DFX Intelligence

RIA Intelligence

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SEC-registered adviser

M•••••• L••••• P•••••••

Independent wealth managerLinwood, New JerseyCRD 296314SEC 801-113681website IAPD

Legal name M•••• L••

Latest filing Mar 3, 2026

First filing on the tape Jun 25, 2018 · 26 filings

SEC status approved since Jul 25, 2018

RAUM

$248M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

97%

$240M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$124M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

26 filings and snapshots on the tape

RAUM$248M as of Mar 3, 2026

Mar 20, 2019$146M then

HNW client RAUM$198M as of Mar 3, 2026

Mar 20, 2019$113M then

State-registered IARs (5.B.3)2 as of Mar 3, 2026

Mar 20, 20192 then

Employees (5.A)5 as of Mar 3, 2026

Mar 20, 20194 then

Private funds: no history

RAUM +2.5% over the last fiscal year+9.1% a year over threeIARs 2 to 2

Practice profile

derived from the filing of Mar 3, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $124MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 70derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.2MderivedHNW RAUM over HNW clients
Average account: $756,529derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.5derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +2.5%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +3.0%derived
Compensation: percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Custody: $125M, 71 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$198M80%
Individuals$42.1M17%
Corporations and businesses$7.4M3.0%
Charitable organizations$445,6050.2%

Individual clients: 92reported
HNW clients: 47reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 328reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: $125M for 71 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J•••• R• M•••Certified Financial Planner	Linwood, Nj	Jul 16, 2018	25 y	3
T••• C••••••••• C•••••••••	Linwood, Nj	Jul 16, 2018	33 y	3

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

T••• C••••••••• C••••••••• from C••••••••• F•••••••• N••••••
Jul 16, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
J•••• R• M••• from C••••••••• F•••••••• N••••••
Jul 16, 2018 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from C••••••••• F•••••••• N••••••
Oct 26, 2018 · Linwood, Nj

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

C••••••••• T•••• C••••••••• · Managing Membercontrol
since 02/2018 · owns less than 5%
H•••••• R••••• · Chief Compliance Officercontrol
since 04/2018 · owns less than 5%
C••••••••• S•••• · Trusteecontrol
since 06/2017 · owns 75% or more of T••••• I••••••••• T••••

Entity owners

T••••• I••••••••• T•••• · Owner
direct · owns 75% or more

Related persons

Schedule D 7.A

C••••••••• F•••••••• S•••••••• I••••
real estaten

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Linwood, Nj · principal	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

business activity changedChange between filings · filing Mar 3, 2026
selection of other advisers (Item 5.G.7): no on the filing of 2025-08-20, yes on the filing of 2026-03-03
peers: independent wealth managers, $100M to $500M (5,678)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 313 to 328
Aug 20, 2025 to Mar 3, 2026
Advisory activities · 3 to 4
Aug 20, 2025 to Mar 3, 2026
HNW clients · 57 to 47
Aug 20, 2025 to Mar 3, 2026
Individual clients · 78 to 92
Aug 20, 2025 to Mar 3, 2026
Assets in custody · $128M to $125M
Aug 20, 2025 to Mar 3, 2026
Financial planning clients · 11-25 to 1-10
Aug 20, 2025 to Mar 3, 2026
Discretionary RAUM · $242M to $248M
Aug 20, 2025 to Mar 3, 2026
HNW RAUM · $203M to $198M
Aug 20, 2025 to Mar 3, 2026
Individual RAUM · $29.7M to $42.1M
Aug 20, 2025 to Mar 3, 2026
RAUM · $242M to $248M
Aug 20, 2025 to Mar 3, 2026
Financial planning clients · 11-25 to 11-25
Mar 7, 2025 to Jul 24, 2025
Accounts · 326 to 313
Mar 20, 2024 to Mar 4, 2025
Advisory employees · 3 to 2
Mar 20, 2024 to Mar 4, 2025
Corporate clients · 8 to 7
Mar 20, 2024 to Mar 4, 2025
HNW clients · 46 to 57
Mar 20, 2024 to Mar 4, 2025
Individual clients · 88 to 78
Mar 20, 2024 to Mar 4, 2025
Assets in custody · $113M to $128M
Mar 20, 2024 to Mar 4, 2025
Financial planning clients · 1-10 to 11-25
Mar 20, 2024 to Mar 4, 2025
Discretionary RAUM · $214M to $242M
Mar 20, 2024 to Mar 4, 2025
HNW RAUM · $174M to $203M
Mar 20, 2024 to Mar 4, 2025
Individual RAUM · $33.7M to $29.7M
Mar 20, 2024 to Mar 4, 2025
RAUM · $214M to $242M
Mar 20, 2024 to Mar 4, 2025
Accounts · 414 to 326
Nov 14, 2023 to Mar 20, 2024
Corporate clients · 9 to 8
Nov 14, 2023 to Mar 20, 2024
HNW clients · 44 to 46
Nov 14, 2023 to Mar 20, 2024
Individual clients · 106 to 88
Nov 14, 2023 to Mar 20, 2024
Assets in custody · $97.4M to $113M
Nov 14, 2023 to Mar 20, 2024
Discretionary RAUM · $191M to $214M
Nov 14, 2023 to Mar 20, 2024
HNW RAUM · $147M to $174M
Nov 14, 2023 to Mar 20, 2024
Individual RAUM · $39.4M to $33.7M
Nov 14, 2023 to Mar 20, 2024
RAUM · $191M to $214M
Nov 14, 2023 to Mar 20, 2024
Accounts · 406 to 414
Nov 6, 2022 to Mar 31, 2023
Corporate clients · unset to 9.0
Nov 6, 2022 to Mar 31, 2023
HNW clients · 54 to 44
Nov 6, 2022 to Mar 31, 2023
Individual clients · 89 to 106
Nov 6, 2022 to Mar 31, 2023
Assets in custody · $85.9M to $97.4M
Nov 6, 2022 to Mar 31, 2023
Financial planning clients · 11-25 to 1-10
Nov 6, 2022 to Mar 31, 2023
Discretionary RAUM · $202M to $191M
Nov 6, 2022 to Mar 31, 2023
HNW RAUM · $165M to $147M
Nov 6, 2022 to Mar 31, 2023
Individual RAUM · $37.4M to $39.4M
Nov 6, 2022 to Mar 31, 2023

Signals

2 dated events

R. Jacob Mack (Managing Member) no longer on Schedule A of M•••••• L••••• P••••••• (listed 2022-11-06, absent 2023-03-31)
Mar 31, 2023 · Control person left · inference
M•••• L•• filed its initial SEC registration (Form ADV)
Jun 25, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@mlegacy.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 609-601-0800reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 609-601-1850reportedpublished by the firm, firm site, Sep 16, 2026
Website: MLegacy.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 609-601-0800reportedpublic record, Form ADV, Mar 3, 2026
Contact form: mlegacy.com/contact-informationreportedpublished by the firm, firm site, Sep 16, 2026
Team page: mlegacy.com/professionalsreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $124Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026