DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Modern Financial Planning

Independent wealth managerGeorgetown, TexasCRD 297193SEC 801-134822websiteIAPD
Legal name Modern Financial Planning, LLC
Latest filing Mar 16, 2026
First filing on the tape Dec 11, 2025 · 2 filings
SEC status approved since Dec 12, 2025
RAUM
$116M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$116M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$58.0M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$116M as of Mar 16, 2026
Dec 11, 2025$110M then
HNW client RAUM$91.0M as of Mar 16, 2026
Dec 11, 2025$103M then
State-registered IARs (5.B.3)2 as of Mar 16, 2026
Dec 11, 20252 then
Employees (5.A)2 as of Mar 16, 2026
Dec 11, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$58.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
36derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$380,328derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$91.0M78%
  • Individuals$25.0M22%
Individual clients
23reported
HNW clients
49reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
305reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Michael Logan TroxellGeorgetown, TxJun 14, 201810 y0
Bryan Patrick HaslingCertified Financial PlannerGeorgetown, TxJun 6, 202312 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Logan Michael Troxell · Principal Owner & Chief Compliance Officercontrol
    since 04/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Georgetown, Tx · principal200
San Francisco, Ca000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 300 to 305
    Dec 11, 2025 to Mar 16, 2026
  • HNW clients · 57 to 49
    Dec 11, 2025 to Mar 16, 2026
  • Individual clients · 22 to 23
    Dec 11, 2025 to Mar 16, 2026
  • Employees · 3 to 2
    Dec 11, 2025 to Mar 16, 2026
  • Discretionary RAUM · $110M to $116M
    Dec 11, 2025 to Mar 16, 2026
  • HNW RAUM · $103M to $91.0M
    Dec 11, 2025 to Mar 16, 2026
  • Individual RAUM · $7.0M to $25.0M
    Dec 11, 2025 to Mar 16, 2026
  • RAUM · $110M to $116M
    Dec 11, 2025 to Mar 16, 2026
Signals
1 dated events
  • Yulia Petrovsky left Modern Financial Planning for Creative Planning (registered 2024-08-12)
    Jun 27, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
510-519-7009reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/modern-financial-planningreportedpublic record, Form ADV, Sep 17, 2026
Website
modernfp.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
(510) 519-7009reportedpublic record, Form ADV, Mar 16, 2026
Team page
modernfp.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$58.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026