DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mcguire Wealth Management
Legal name Mcguire Investment Group, LLC
Latest filing Mar 4, 2026
First filing on the tape Jun 26, 2018 · 19 filings
SEC status approved since Jul 26, 2018
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$1.0B individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$354M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.1B as of Mar 4, 2026
Mar 12, 2019$319M then
HNW client RAUM$977M as of Mar 4, 2026
Mar 12, 2019$262M then
State-registered IARs (5.B.3)3 as of Mar 4, 2026
Mar 12, 20193 then
Employees (5.A)5 as of Mar 4, 2026
Mar 12, 20194 then
Private funds: no history
RAUM +30% over the last fiscal year+24% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $354MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 101derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.6MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Wrap fee program
- $1.1BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$977M92%
- Individuals$57.0M5.4%
- Pension and profit-sharing plans$17.5M1.7%
- Charitable organizations$6.8M0.6%
- Corporations and businesses$2.4M0.2%
- Individual clients
- 127reported
- HNW clients
- 175reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 839reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Sean Michael Mcguire | Wakefield, Ri | Aug 9, 2018 | 17 y | 2 |
| Dennis Patrick Mcguire | Wakefield, Ri | Sep 14, 2018 | 35 y | 3 |
| Dennis Patrick Mcguire | Wakefield, Ri | Sep 14, 2018 | 25 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Dennis Patrick Mcguire from Wells Fargo AdvisorsSep 14, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Dennis Patrick Mcguire from Wells Fargo AdvisorsSep 14, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Sean Michael Mcguire from Wells Fargo AdvisorsAug 9, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Wells Fargo AdvisorsSep 17, 2018 · Charlestown, Ri
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Patrick Dennis Mcguire · Managing Member / Ccocontrolsince 09/2018 · owns 50% to 75%
- Michael Sean Mcguire · Membercontrolsince 07/2018 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wakefield, Ri · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 800 to 839Mar 28, 2025 to Mar 4, 2026
- Corporate clients · 6 to 7Mar 28, 2025 to Mar 4, 2026
- HNW clients · 153 to 175Mar 28, 2025 to Mar 4, 2026
- Individual clients · 132 to 127Mar 28, 2025 to Mar 4, 2026
- Discretionary RAUM · $819M to $1.1BMar 28, 2025 to Mar 4, 2026
- HNW RAUM · $734M to $977MMar 28, 2025 to Mar 4, 2026
- Individual RAUM · $57.7M to $57.0MMar 28, 2025 to Mar 4, 2026
- Pension RAUM · $14.4M to $17.5MMar 28, 2025 to Mar 4, 2026
- RAUM · $819M to $1.1BMar 28, 2025 to Mar 4, 2026
- Accounts · 774 to 800Feb 21, 2024 to Mar 28, 2025
- Corporate clients · unset to 6.0Feb 21, 2024 to Mar 28, 2025
- HNW clients · 154 to 153Feb 21, 2024 to Mar 28, 2025
- Individual clients · 123 to 132Feb 21, 2024 to Mar 28, 2025
- Employees · 3 to 5Feb 21, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Feb 21, 2024 to Mar 28, 2025
- Discretionary RAUM · $708M to $819MFeb 21, 2024 to Mar 28, 2025
- HNW RAUM · $634M to $734MFeb 21, 2024 to Mar 28, 2025
- Individual RAUM · $49.1M to $57.7MFeb 21, 2024 to Mar 28, 2025
- Pension RAUM · $12.3M to $14.4MFeb 21, 2024 to Mar 28, 2025
- RAUM · $708M to $819MFeb 21, 2024 to Mar 28, 2025
- Accounts · 743 to 774Mar 22, 2023 to Feb 21, 2024
- HNW clients · 139 to 154Mar 22, 2023 to Feb 21, 2024
- Individual clients · 127 to 123Mar 22, 2023 to Feb 21, 2024
- Discretionary RAUM · $558M to $708MMar 22, 2023 to Feb 21, 2024
- HNW RAUM · $509M to $634MMar 22, 2023 to Feb 21, 2024
- Individual RAUM · $17.2M to $49.1MMar 22, 2023 to Feb 21, 2024
- Pension RAUM · $15.2M to $12.3MMar 22, 2023 to Feb 21, 2024
- RAUM · $558M to $708MMar 22, 2023 to Feb 21, 2024
- Accounts · 717 to 743Mar 14, 2022 to Mar 22, 2023
- Individual clients · 131 to 127Mar 14, 2022 to Mar 22, 2023
- Discretionary RAUM · $687M to $558MMar 14, 2022 to Mar 22, 2023
- HNW RAUM · $633M to $509MMar 14, 2022 to Mar 22, 2023
- Individual RAUM · $32.3M to $17.2MMar 14, 2022 to Mar 22, 2023
- Pension RAUM · $18.1M to $15.2MMar 14, 2022 to Mar 22, 2023
- RAUM · $687M to $558MMar 14, 2022 to Mar 22, 2023
- Accounts · 664 to 717Mar 2, 2021 to Mar 14, 2022
- HNW clients · 135 to 139Mar 2, 2021 to Mar 14, 2022
- Individual clients · 102 to 131Mar 2, 2021 to Mar 14, 2022
- Discretionary RAUM · $523M to $687MMar 2, 2021 to Mar 14, 2022
- HNW RAUM · $452M to $633MMar 2, 2021 to Mar 14, 2022
Signals
5 dated events
- Mcguire Wealth Management reported RAUM $1.1B, up 30% from $819.0M (2025-03-28 to 2026-03-04)Mar 4, 2026 · RAUM change · derived
- Mcguire Wealth Management reported RAUM $707.6M, up 27% from $558.2M (2023-03-22 to 2024-02-21)Feb 21, 2024 · RAUM change · derived
- Mcguire Wealth Management reported RAUM $687.2M, up 31% from $523.0M (2021-03-02 to 2022-03-14)Mar 14, 2022 · RAUM change · derived
- Mcguire Wealth Management reported RAUM $523.0M, up 27% from $411.4M (2020-06-26 to 2021-03-02)Mar 2, 2021 · RAUM change · derived
- Mcguire Wealth Management filed its initial SEC registration (Form ADV)Jun 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- debbie@mcguirewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- dennis@mcguirewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- denny@mcguirewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- laura@mcguirewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 401-364-5000reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 401-364-5003reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/mcguire-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- MCGUIREWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 401-364-5000reportedpublic record, Form ADV, Mar 4, 2026
- Contact form
- MCGUIREWEALTH.COM/contact.htmlreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- MCGUIREWEALTH.COM/our-team.htmlreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $354Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026