DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Privus Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Arthur Haag Sherman | Tectonic Advisors LLC independent RIA | Privus Financial, LLC no RAUM | Other | Jan 8, 2026 | Apr 25, 2018 |
| Kellee Angela Harrigan | Cain, Watters & Associates, LLC mixed wealth | Privus Financial, LLC no RAUM | Other | Mar 26, 2019 | May 30, 2019 (65 d) |
| Teresa Donne Gast | Cain, Watters & Associates, LLC mixed wealth | Privus Financial, LLC no RAUM | Other | Jan 23, 2019 | Jan 12, 2018 |
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3 moves match.