DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• F•••••••• G••••
Legal name A••••••• F•••••••• G•••• L••
Latest filing Mar 19, 2026
First filing on the tape Nov 13, 2018 · 19 filings
SEC status approved since Aug 6, 2025
RAUM
$153M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$150M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$51.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$153M as of Mar 19, 2026
Mar 6, 2019$26.1M then
HNW client RAUM$128M as of Mar 19, 2026
Mar 6, 2019$19.0M then
State-registered IARs (5.B.3)3 as of Mar 19, 2026
Mar 6, 20192 then
Employees (5.A)3 as of Mar 19, 2026
Mar 6, 20192 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $51.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $436,277derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$128M83%
- Individuals$21.9M14%
- Pension and profit-sharing plans$3.4M2.2%
- Individual clients
- 77reported
- HNW clients
- 56reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 351reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F•••• J• F•••••••••Certified Financial Planner | Doylestown, Pa | Oct 23, 2019 | 13 y | 0 |
| R••••• B•••• | Doylestown, Pa | May 4, 2023 | 10 y | 0 |
| J•••••• C•••••• R••••••Certified Financial Planner | Doylestown, Pa | Aug 27, 2025 | 32 y | 8 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••••• C•••••• R•••••• from F••••• I•••••••••Aug 27, 2025 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••••• F••••• J• · Founder, President, And Ccocontrolsince 04/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Doylestown, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
What changed
consecutive filings, newest first
- Accounts · 321 to 351Jul 11, 2025 to Feb 2, 2026
- Advisory employees · 2 to 3Jul 11, 2025 to Feb 2, 2026
- HNW clients · 55 to 56Jul 11, 2025 to Feb 2, 2026
- Employees · 2 to 3Jul 11, 2025 to Feb 2, 2026
- State-registered IARs · 2 to 3Jul 11, 2025 to Feb 2, 2026
- Discretionary RAUM · $116M to $150MJul 11, 2025 to Feb 2, 2026
- HNW RAUM · $96.7M to $128MJul 11, 2025 to Feb 2, 2026
- Individual RAUM · $19.6M to $21.9MJul 11, 2025 to Feb 2, 2026
- Non-discretionary RAUM · $3.0M to $3.4MJul 11, 2025 to Feb 2, 2026
- Pension RAUM · $3.0M to $3.4MJul 11, 2025 to Feb 2, 2026
- RAUM · $119M to $153MJul 11, 2025 to Feb 2, 2026
- Accounts · 98 to 321Jun 26, 2020 to Jul 11, 2025
- Advisory employees · 1 to 2Jun 26, 2020 to Jul 11, 2025
- Advisory activities · 3 to 2Jun 26, 2020 to Jul 11, 2025
- HNW clients · 12 to 55Jun 26, 2020 to Jul 11, 2025
- Individual clients · 85 to 77Jun 26, 2020 to Jul 11, 2025
- Employees · 1 to 2Jun 26, 2020 to Jul 11, 2025
- Financial planning clients · 1-10 to 1-10Jun 26, 2020 to Jul 11, 2025
- HQ city · YARDLEY to DOYLESTOWNJun 26, 2020 to Jul 11, 2025
- State-registered IARs · 1 to 2Jun 26, 2020 to Jul 11, 2025
- Other offices · 1 to 0Jun 26, 2020 to Jul 11, 2025
- Discretionary RAUM · $36.4M to $116MJun 26, 2020 to Jul 11, 2025
- HNW RAUM · $14.5M to $96.7MJun 26, 2020 to Jul 11, 2025
- Individual RAUM · $21.9M to $19.6MJun 26, 2020 to Jul 11, 2025
- Non-discretionary RAUM · $407,613 to $3.0MJun 26, 2020 to Jul 11, 2025
- Pension RAUM · $407,613 to $3.0MJun 26, 2020 to Jul 11, 2025
- RAUM · $36.8M to $119MJun 26, 2020 to Jul 11, 2025
- Accounts · 84 to 98Mar 23, 2020 to May 22, 2020
- HNW clients · 11 to 12Mar 23, 2020 to May 22, 2020
- Individual clients · 72 to 85Mar 23, 2020 to May 22, 2020
- HQ city · unset to YARDLEYMar 23, 2020 to May 22, 2020
- HQ state · unset to PAMar 23, 2020 to May 22, 2020
- Discretionary RAUM · $38.9M to $36.4MMar 23, 2020 to May 22, 2020
- HNW RAUM · $11.4M to $14.5MMar 23, 2020 to May 22, 2020
- Individual RAUM · $27.5M to $21.9MMar 23, 2020 to May 22, 2020
- Non-discretionary RAUM · $377,437 to $407,613Mar 23, 2020 to May 22, 2020
- Pension RAUM · $377,437 to $407,613Mar 23, 2020 to May 22, 2020
- RAUM · $39.3M to $36.8MMar 23, 2020 to May 22, 2020
- HNW clients · 10 to 11Dec 23, 2019 to Mar 23, 2020
- Individual clients · 74 to 72Dec 23, 2019 to Mar 23, 2020
Signals
3 dated events
- A••••••• F•••••••• G•••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Nov 24, 2019 · Succession (Item 4) · fact
- Roland Christopher Wills (Founder, Partner And Chief Compliance Officer) no longer on Schedule A of A••••••• F•••••••• G•••• (listed 2019-03-22, absent 2019-06-27)Jun 27, 2019 · Control person left · inference
- A••••••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Nov 13, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c•••••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-269-2512reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-302-2994reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/aventine-financial-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- A•••••••FG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 269-2512reportedpublic record, Form ADV, Mar 19, 2026
- Contact form
- a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026