DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hassell Wealth Management
Legal name Hassell Wealth Management, L.L.C.
Latest filing Sep 11, 2026
First filing on the tape Aug 20, 2018 · 27 filings
SEC status approved since Sep 26, 2018
RAUM
$387M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$387M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$77.5M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$387M as of Mar 11, 2026
Mar 26, 2019$158M then
HNW client RAUM$294M as of Mar 11, 2026
Mar 26, 2019$95.2M then
State-registered IARs (5.B.3)4 as of Mar 11, 2026
Mar 26, 20193 then
Employees (5.A)9 as of Mar 11, 2026
Mar 26, 20197 then
Private funds: no history
RAUM +11% over the last fiscal year+20% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $77.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $315,730derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $3.0M, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$294M76%
- Individuals$93.3M24%
- Corporations and businesses$243,1470.1%
- Individual clients
- 320reported
- HNW clients
- 94reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,227reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.0M for 11 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Stephen Kelly HassellCertified Financial Planner | Houma, La | Oct 15, 2018 | 20 y | 1 |
| Alexandra HassellCertified Financial Planner | Houma, La | Oct 15, 2018 | 13 y | 1 |
| John Thomas HassellChartered Financial Consultant | Houma, La | Oct 15, 2018 | 40 y | 1 |
| Katherine Cuccia HebertCertified Financial Planner | Houma, La | Jun 26, 2020 | 10 y | 1 |
| Marylucy Tujague BergeronCertified Financial Planner | Houma, La | Nov 19, 2024 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Gary Joseph Birdsall to True Financial, LLCOct 22, 2024 · RIA to a state-registered adviser
Joined, latest
- Marylucy Tujague Bergeron from OnedigitalNov 19, 2024 · Other
- Gary Joseph Birdsall from Eagle Strategies LLCJun 10, 2021 · Affiliated broker-dealer or bank to independent RIA
- Katherine Cuccia Hebert from Hancock Whitney Investment Services Inc.Jun 26, 2020 · Affiliated broker-dealer or bank to independent RIA
- Stephen Kelly Hassell from LPL Financial LLCOct 15, 2018 · RIA to a newly registered adviser
- Alexandra Hassell from LPL Financial LLCOct 15, 2018 · RIA to a newly registered adviser
- John Thomas Hassell from LPL Financial LLCOct 15, 2018 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from LPL Financial LLCDec 20, 2018 · Houma, La
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Thomas John Hassell · Managing Membercontrolsince 06/2018 · owns 25% to 50%
- Kelly Stephen Hassell · Chief Compliance Officercontrolsince 06/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houma, La · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Baton Rouge, LA1 employees
- Metairie, LA1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25Mar 11, 2026 to Sep 11, 2026
- Related adviser · false to unsetMar 11, 2026 to Sep 11, 2026
- Related bank · false to unsetMar 11, 2026 to Sep 11, 2026
- Related broker-dealer · false to unsetMar 11, 2026 to Sep 11, 2026
- Related insurance company · false to unsetMar 11, 2026 to Sep 11, 2026
- Succession · false to unsetMar 11, 2026 to Sep 11, 2026
- Accounts · 1,161 to 1,227Dec 1, 2025 to Mar 11, 2026
- Advisory employees · 4 to 6Dec 1, 2025 to Mar 11, 2026
- Corporate clients · 5.0 to unsetDec 1, 2025 to Mar 11, 2026
- HNW clients · 55 to 94Dec 1, 2025 to Mar 11, 2026
- Individual clients · 349 to 320Dec 1, 2025 to Mar 11, 2026
- Assets in custody · $1.6M to $3.0MDec 1, 2025 to Mar 11, 2026
- Employees · 8 to 9Dec 1, 2025 to Mar 11, 2026
- Financial planning clients · 1-10 to 11-25Dec 1, 2025 to Mar 11, 2026
- Discretionary RAUM · $349M to $387MDec 1, 2025 to Mar 11, 2026
- HNW RAUM · $215M to $294MDec 1, 2025 to Mar 11, 2026
- Individual RAUM · $134M to $93.3MDec 1, 2025 to Mar 11, 2026
- RAUM · $349M to $387MDec 1, 2025 to Mar 11, 2026
- Accounts · 919 to 1,161Dec 1, 2024 to Mar 21, 2025
- Advisory employees · 6 to 4Dec 1, 2024 to Mar 21, 2025
- HNW clients · 39 to 55Dec 1, 2024 to Mar 21, 2025
- Individual clients · 314 to 349Dec 1, 2024 to Mar 21, 2025
- Assets in custody · $3.1M to $1.6MDec 1, 2024 to Mar 21, 2025
- Employees · 9 to 8Dec 1, 2024 to Mar 21, 2025
- Financial planning clients · 1-10 to 1-10Dec 1, 2024 to Mar 21, 2025
- State-registered IARs · 6 to 4Dec 1, 2024 to Mar 21, 2025
- Discretionary RAUM · $256M to $349MDec 1, 2024 to Mar 21, 2025
- HNW RAUM · $160M to $215MDec 1, 2024 to Mar 21, 2025
- Individual RAUM · $95.7M to $134MDec 1, 2024 to Mar 21, 2025
- RAUM · $256M to $349MDec 1, 2024 to Mar 21, 2025
- Wrap assets (manager) · 0.0 to unsetDec 1, 2024 to Mar 21, 2025
- Wrap assets (sponsor) · 0.0 to unsetDec 1, 2024 to Mar 21, 2025
- Accounts · 920 to 919Mar 22, 2023 to Mar 1, 2024
- Advisory employees · 5 to 6Mar 22, 2023 to Mar 1, 2024
- Corporate clients · 4 to 5Mar 22, 2023 to Mar 1, 2024
- Individual clients · 315 to 314Mar 22, 2023 to Mar 1, 2024
- Assets in custody · $2.0M to $3.1MMar 22, 2023 to Mar 1, 2024
- Employees · 8 to 9Mar 22, 2023 to Mar 1, 2024
- State-registered IARs · 5 to 6Mar 22, 2023 to Mar 1, 2024
- Other offices · 0 to 2Mar 22, 2023 to Mar 1, 2024
Signals
2 dated events
- Gary Joseph Birdsall left Hassell Wealth Management for True Financial, Llc (registered 2024-10-21)Oct 22, 2024 · Advisor changed firm · fact
- Hassell Wealth Management filed its initial SEC registration (Form ADV)Aug 20, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@hassellwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 985-868-9881reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/HASSELL-WEALTH-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- HASSELLWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 985-868-9881reportedpublic record, Form ADV, Sep 11, 2026
- Contact form
- hassellwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- hassellwealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026