DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••• G•••••• A••••••• L••
Latest filing Mar 13, 2026
First filing on the tape Mar 25, 2024 · 5 filings
SEC status approved since Apr 24, 2024
RAUM
$127M
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
72%
$91.1M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$127M
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$127M as of Mar 13, 2026
Feb 19, 2025$114M then
HNW client RAUM$85.1M as of Mar 13, 2026
Feb 19, 2025$78.1M then
State-registered IARs (5.B.3)1 as of Mar 13, 2026
Feb 19, 20251 then
Employees (5.A)4 as of Mar 13, 2026
Feb 19, 20254 then
Private funds1 as of Mar 13, 2026
Feb 19, 20251 then
RAUM +11% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $127MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 76%derivedof RAUM
- Institutional
- 24%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consultingreportedItem 5.G
- Custody
- $5.0M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$85.1M67%
- Pension and profit-sharing plans$30.0M24%
- Individuals$6.0M4.7%
- Pooled investment vehicles$5.0M4.0%
- Charitable organizations$440,4270.3%
- Individual clients
- 17reported
- HNW clients
- 27reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 123reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.0M for 1 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.72 fund_share=0.04 institutional_share=0.24 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••••• C•••••• W••••••Chartered Financial Consultant | Marshfield, Ma | Nov 23, 2018 | 39 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T•••••• C•••••• W•••••• from K••••• A••••••• S•••••••• L••Nov 23, 2018 · Affiliated broker-dealer or bank to independent RIA
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••• G•••••• A••••••• P••••••••• F•••• L••• | Hedge Fund | $5.2M | 18 | Mar 25, 2024 |
Owners and control persons
Schedule A and B, latest filing
- W••••••• T••••••• C•••••• · President And Chief Compliance Officercontrolsince 05/2018 · owns 10% to 25%
- W••••••• T••••••• C•••••• · Presidentcontrolsince 04/1996 · owns 75% or more of W••••••••• F•••••••• I•••••••• A•••••• I•••
Entity owners
- W••••••••• F•••••••• I•••••••• A•••••• I••• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 121 to 123May 8, 2025 to Mar 13, 2026
- HNW clients · 20 to 27May 8, 2025 to Mar 13, 2026
- Individual clients · 18 to 17May 8, 2025 to Mar 13, 2026
- Assets in custody · $3.3M to $5.0MMay 8, 2025 to Mar 13, 2026
- Discretionary RAUM · $87.3M to $96.1MMay 8, 2025 to Mar 13, 2026
- HNW RAUM · $78.1M to $85.1MMay 8, 2025 to Mar 13, 2026
- Individual RAUM · $5.9M to $6.0MMay 8, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $26.2M to $30.4MMay 8, 2025 to Mar 13, 2026
- Pension RAUM · $25.8M to $30.0MMay 8, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $3.3M to $5.0MMay 8, 2025 to Mar 13, 2026
- RAUM · $114M to $127MMay 8, 2025 to Mar 13, 2026
- Financial planning clients · 0 to 0Feb 19, 2025 to May 8, 2025
- Accounts · 128 to 121Oct 9, 2024 to Feb 19, 2025
- HNW clients · 24 to 20Oct 9, 2024 to Feb 19, 2025
- Individual clients · 19 to 18Oct 9, 2024 to Feb 19, 2025
- Assets in custody · $5.2M to $3.3MOct 9, 2024 to Feb 19, 2025
- Discretionary RAUM · $84.5M to $87.3MOct 9, 2024 to Feb 19, 2025
- HNW RAUM · $73.8M to $78.1MOct 9, 2024 to Feb 19, 2025
- Individual RAUM · $5.5M to $5.9MOct 9, 2024 to Feb 19, 2025
- Non-discretionary RAUM · $23.3M to $26.2MOct 9, 2024 to Feb 19, 2025
- Pension RAUM · $22.9M to $25.8MOct 9, 2024 to Feb 19, 2025
- Pooled vehicle RAUM · $5.2M to $3.3MOct 9, 2024 to Feb 19, 2025
- RAUM · $108M to $114MOct 9, 2024 to Feb 19, 2025
Signals
1 dated events
- T••• G•••••• A••••••• L•• filed its initial SEC registration (Form ADV)Mar 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@twingryphonadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 781-319-0098reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 781-834-4149reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/twin-gryphon-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- twingryphonadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (781) 319-0098reportedpublic record, Form ADV, Mar 13, 2026
- Contact form
- twingryphonadvisors.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $127Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026