DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••••••• F••••••••
Legal name I•••••••• F••••••••• L••
Latest filing Mar 4, 2026
First filing on the tape Mar 18, 2018 · 13 filings
SEC status approved since Apr 16, 2018
RAUM
$1.4B
reported, Item 5.F
Discretionary
12%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.4B
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$1.4B as of Mar 4, 2026
Mar 14, 2019$749M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 4, 2026
Mar 14, 20191 then
Employees (5.A)1 as of Mar 4, 2026
Mar 14, 20191 then
Private funds: no history
RAUM +18% over the last fiscal year+16% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $59.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 12%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.4B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 24reported
- Charitable clients
- 0reported
- Accounts
- 24reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• D••• S••••Chartered Financial Analyst | Foley, Al | Apr 19, 2018 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••••• D••• S•••• from N•••••• G•••• S••••••••• I•••Apr 19, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••• E•••••• D••• · Managing Member / Ccocontrolsince 02/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Pension plan clients · 26 to 24Mar 4, 2025 to Mar 4, 2026
- Discretionary RAUM · $142M to $169MMar 4, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $1.1B to $1.3BMar 4, 2025 to Mar 4, 2026
- Pension RAUM · $1.2B to $1.4BMar 4, 2025 to Mar 4, 2026
- RAUM · $1.2B to $1.4BMar 4, 2025 to Mar 4, 2026
- Accounts · 26 to 24Mar 4, 2025 to Mar 4, 2026
- Financial planning clients · unset to Oct 21, 2024 to Mar 4, 2025
- HQ city · unset to Oct 21, 2024 to Mar 4, 2025
- HQ state · unset to Oct 21, 2024 to Mar 4, 2025
- Discretionary RAUM · $115M to $142MOct 21, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $986M to $1.1BOct 21, 2024 to Mar 4, 2025
- Pension RAUM · $1.1B to $1.2BOct 21, 2024 to Mar 4, 2025
- RAUM · $1.1B to $1.2BOct 21, 2024 to Mar 4, 2025
- HQ city · WEST PALM BEACH to unsetFeb 19, 2024 to May 29, 2024
- HQ state · FL to unsetFeb 19, 2024 to May 29, 2024
- Other offices · 0 to 2Feb 19, 2024 to May 29, 2024
- Accounts · 23 to 26Mar 14, 2023 to Feb 19, 2024
- Pension plan clients · 23 to 26Mar 14, 2023 to Feb 19, 2024
- Discretionary RAUM · $75.5M to $115MMar 14, 2023 to Feb 19, 2024
- Non-discretionary RAUM · $855M to $986MMar 14, 2023 to Feb 19, 2024
- Pension RAUM · $930M to $1.1BMar 14, 2023 to Feb 19, 2024
- RAUM · $930M to $1.1BMar 14, 2023 to Feb 19, 2024
- Pension plan clients · 22 to 23Mar 8, 2022 to Mar 14, 2023
- Discretionary RAUM · $80.6M to $75.5MMar 8, 2022 to Mar 14, 2023
- Non-discretionary RAUM · $982M to $855MMar 8, 2022 to Mar 14, 2023
- Pension RAUM · $170M to $930MMar 8, 2022 to Mar 14, 2023
- RAUM · $1.1B to $930MMar 8, 2022 to Mar 14, 2023
- Accounts · 22 to 23Mar 30, 2021 to Mar 8, 2022
- Pension plan clients · 21 to 22Mar 30, 2021 to Mar 8, 2022
- HQ city · unset to WEST PALM BEACHMar 30, 2021 to Mar 8, 2022
- HQ state · unset to FLMar 30, 2021 to Mar 8, 2022
- Discretionary RAUM · $102M to $80.6MMar 30, 2021 to Mar 8, 2022
- Non-discretionary RAUM · $634M to $982MMar 30, 2021 to Mar 8, 2022
- Pension RAUM · $180M to $170MMar 30, 2021 to Mar 8, 2022
- RAUM · $736M to $1.1BMar 30, 2021 to Mar 8, 2022
- Accounts · 20 to 22Mar 16, 2020 to Mar 30, 2021
- Charity clients · unset to 0.0Mar 16, 2020 to Mar 30, 2021
- Corporate clients · unset to 0.0Mar 16, 2020 to Mar 30, 2021
- HNW clients · unset to 0.0Mar 16, 2020 to Mar 30, 2021
- Individual clients · unset to 0.0Mar 16, 2020 to Mar 30, 2021
Signals
2 dated events
- I•••••••• F•••••••• reported RAUM $1.1B, up 44% from $735.8M (2021-03-30 to 2022-03-08)Mar 8, 2022 · RAUM change · derived
- I•••••••• F•••••••• filed its initial SEC registration (Form ADV)Mar 18, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/28631567reportedpublic record, Form ADV, Sep 18, 2026
- Website
- i•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 937-872-4015reportedpublic record, Form ADV, Mar 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026