretionary RAUM · $3.1M to $0Feb 26, 2026 to Aug 31, 2026
- Pension RAUM · 12236449.0 to unsetFeb 26, 2026 to Aug 31, 2026
- RAUM · $369M to $425MFeb 26, 2026 to Aug 31, 2026
- Accounts · 1,330 to 1,466Aug 26, 2025 to Feb 26, 2026
- Charity clients · unset to 4.0Aug 26, 2025 to Feb 26, 2026
- HNW clients · 68 to 86Aug 26, 2025 to Feb 26, 2026
- Individual clients · 485 to 483Aug 26, 2025 to Feb 26, 2026
- Pension plan clients · 118 to 16Aug 26, 2025 to Feb 26, 2026
- Employees · 9 to 8Aug 26, 2025 to Feb 26, 2026
- Discretionary RAUM · $280M to $366MAug 26, 2025 to Feb 26, 2026
- HNW RAUM · $141M to $204MAug 26, 2025 to Feb 26, 2026
- Individual RAUM · $124M to $149MAug 26, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $3.2M to $3.1MAug 26, 2025 to Feb 26, 2026
- Pension RAUM · $17.5M to $12.2MAug 26, 2025 to Feb 26, 2026
- RAUM · $283M to $369MAug 26, 2025 to Feb 26, 2026
- Advisory employees · 1 to 4Feb 18, 2025 to Aug 26, 2025
- Advisory activities · 2 to 3Feb 18, 2025 to Aug 26, 2025
- Employees · 5 to 9Feb 18, 2025 to Aug 26, 2025
- State-registered IARs · 2 to 4Feb 18, 2025 to Aug 26, 2025
- Accounts · 1,209 to 1,330Nov 6, 2024 to Feb 18, 2025
- HNW clients · 51 to 68Nov 6, 2024 to Feb 18, 2025
- Individual clients · 468 to 485Nov 6, 2024 to Feb 18, 2025
- Pension plan clients · 109 to 118Nov 6, 2024 to Feb 18, 2025
- Financial planning clients · 251-500 to 251-500Nov 6, 2024 to Feb 18, 2025
- Discretionary RAUM · $236M to $280MNov 6, 2024 to Feb 18, 2025
- HNW RAUM · $111M to $141MNov 6, 2024 to Feb 18, 2025
- Individual RAUM · $114M to $124MNov 6, 2024 to Feb 18, 2025
- Non-discretionary RAUM · $2.7M to $3.2MNov 6, 2024 to Feb 18, 2025
- Pension RAUM · $13.3M to $17.5MNov 6, 2024 to Feb 18, 2025
- RAUM · $239M to $283MNov 6, 2024 to Feb 18, 2025
Signals
1 dated events
- B•• I••••••••• S••••••• filed its initial SEC registration (Form ADV)Jan 17, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@abigplan.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 302-734-7526reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 866-946-7526reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- ABIGPLAN.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 302-734-7526reportedpublic record, Form ADV, Aug 31, 2026
- Contact form
- abigplan.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $106Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026