DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Philadelphia Partners Capital Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 17, 2018 · 27 filings
SEC status approved since Apr 16, 2018
RAUM
$61.2M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
90%
$54.9M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$20.4M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$61.2M as of Mar 31, 2026
Mar 11, 2019$28.5M then
HNW client RAUM$52.4M as of Mar 31, 2026
Mar 11, 2019$16.9M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 11, 20190 then
Employees (5.A)2 as of Mar 31, 2026
Mar 11, 20192 then
Private funds: no history
RAUM -0.1% over the last fiscal year+4.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $20.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $428,114derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +25%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$52.4M89%
- Corporations and businesses$3.7M6.3%
- Individuals$2.5M4.2%
- Charitable organizations$541,0460.9%
- Individual clients
- 36reported
- HNW clients
- 44reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 143reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Howard Albert Trauger | Bala Cynwyd, Pa | Mar 12, 2026 | 35 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Carol Scicchitano to Chapin Davis Asset ManagementJun 12, 2018 · Other
Joined, latest
- Howard Albert Trauger from Carnegie Investment CounselMar 12, 2026 · RIA to RIA
- Michael Anthony Galantino from 1914 AdvisorsMay 17, 2018 · RIA to a newly registered adviser
- Carol Scicchitano from 1914 AdvisorsApr 19, 2018 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from 1914 AdvisorsApr 23, 2018 · West Conshohocken, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anthony Michael Galantino · Owner, Managing Membercontrolsince 04/2018 · owns 75% or more
- Carol Scicchitano · Sr. Vice President, Ccocontrolsince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
- Chapin Davis Asset Managementbroker-dealerinvestment adviserreal estatenRAUM $643M
Advisers that list Philadelphia Partners Capital Management, LLC as a related person
- 28116 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bala Cynwyd, Pa · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bala Cynwyd, PA2 employees
What changed
consecutive filings, newest first
- Accounts · 145 to 143Oct 17, 2025 to Mar 31, 2026
- HNW clients · 24 to 44Oct 17, 2025 to Mar 31, 2026
- Individual clients · 40 to 36Oct 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $61.3M to $59.2MOct 17, 2025 to Mar 31, 2026
- HNW RAUM · $50.5M to $52.4MOct 17, 2025 to Mar 31, 2026
- Individual RAUM · $6.8M to $2.5MOct 17, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1,805 to $2.0MOct 17, 2025 to Mar 31, 2026
- RAUM · $61.3M to $61.2MOct 17, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 27, 2025 to Oct 17, 2025
- Accounts · 62 to 145May 7, 2024 to Mar 27, 2025
- HNW clients · 19 to 24May 7, 2024 to Mar 27, 2025
- Discretionary RAUM · $47.9M to $61.3MMay 7, 2024 to Mar 27, 2025
- HNW RAUM · $38.2M to $50.5MMay 7, 2024 to Mar 27, 2025
- Individual RAUM · $6.4M to $6.8MMay 7, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $70,422 to $1,805May 7, 2024 to Mar 27, 2025
- RAUM · $47.9M to $61.3MMay 7, 2024 to Mar 27, 2025
- HQ city · BALTIMORE to BALA CYNWYDMar 27, 2024 to May 7, 2024
- HQ state · MD to PAMar 27, 2024 to May 7, 2024
- Accounts · 128 to 62Jul 10, 2023 to Mar 26, 2024
- HNW clients · 29 to 19Jul 10, 2023 to Mar 26, 2024
- Individual clients · 43 to 40Jul 10, 2023 to Mar 26, 2024
- Pension plan clients · 1.0 to unsetJul 10, 2023 to Mar 26, 2024
- Pooled vehicle clients · 1.0 to unsetJul 10, 2023 to Mar 26, 2024
- HQ city · BALA CYNWYD to BALTIMOREJul 10, 2023 to Mar 26, 2024
- HQ state · PA to MDJul 10, 2023 to Mar 26, 2024
- Discretionary RAUM · $50.9M to $47.9MJul 10, 2023 to Mar 26, 2024
- HNW RAUM · $40.1M to $38.2MJul 10, 2023 to Mar 26, 2024
- Individual RAUM · $6.1M to $6.4MJul 10, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $2.5M to $70,422Jul 10, 2023 to Mar 26, 2024
- Pension RAUM · 2430893.0 to unsetJul 10, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · 1789892.0 to unsetJul 10, 2023 to Mar 26, 2024
- RAUM · $53.5M to $47.9MJul 10, 2023 to Mar 26, 2024
- HQ city · BALTIMORE to BALA CYNWYDMay 10, 2023 to Jul 10, 2023
- HQ state · MD to PAMay 10, 2023 to Jul 10, 2023
- HNW clients · 32 to 29Jan 5, 2023 to Mar 30, 2023
- Individual clients · 41 to 43Jan 5, 2023 to Mar 30, 2023
- Discretionary RAUM · $56.7M to $50.9MJan 5, 2023 to Mar 30, 2023
- HNW RAUM · $46.1M to $40.1MJan 5, 2023 to Mar 30, 2023
- Individual RAUM · $5.4M to $6.1MJan 5, 2023 to Mar 30, 2023
- Non-discretionary RAUM · $2.8M to $2.5MJan 5, 2023 to Mar 30, 2023
Signals
3 dated events
- Carol Scicchitano (Sr. Vice President, Cco) appeared on Schedule A of Philadelphia Partners Capital Management, LlcMar 30, 2023 · Control person joined · fact
- Philadelphia Partners Capital Management, Llc reported RAUM $28.5M, down 90% from $294.0M (2018-08-14 to 2019-03-11)Mar 11, 2019 · RAUM change · derived
- Philadelphia Partners Capital Management, Llc filed its initial SEC registration (Form ADV)Mar 17, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 215-564-5750reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $20.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026