DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Resonant Capital Advisors, LLC
Latest filing Jun 15, 2026
First filing on the tape Aug 17, 2018 · 36 filings
SEC status approved since Sep 17, 2018
RAUM
$3.0B
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
97%
$2.9B individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$227M
derived; firm RAUM over IAPD count
Employees
25
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$3.0B as of Jun 15, 2026
Mar 29, 2019$393M then
HNW client RAUM$2.8B as of Jun 15, 2026
Mar 29, 2019$290M then
State-registered IARs (5.B.3)13 as of Jun 15, 2026
Mar 29, 20196 then
Employees (5.A)25 as of Jun 15, 2026
Mar 29, 20197 then
Private funds: no history
RAUM +33% over the last fiscal year+30% a year over threeIARs 14 to 13
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
- RAUM per advisor
- $227MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.8MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 86%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 6.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- -7.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $470M, 360 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.8B95%
- Individuals$61.2M2.1%
- Corporations and businesses$38.3M1.3%
- Charitable organizations$15.7M0.5%
- Insurance companies$14.7M0.5%
- Pension and profit-sharing plans$5.2M0.2%
- Individual clients
- 193reported
- HNW clients
- 416reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 2,816reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $470M for 360 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Benjamin Nathan Dickey | Madison, Wi | Oct 23, 2018 | 17 y | 2 |
| Richard Allan ThompsonCertified Financial Planner, Chartered Financial Analyst | Madison, Wi | Oct 23, 2018 | 33 y | 6 |
| Bradley James O'LoughlinCertified Financial Planner, Chartered Financial Consultant | Madison, Wi | Dec 17, 2018 | 10 y | 1 |
| Daniel Penning Blake | Madison, Wi | Feb 11, 2019 | 11 y | 0 |
| David Joseph Devito | Madison, Wi | Dec 26, 2019 | 28 y | 0 |
| Ian Michael Joyce | Madison, Wi | Feb 23, 2022 | 11 y | 0 |
| Thomas A Marini | Brookfield, Wi | May 10, 2022 | 13 y | 2 |
| Logan William KnechtCertified Financial Planner | Madison, Wi | Mar 23, 2023 | 13 y | 1 |
| Carlton Dewey | Madison, Wi | Apr 12, 2024 | 12 y | 0 |
| Joshua Jay ZahnCertified Financial Planner, Chartered Financial Analyst | Brookfield, Wi | Sep 4, 2024 | 11 y | 1 |
| Samantha Williams | Madison, Wi | Sep 13, 2024 | 12 y | 0 |
| Keturah Kay Cox | Madison, Wi | Aug 7, 2025 | 12 y | 2 |
| Colton Thomas Tubbs | Madison, Wi | Mar 18, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Keturah Kay Cox from Trek FinancialAug 7, 2025 · RIA to RIA
- Joshua Jay Zahn from Orgel Wealth Management, LLCSep 4, 2024 · RIA to RIA
- Logan William Knecht from Ameriprise Financial Services, LLCMar 23, 2023 · Affiliated broker-dealer or bank to independent RIA
- Thomas A Marini from Securian Financial Services, Inc.May 10, 2022 · RIA to RIA
- Bradley James O'Loughlin from Heck Capital Advisors, LLCDec 17, 2018 · Other
- Richard Allan Thompson from LPL Financial LLCOct 23, 2018 · RIA to a newly registered adviser
- Benjamin Nathan Dickey from Madison Investment Advisors, LLCOct 23, 2018 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Penning Daniel Blake · Chief Operating Officer, Rca Intermediate, LLC Board Membercontrolsince 06/2025 · owns less than 5%
