DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthspan Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nile C Mclaughlin | Principal Securities, Inc. BD affiliated | Wealthspan Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2026 | Feb 27, 2026 |
| John Douglas Timmer | Securities America Advisors, Inc. BD affiliated | Wealthspan Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2023 | Dec 18, 2023 |
| Cody Lee Williams | RBC Capital Markets, LLC national BD | Wealthspan Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2023 | Feb 17, 2023 |
| Mark Donald Tholl | Ameriprise Financial Services, LLC national BD | Wealthspan Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 27, 2018 | Sep 21, 2018 |
| Brian James Ramsay | Ameriprise Financial Services, LLC national BD | Wealthspan Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 24, 2018 | Sep 21, 2018 |
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5 moves match.