DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

B•••• S••••••• T•••• W••••• A•••••••• L••

Independent wealth managerDayton, OhioCRD 292661SEC 801-117244websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Jul 26, 2019 · 20 filings
SEC status approved since Aug 23, 2019
RAUM
$459M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
76%
$349M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$230M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$459M as of Mar 30, 2026
Mar 21, 2020$156M then
HNW client RAUM$325M as of Mar 30, 2026
Mar 21, 2020$54.7M then
State-registered IARs (5.B.3)4 as of Mar 30, 2026
Mar 21, 20202 then
Employees (5.A)6 as of Mar 30, 2026
Mar 21, 20206 then
Private funds: no history
RAUM -0.8% over the last fiscal year+33% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$230MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
83derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.1MderivedHNW RAUM over HNW clients
Average account
$1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
3.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-0.8%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+11%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
$131MreportedItem 5.I
Custody
$70.9M, 8 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$325M71%
  • Corporations and businesses$91.8M20%
  • Individuals$24.6M5.3%
  • Pension and profit-sharing plans$15.4M3.3%
  • Charitable organizations$2.7M0.6%
Individual clients
85reported
HNW clients
80reported
Pension plan clients
8reported
Charitable clients
4reported
Accounts
432reported
Financial planning clients
51-100reported
Wrap fee programs
$131M sponsored, $0 managedreported
Custody of client assets
$70.9M for 8 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.76 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M••• E••••• S•••••••Dayton, OhJan 24, 202026 y4
M•••••• T•••••• T••••Dayton, OhSep 24, 202428 y3
Advisor movement
1 left, 0 joined in 12 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • B••••• E•••••• J•••• · Chief Compliance Officercontrol
    since 11/2017 · owns less than 5%
  • B••••• E•••••• J•••• · Chief Compliance Officercontrol
    since 07/2024 · owns 25% to 50% of B•••• S••••••• T•••• H•••••••• L••
  • S•••••••• M•••• E••••• · Presidentcontrol
    since 07/2024 · owns 25% to 50% of B•••• S••••••• T•••• H•••••••• L••
  • T••••• M••••••• T•••••• · Chief Investmnet Officercontrol
    since 07/2024 · owns 25% to 50% of B•••• S••••••• T•••• H•••••••• L••
Entity owners
  • B•••• S••••••• T•••• H•••••••• L•• · Entity
    direct · owns 75% or more
Related persons
Schedule D 7.A
  • C••••• R••• E••••• S•••••••• I•••
    investment companyy
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Dayton, Oh · principal201
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 406 to 432
    Jan 7, 2026 to Mar 30, 2026
  • HNW clients · 69 to 80
    Jan 7, 2026 to Mar 30, 2026
  • Individual clients · 80 to 85
    Jan 7, 2026 to Mar 30, 2026
  • Assets in custody · $121M to $70.9M
    Jan 7, 2026 to Mar 30, 2026
  • Financial planning clients · 26-50 to 51-100
    Jan 7, 2026 to Mar 30, 2026
  • Discretionary RAUM · $453M to $447M
    Jan 7, 2026 to Mar 30, 2026
  • HNW RAUM · $300M to $325M
    Jan 7, 2026 to Mar 30, 2026
  • Individual RAUM · $22.2M to $24.6M
