DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Innealta Capital
Legal name Innealta Capital, LLC
Latest filing Apr 2, 2026
First filing on the tape Jan 10, 2018 · 20 filings
SEC status approved since Feb 13, 2018
RAUM
$222M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
9.9%
$22.0M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$74.1M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$222M as of Apr 2, 2026
Mar 29, 2019$159M then
HNW client RAUM$9.2M as of Apr 2, 2026
Mar 29, 2019$15.7M then
State-registered IARs (5.B.3)4 as of Apr 2, 2026
Mar 29, 20193 then
Employees (5.A)4 as of Apr 2, 2026
Mar 29, 20199 then
Private funds: no history
RAUM -14% over the last fiscal year-8.1% a year over threeIARs 4 to 4offices 1 to 0
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
- RAUM per advisor
- $74.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $540,626derivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $2.4M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$185M83%
- Corporations and businesses$15.9M7.2%
- Individuals$12.8M5.7%
- High-net-worth individuals$9.2M4.1%
- Individual clients
- 73reported
- HNW clients
- 17reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 172reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $1.3M managedreported
- Custody of client assets
- $2.4M for 12 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.1 fund_share=0.83 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Vito Antonio Sciaraffia | Austin, Tx | Jul 11, 2018 | 14 y | 2 |
| Carla Andrea Fava Quiroga | Austin, Tx | Jul 11, 2018 | 10 y | 1 |
| Franco Fava | Austin, Tx | Dec 4, 2023 | 15 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount2 left over 36 months
Left, latest
- Yuxing Zhang to State Farm Investment Management Corp.May 21, 2026 · Other
- Nicholas Austin Bowers to Advocacy Financial LLCSep 16, 2024 · Other
Joined, latest
- Nicholas Austin Bowers from Afam Capital, Inc.Jul 11, 2018 · Other
- Vito Antonio Sciaraffia from Afam Capital, Inc.Jul 11, 2018 · Other
- Carla Andrea Fava Quiroga from Dimensional Fund Advisors LPJul 11, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrea Carla Fava Quiroga · Chief Compliance Officer And Chief Operations Officercontrolsince 06/2018 · owns less than 5%
- Eduardo Gonzalo Maturana · Member Of The Board Of Managers To The Registrantcontrolsince 11/2017 · owns less than 5%
- Antonio Vito Sciaraffia · Member Of The Board Of Managers To The Registrant And Chief Investment Officercontrolsince 11/2017 · owns less than 5%
- Antonio Vito Sciaraffia · Sole Managing Membercontrolsince 05/2016 · owns 75% or more of Riomaggiore Investments, LLC
- Austin Nicholas Bowers · Member To The Registrantsince 04/2018 · owns less than 5%
- Yuxing Zhang · Member To The Registrantsince 10/2018 · owns less than 5%
Entity owners
- Riomaggiore Investments, LLC · Member To The Registrantdirect · owns 75% or more
- Alsacia Investments, LLC · Member To The Registrantdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 183 to 172Mar 25, 2025 to Feb 13, 2026
- Corporate clients · 25 to 24Mar 25, 2025 to Feb 13, 2026
- HNW clients · 23 to 17Mar 25, 2025 to Feb 13, 2026
- Individual clients · 72 to 73Mar 25, 2025 to Feb 13, 2026
- Assets in custody · $4.9M to $2.4MMar 25, 2025 to Feb 13, 2026
- Employees · 6 to 4Mar 25, 2025 to Feb 13, 2026
- Other offices · 1 to 0Mar 25, 2025 to Feb 13, 2026
- Discretionary RAUM · $259M to $222MMar 25, 2025 to Feb 13, 2026
- HNW RAUM · $10.2M to $9.2MMar 25, 2025 to Feb 13, 2026
- Individual RAUM · $11.4M to $12.8MMar 25, 2025 to Feb 13, 2026
- RAUM · $259M to $222MMar 25, 2025 to Feb 13, 2026
- Wrap assets (manager) · $1.6M to $1.3MMar 25, 2025 to Feb 13, 2026
- Accounts · 159 to 183Dec 10, 2024 to Mar 25, 2025
- Advisory employees · 9 to 4Dec 10, 2024 to Mar 25, 2025
- Corporate clients · 36 to 25Dec 10, 2024 to Mar 25, 2025
- HNW clients · 31 to 23Dec 10, 2024 to Mar 25, 2025
- Individual clients · 88 to 72Dec 10, 2024 to Mar 25, 2025
- Assets in custody · $11.2M to $4.9MDec 10, 2024 to Mar 25, 2025
- Employees · 10 to 6Dec 10, 2024 to Mar 25, 2025
- Financial planning clients · unset to Dec 10, 2024 to Mar 25, 2025
- HQ city · AUSTIN to Dec 10, 2024 to Mar 25, 2025
- HQ state · TX to Dec 10, 2024 to Mar 25, 2025
- State-registered IARs · 6 to 4Dec 10, 2024 to Mar 25, 2025
- Other offices · 0 to 1Dec 10, 2024 to Mar 25, 2025
- Discretionary RAUM · $305M to $259MDec 10, 2024 to Mar 25, 2025
- HNW RAUM · $17.0M to $10.2MDec 10, 2024 to Mar 25, 2025
- Individual RAUM · $14.0M to $11.4MDec 10, 2024 to Mar 25, 2025
- RAUM · $305M to $259MDec 10, 2024 to Mar 25, 2025
- Wrap assets (manager) · $2.3M to $1.6MDec 10, 2024 to Mar 25, 2025
- Assets in custody · unset to 11243576.0Mar 29, 2024 to Dec 10, 2024
- Custody of client assets · false to trueMar 29, 2024 to Dec 10, 2024
- Accounts · 207 to 159Mar 28, 2023 to Mar 29, 2024
- Advisory employees · 14 to 9Mar 28, 2023 to Mar 29, 2024
- Corporate clients · 35 to 36Mar 28, 2023 to Mar 29, 2024
- HNW clients · 8 to 31Mar 28, 2023 to Mar 29, 2024
- Individual clients · 109 to 88Mar 28, 2023 to Mar 29, 2024
- Employees · 17 to 10Mar 28, 2023 to Mar 29, 2024
- State-registered IARs · 7 to 6Mar 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $286M to $305MMar 28, 2023 to Mar 29, 2024
- HNW RAUM · $3.5M to $17.0MMar 28, 2023 to Mar 29, 2024
Signals
6 dated events
- Yuxing Zhang left Innealta Capital for State Farm Investment Management Corp. (registered 2026-06-04)May 21, 2026 · Advisor changed firm · fact
- Nicholas Austin Bowers left Innealta Capital for Advocacy Financial Llc (registered 2024-09-17)Sep 16, 2024 · Advisor changed firm · fact
- John Joshua Kocher (Sole Managing Member) no longer on Schedule A of Innealta Capital (listed 2023-03-28, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- John Joseph Lahti (Sole Shareholder) no longer on Schedule A of Innealta Capital (listed 2023-03-28, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- John Joseph Lahti (Sole Shareholder) appeared on Schedule A of Innealta CapitalMar 30, 2020 · Control person joined · fact
- Innealta Capital filed its initial SEC registration (Form ADV)Jan 10, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/acclivity-investment-researchreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/innealta-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- innealtafunds.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (737) 808-4640reportedpublic record, Form ADV, Apr 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026