DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealthspan Partners, LLC
Latest filing Mar 3, 2026
First filing on the tape Jul 13, 2018 · 25 filings
SEC status approved since Sep 7, 2018
RAUM
$451M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$451M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$90.2M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$451M as of Mar 3, 2026
Mar 17, 2019$119M then
HNW client RAUM$347M as of Mar 3, 2026
Mar 17, 2019$54.9M then
State-registered IARs (5.B.3)5 as of Mar 3, 2026
Mar 17, 20192 then
Employees (5.A)6 as of Mar 3, 2026
Mar 17, 20194 then
Private funds: no history
RAUM +19% over the last fiscal year+26% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $90.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 105derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $280,198derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $127M, 177 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$347M77%
- Individuals$104M23%
- Corporations and businesses$152,0640.0%
- Charitable organizations$103,5570.0%
- Individual clients
- 307reported
- HNW clients
- 219reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,610reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $127M for 177 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian James Ramsay | Davenport, Ia | Sep 21, 2018 | 26 y | 1 |
| Mark Donald ThollCertified Financial Planner | Bradenton, Fl | Sep 21, 2018 | 34 y | 1 |
| Cody Lee Williams | Davenport, Ia | Feb 17, 2023 | 10 y | 1 |
| John Douglas TimmerCertified Financial Planner | Rock Island, Il | Dec 18, 2023 | 35 y | 1 |
| Nile C Mclaughlin | Davenport, Ia | Feb 27, 2026 | 13 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Nile C Mclaughlin from Principal Securities, Inc.Feb 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- John Douglas Timmer from Securities America Advisors, Inc.Dec 18, 2023 · Affiliated broker-dealer or bank to independent RIA
- Cody Lee Williams from RBC Capital Markets, LLCFeb 17, 2023 · Affiliated broker-dealer or bank to independent RIA
- Mark Donald Tholl from Ameriprise Financial Services, LLCSep 21, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- Brian James Ramsay from Ameriprise Financial Services, LLCSep 21, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Brian Ramsay · Senior Wealth Partner And Chief Compliance Officercontrolsince 06/2018 · owns 50% to 75%
- Donald Mark Tholl · Senior Wealth Partner And Chief Investment Officercontrolsince 03/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Davenport, Ia · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Davenport, IA1 employees
- Rock Island, IL1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,518 to 1,610Dec 19, 2025 to Mar 3, 2026
- Advisory employees · 4 to 5Dec 19, 2025 to Mar 3, 2026
- Advisory activities · 2 to 3Dec 19, 2025 to Mar 3, 2026
- HNW clients · 179 to 219Dec 19, 2025 to Mar 3, 2026
- Individual clients · 334 to 307Dec 19, 2025 to Mar 3, 2026
- Assets in custody · $104M to $127MDec 19, 2025 to Mar 3, 2026
- Employees · 5 to 6Dec 19, 2025 to Mar 3, 2026
- Financial planning clients · 0 to 1-10Dec 19, 2025 to Mar 3, 2026
- State-registered IARs · 4 to 5Dec 19, 2025 to Mar 3, 2026
- Discretionary RAUM · $365M to $432MDec 19, 2025 to Mar 3, 2026
- HNW RAUM · $265M to $347MDec 19, 2025 to Mar 3, 2026
- Individual RAUM · $113M to $104MDec 19, 2025 to Mar 3, 2026
- Non-discretionary RAUM · $13.8M to $19.0MDec 19, 2025 to Mar 3, 2026
- RAUM · $379M to $451MDec 19, 2025 to Mar 3, 2026
- Financial planning clients · 0 to 0Jul 1, 2025 to Oct 3, 2025
- Accounts · 1,242 to 1,518Nov 22, 2024 to Feb 7, 2025
- HNW clients · 141 to 179Nov 22, 2024 to Feb 7, 2025
- Individual clients · 279 to 334Nov 22, 2024 to Feb 7, 2025
- Assets in custody · $94.4M to $104MNov 22, 2024 to Feb 7, 2025
- Financial planning clients · 1-10 to 0Nov 22, 2024 to Feb 7, 2025
- Discretionary RAUM · $271M to $365MNov 22, 2024 to Feb 7, 2025
- HNW RAUM · $205M to $265MNov 22, 2024 to Feb 7, 2025
- Individual RAUM · $77.7M to $113MNov 22, 2024 to Feb 7, 2025
- Non-discretionary RAUM · $11.5M to $13.8MNov 22, 2024 to Feb 7, 2025
- RAUM · $283M to $379MNov 22, 2024 to Feb 7, 2025
- Accounts · 1,111 to 1,242Dec 18, 2023 to Mar 8, 2024
- Advisory employees · 3 to 4Dec 18, 2023 to Mar 8, 2024
- HNW clients · 117 to 141Dec 18, 2023 to Mar 8, 2024
- Individual clients · 281 to 279Dec 18, 2023 to Mar 8, 2024
- Assets in custody · $85.7M to $94.4MDec 18, 2023 to Mar 8, 2024
- Employees · 3 to 5Dec 18, 2023 to Mar 8, 2024
- State-registered IARs · 3 to 4Dec 18, 2023 to Mar 8, 2024
- Other offices · 1 to 3Dec 18, 2023 to Mar 8, 2024
- Discretionary RAUM · $219M to $271MDec 18, 2023 to Mar 8, 2024
- HNW RAUM · $156M to $205MDec 18, 2023 to Mar 8, 2024
- Individual RAUM · $68.2M to $77.7MDec 18, 2023 to Mar 8, 2024
- Non-discretionary RAUM · $5.5M to $11.5MDec 18, 2023 to Mar 8, 2024
- RAUM · $225M to $283MDec 18, 2023 to Mar 8, 2024
- Accounts · 1,055 to 1,111Apr 4, 2022 to Feb 17, 2023
- Advisory employees · 2 to 3Apr 4, 2022 to Feb 17, 2023
Signals
1 dated events
- Wealthspan Partners, Llc filed its initial SEC registration (Form ADV)Jul 13, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@wealthspanpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- cmason@wealthspanpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 563-723-7301reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 563-723-7303reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/wealthspan-partners-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- wealthspanpartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (563) 723-7301reportedpublic record, Form ADV, Mar 3, 2026
- Contact form
- wealthspanpartners.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- wealthspanpartners.com/our-firm/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $90.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026