DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G• I••••• L••
Latest filing Mar 5, 2026
First filing on the tape Mar 27, 2018 · 14 filings
SEC status approved since Apr 27, 2018
RAUM
$889M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
7.2%
$63.9M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$889M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$889M as of Mar 5, 2026
Apr 5, 2019$396,425 then
HNW client RAUM$0 as of Mar 5, 2026
Apr 5, 2019$0 then
State-registered IARs (5.B.3)1 as of Mar 5, 2026
Apr 5, 20192 then
Employees (5.A)1 as of Mar 5, 2026
Apr 5, 20192 then
Private funds: no history
RAUM +111% over the last fiscal year+166% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $889MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 980derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $207,866derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 93%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +111%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +33%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$825M93%
- Individuals$63.9M7.2%
- Individual clients
- 980reported
- HNW clients
- 0reported
- Pension plan clients
- 3,297reported
- Charitable clients
- 0reported
- Accounts
- 4,277reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.07 fund_share=0.0 institutional_share=0.93 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••••• D••••• B••• | West Jordan, Ut | May 9, 2018 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• N•••••• D••••• · Ceo/Ccocontrolsince 01/2020 · owns less than 5%
Entity owners
- R••••••• I•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- 4•••• I••LP sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 5, 2026accounts (Item 5.F.2.f) moved from 18,497.0 to 4,277.0 (-77.0%) between the annual amendments of 2025-03-20 and 2026-03-05; the peer median change was -10.0% (5 comparable advisers, 0.0th percentile of changes)peers: institutional managers, $500M to $1B (5) · 0.0% percentile
- discretionary share shiftChange between filings · filing Mar 5, 2026discretionary share of RAUM moved from 0.0% to 100.0% between the annual amendments of 2025-03-20 and 2026-03-05peers: institutional managers, $500M to $1B (71)
- RAUM up 50 %Change between filings · filing Mar 5, 2026RAUM (Item 5.F) moved from $420,884,316 to $889,043,390 (+111.0%) between the annual amendments of 2025-03-20 and 2026-03-05; the peer median change was +13.0% (63 comparable advisers, 98.0th percentile of changes)peers: institutional managers, $500M to $1B (63) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 18,497 to 4,277Oct 26, 2025 to Mar 5, 2026
- Individual clients · 738 to 980Oct 26, 2025 to Mar 5, 2026
- Pension plan clients · 17,759 to 3,297Oct 26, 2025 to Mar 5, 2026
- Financial planning clients · to 0Oct 26, 2025 to Mar 5, 2026
- Discretionary RAUM · $421M to $889MOct 26, 2025 to Mar 5, 2026
- Individual RAUM · $33.6M to $63.9MOct 26, 2025 to Mar 5, 2026
- Pension RAUM · $387M to $825MOct 26, 2025 to Mar 5, 2026
- RAUM · $421M to $889MOct 26, 2025 to Mar 5, 2026
- Discretionary RAUM · $0 to $421MMar 20, 2025 to Oct 26, 2025
- Non-discretionary RAUM · $421M to $0Mar 20, 2025 to Oct 26, 2025
- Accounts · 9,306 to 18,497Mar 20, 2024 to Mar 20, 2025
- Individual clients · 9,306 to 738Mar 20, 2024 to Mar 20, 2025
- Pension plan clients · 0 to 17,759Mar 20, 2024 to Mar 20, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 20, 2025
- Individual RAUM · $149M to $33.6MMar 20, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $149M to $421MMar 20, 2024 to Mar 20, 2025
- Pension RAUM · $0 to $387MMar 20, 2024 to Mar 20, 2025
- RAUM · $149M to $421MMar 20, 2024 to Mar 20, 2025
- Accounts · 468 to 9,306Feb 24, 2023 to Mar 20, 2024
- Individual clients · 468 to 9,306Feb 24, 2023 to Mar 20, 2024
- Individual RAUM · $47.1M to $149MFeb 24, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $47.1M to $149MFeb 24, 2023 to Mar 20, 2024
- RAUM · $47.1M to $149MFeb 24, 2023 to Mar 20, 2024
- Accounts · 424 to 468Sep 19, 2022 to Feb 24, 2023
- Advisory activities · 3 to 2Sep 19, 2022 to Feb 24, 2023
- Individual clients · 0 to 468Sep 19, 2022 to Feb 24, 2023
- Pension plan clients · 424 to 0Sep 19, 2022 to Feb 24, 2023
- Individual RAUM · $0 to $47.1MSep 19, 2022 to Feb 24, 2023
- Non-discretionary RAUM · $43.1M to $47.1MSep 19, 2022 to Feb 24, 2023
- Pension RAUM · $43.1M to $0Sep 19, 2022 to Feb 24, 2023
- RAUM · $43.1M to $47.1MSep 19, 2022 to Feb 24, 2023
- Accounts · 152 to 424Feb 22, 2021 to Mar 30, 2022
- Pension plan clients · 152 to 424Feb 22, 2021 to Mar 30, 2022
- Non-discretionary RAUM · $18.7M to $43.1MFeb 22, 2021 to Mar 30, 2022
- Pension RAUM · $18.7M to $43.1MFeb 22, 2021 to Mar 30, 2022
- RAUM · $18.7M to $43.1MFeb 22, 2021 to Mar 30, 2022
- Accounts · 43 to 152Jun 29, 2020 to Feb 22, 2021
- Pension plan clients · 43 to 152Jun 29, 2020 to Feb 22, 2021
- Non-discretionary RAUM · $8.3M to $18.7MJun 29, 2020 to Feb 22, 2021
- Pension RAUM · $8.3M to $18.7MJun 29, 2020 to Feb 22, 2021
Signals
4 dated events
- G• I••••• L•• reported RAUM $889.0M, up 111% from $420.9M (2025-10-26 to 2026-03-05)Mar 5, 2026 · RAUM change · derived
- G• I••••• L•• reported RAUM $420.9M, up 183% from $148.6M (2024-03-20 to 2025-03-20)Mar 20, 2025 · RAUM change · derived
- Zeke Jacob Rushton (Chief Executive Officer/Chief Compliance Officer/Managing Member) no longer on Schedule A of G• I••••• L•• (listed 2019-04-05, absent 2020-03-14)Mar 14, 2020 · Control person left · inference
- 401Go filed its initial SEC registration (Form ADV)Mar 27, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 801-614-4914reportedpublic record, Form ADV, Mar 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $889Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026