DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lytle Investments
Legal name Lytle Investment Services Corp.
Latest filing Mar 9, 2026
First filing on the tape Jun 12, 2018 · 16 filings
SEC status approved since Jul 12, 2018
RAUM
$74.3M
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
100%
$74.3M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$18.6M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$74.3M as of Mar 9, 2026
Feb 18, 2019$47.1M then
HNW client RAUM$24.7M as of Mar 9, 2026
Feb 18, 2019$16.5M then
State-registered IARs (5.B.3)0 as of Mar 9, 2026
Feb 18, 20190 then
Employees (5.A)5 as of Mar 9, 2026
Feb 18, 20194 then
Private funds: no history
RAUM +11% over the last fiscal year+6.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $18.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $212,372derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$49.7M67%
- High-net-worth individuals$24.7M33%
- Corporations and businesses$17,8560.0%
- Individual clients
- 187reported
- HNW clients
- 16reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 350reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thomas Allen Lytle | Grand Island, Ny | May 7, 2021 | 52 y | 1 |
| Paul Dennis Lytle | Grand Island, Ny | May 25, 2021 | 51 y | 0 |
| William Jonathan Williams | Grand Island, Ny | Jan 26, 2023 | 10 y | 3 |
| Julius William Aebly | Grand Island, Ny | Aug 21, 2024 | 39 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Charles Arthur Lytle to United Planners' Financial Services Of America A Limited PartnerNov 15, 2024 · RIA to RIA
Joined, latest
- William Jonathan Williams from Fisher InvestmentsJan 26, 2023 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- William Julius Aebly · President And Ownercontrolsince 06/2018 · owns 75% or more
- A Marie Zaczek · Chief Compliance Officersince 06/2018 · owns less than 5%
Related persons
Schedule D 7.A
- Aebly And Associates Insurance Services, Inc.real estatey
- Lytle Associates, Inc.real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Grand Island, Ny · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 359 to 350Mar 17, 2025 to Mar 9, 2026
- HNW clients · 19 to 16Mar 17, 2025 to Mar 9, 2026
- Individual clients · 194 to 187Mar 17, 2025 to Mar 9, 2026
- Discretionary RAUM · $56.0M to $63.5MMar 17, 2025 to Mar 9, 2026
- HNW RAUM · $19.5M to $24.7MMar 17, 2025 to Mar 9, 2026
- Individual RAUM · $47.1M to $49.7MMar 17, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $10.7M to $10.9MMar 17, 2025 to Mar 9, 2026
- RAUM · $66.7M to $74.3MMar 17, 2025 to Mar 9, 2026
- Accounts · 375 to 359Oct 22, 2024 to Mar 17, 2025
- Advisory employees · 6 to 3Oct 22, 2024 to Mar 17, 2025
- Advisory activities · 4 to 3Oct 22, 2024 to Mar 17, 2025
- BD registered reps · 6 to 4Oct 22, 2024 to Mar 17, 2025
- Individual clients · 200 to 194Oct 22, 2024 to Mar 17, 2025
- Employees · 6 to 5Oct 22, 2024 to Mar 17, 2025
- Financial planning clients · 0 to 0Oct 22, 2024 to Mar 17, 2025
- State-registered IARs · 5 to 0Oct 22, 2024 to Mar 17, 2025
- Discretionary RAUM · $57.9M to $56.0MOct 22, 2024 to Mar 17, 2025
- HNW RAUM · $21.7M to $19.5MOct 22, 2024 to Mar 17, 2025
- Individual RAUM · $45.7M to $47.1MOct 22, 2024 to Mar 17, 2025
- Non-discretionary RAUM · $9.5M to $10.7MOct 22, 2024 to Mar 17, 2025
- RAUM · $67.4M to $66.7MOct 22, 2024 to Mar 17, 2025
- Accounts · 409 to 375Jul 24, 2023 to Mar 19, 2024
- Advisory employees · 4 to 6Jul 24, 2023 to Mar 19, 2024
- BD registered reps · 5 to 6Jul 24, 2023 to Mar 19, 2024
- Corporate clients · unset to 1.0Jul 24, 2023 to Mar 19, 2024
- Individual clients · 240 to 200Jul 24, 2023 to Mar 19, 2024
- State-registered IARs · 0 to 5Jul 24, 2023 to Mar 19, 2024
- Discretionary RAUM · $51.8M to $57.9MJul 24, 2023 to Mar 19, 2024
- HNW RAUM · $20.8M to $21.7MJul 24, 2023 to Mar 19, 2024
- Individual RAUM · $40.3M to $45.7MJul 24, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $9.3M to $9.5MJul 24, 2023 to Mar 19, 2024
- RAUM · $61.1M to $67.4MJul 24, 2023 to Mar 19, 2024
- Advisory employees · 3 to 4Mar 11, 2022 to Mar 21, 2023
- BD registered reps · 4 to 5Mar 11, 2022 to Mar 21, 2023
- HNW clients · 21 to 19Mar 11, 2022 to Mar 21, 2023
- Individual clients · 228 to 240Mar 11, 2022 to Mar 21, 2023
- Employees · 5 to 6Mar 11, 2022 to Mar 21, 2023
- Discretionary RAUM · $67.8M to $51.8MMar 11, 2022 to Mar 21, 2023
- HNW RAUM · $28.6M to $20.8MMar 11, 2022 to Mar 21, 2023
- Individual RAUM · $50.4M to $40.3MMar 11, 2022 to Mar 21, 2023
Signals
3 dated events
- Charles Arthur Lytle left Lytle Investments for United Planners' Financial Services Of America A Limited Partner (registered 2024-11-08)Nov 15, 2024 · Advisor changed firm · fact
- Lytle Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)Jun 12, 2018 · Succession (Item 4) · fact
- Lytle Investments filed its initial SEC registration (Form ADV)Jun 12, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- marie@lytleinvestments.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- shari@lytleinvestments.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- tom@lytleinvestments.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 716-773-6522reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 716-773-6626reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- LYTLEINVESTMENTS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 716-773-6626reportedpublic record, Form ADV, Mar 9, 2026
- Contact form
- lytleinvestments.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- lytleinvestments.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $18.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026