    Jan 7, 2026 to Mar 30, 2026
  • Non-discretionary RAUM · $10.6M to $12.5M
    Jan 7, 2026 to Mar 30, 2026
  • Pension RAUM · $13.1M to $15.4M
    Jan 7, 2026 to Mar 30, 2026
  • RAUM · $463M to $459M
    Jan 7, 2026 to Mar 30, 2026
  • Wrap assets (sponsor) · $102M to $131M
    Jan 7, 2026 to Mar 30, 2026
  • Employees · 5 to 6
    Mar 26, 2025 to Jan 7, 2026
  • Accounts · 377 to 406
    Aug 9, 2024 to Mar 26, 2025
  • Charity clients · 0 to 4
    Aug 9, 2024 to Mar 26, 2025
  • Corporate clients · 14 to 15
    Aug 9, 2024 to Mar 26, 2025
  • HNW clients · 90 to 69
    Aug 9, 2024 to Mar 26, 2025
  • Individual clients · 45 to 80
    Aug 9, 2024 to Mar 26, 2025
  • Pension plan clients · 3 to 8
    Aug 9, 2024 to Mar 26, 2025
  • Financial planning clients · 11-25 to 26-50
    Aug 9, 2024 to Mar 26, 2025
  • Discretionary RAUM · $445M to $453M
    Aug 9, 2024 to Mar 26, 2025
  • HNW RAUM · $297M to $300M
    Aug 9, 2024 to Mar 26, 2025
  • Individual RAUM · $15.5M to $22.2M
    Aug 9, 2024 to Mar 26, 2025
  • Non-discretionary RAUM · $11.0M to $10.6M
    Aug 9, 2024 to Mar 26, 2025
  • Pension RAUM · $13.3M to $13.1M
    Aug 9, 2024 to Mar 26, 2025
  • RAUM · $456M to $463M
    Aug 9, 2024 to Mar 26, 2025
  • Wrap assets (sponsor) · $95.1M to $102M
    Aug 9, 2024 to Mar 26, 2025
  • Accounts · 132 to 377
    Jul 3, 2024 to Aug 9, 2024
  • Business name · B•••• S••••••• W••••• to B•••• S••••••• T•••• W••••• A•••••••• L••
    Jul 3, 2024 to Aug 9, 2024
  • Corporate clients · 12 to 14
    Jul 3, 2024 to Aug 9, 2024
  • HNW clients · 27 to 90
    Jul 3, 2024 to Aug 9, 2024
  • Individual clients · 9 to 45
    Jul 3, 2024 to Aug 9, 2024
  • Pension plan clients · 1 to 3
    Jul 3, 2024 to Aug 9, 2024
  • Assets in custody · $115M to $121M
    Jul 3, 2024 to Aug 9, 2024
  • Legal name · B••••••••• W••••• A••••••• LLC to B•••• S••••••• T•••• W••••• A•••••••• L••
    Jul 3, 2024 to Aug 9, 2024
  • Discretionary RAUM · $171M to $445M
    Jul 3, 2024 to Aug 9, 2024
  • HNW RAUM · $51.9M to $297M
    Jul 3, 2024 to Aug 9, 2024
  • Individual RAUM · $2.7M to $15.5M
    Jul 3, 2024 to Aug 9, 2024
  • Non-discretionary RAUM · $10.6M to $11.0M
    Jul 3, 2024 to Aug 9, 2024
  • Pension RAUM · $10.6M to $13.3M
    Jul 3, 2024 to Aug 9, 2024
Signals
4 dated events
  • S•••• D•••• S•••••••• left B•••• S••••••• T•••• W••••• A•••••••• L•• for I••••••• R••••••••• L•• (registered 2026-07-21)
    Jul 20, 2026 · Advisor changed firm · fact
  • B•••• S••••••• T•••• W••••• A•••••••• L•• reported RAUM $456.5M, up 151% from $181.6M (2024-07-03 to 2024-08-09)
    Aug 9, 2024 · RAUM change · derived
  • Tristen Matthew Theil (Chief Investmnet Officer) appeared on Schedule A of B•••• S••••••• T•••• W••••• A•••••••• L••
    Jul 3, 2024 · Control person joined · fact
  • B••••••••• W••••• A••••••• filed its initial SEC registration (Form ADV)
    Jul 26, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
i•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone
937-956-7875reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/bst-wealth-advisorsreportedpublic record, Form ADV, Sep 19, 2026
Website
b•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone
9379567875reportedpublic record, Form ADV, Mar 30, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$230Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026