- Edward Walter Dewey · Chief Executive Officer, Managing Membercontrolsince 10/2018 · owns 25% to 50%
- Nathan Benjamin Dickey · President, Chief Executive Officer, Chief Compliance Officer, And Rca Intermediate, LLC Board Membercontrolsince 05/2025 · owns less than 5%
- Jill Derr · Chief Financial Officersince 06/2019 · owns less than 5%
- A. Rebecca Schmidt · Chief Compliance Officersince 08/2019 · owns less than 5%
- Allan Richard Thompson · Chief Investment Officersince 10/2018 · owns less than 5%
Entity owners
- Rca Intermediate, LLC · Parent Company/Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Madison, Wi · principal | 12 | 1 | 0 | ||
| Brookfield, Wi | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Brookfield;, WI2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 15, 2026DEWEY, WALTER, EDWARD (CHIEF EXECUTIVE OFFICER, MANAGING MEMBER) left Schedule A between the filings of 2022-03-22 and 2026-06-15peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 2,409 to 2,816Dec 12, 2025 to Mar 30, 2026
- Corporate clients · 3 to 5Dec 12, 2025 to Mar 30, 2026
- HNW clients · 352 to 416Dec 12, 2025 to Mar 30, 2026
- Individual clients · 174 to 193Dec 12, 2025 to Mar 30, 2026
- Pension plan clients · 4.0 to unsetDec 12, 2025 to Mar 30, 2026
- Assets in custody · $541M to $470MDec 12, 2025 to Mar 30, 2026
- Employees · 22 to 25Dec 12, 2025 to Mar 30, 2026
- State-registered IARs · 14 to 13Dec 12, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.9B to $2.6BDec 12, 2025 to Mar 30, 2026
- HNW RAUM · $2.1B to $2.8BDec 12, 2025 to Mar 30, 2026
- Individual RAUM · $58.2M to $61.2MDec 12, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $327M to $402MDec 12, 2025 to Mar 30, 2026
- Pension RAUM · $10.0M to $5.2MDec 12, 2025 to Mar 30, 2026
- RAUM · $2.2B to $3.0BDec 12, 2025 to Mar 30, 2026
- Financial planning clients · 251-500 to 251-500Mar 28, 2025 to Jul 16, 2025
- Accounts · 1,981 to 2,409Nov 20, 2024 to Mar 28, 2025
- Advisory employees · 11 to 14Nov 20, 2024 to Mar 28, 2025
- Advisory activities · 7 to 6Nov 20, 2024 to Mar 28, 2025
- Charity clients · 3 to 5Nov 20, 2024 to Mar 28, 2025
- Corporate clients · 4 to 3Nov 20, 2024 to Mar 28, 2025
- HNW clients · 297 to 352Nov 20, 2024 to Mar 28, 2025
- Individual clients · 151 to 174Nov 20, 2024 to Mar 28, 2025
- Pooled vehicle clients · 4 to 0Nov 20, 2024 to Mar 28, 2025
- Assets in custody · unset to 541439794.0Nov 20, 2024 to Mar 28, 2025
- Custody of client assets · false to trueNov 20, 2024 to Mar 28, 2025
- Employees · 19 to 22Nov 20, 2024 to Mar 28, 2025
- State-registered IARs · 11 to 14Nov 20, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.5B to $1.9BNov 20, 2024 to Mar 28, 2025
- HNW RAUM · $1.7B to $2.1BNov 20, 2024 to Mar 28, 2025
- Individual RAUM · $47.9M to $58.2MNov 20, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $251M to $327MNov 20, 2024 to Mar 28, 2025
- Pension RAUM · $9.3M to $10.0MNov 20, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $3.5M to $0Nov 20, 2024 to Mar 28, 2025
- RAUM · $1.7B to $2.2BNov 20, 2024 to Mar 28, 2025
- Accounts · 1,702 to 1,981Mar 22, 2023 to Mar 22, 2024
- Charity clients · 4 to 3Mar 22, 2023 to Mar 22, 2024
- HNW clients · 258 to 297Mar 22, 2023 to Mar 22, 2024
- Individual clients · 118 to 151Mar 22, 2023 to Mar 22, 2024
- Pension plan clients · 3 to 4Mar 22, 2023 to Mar 22, 2024
- Pooled vehicle clients · 2 to 4Mar 22, 2023 to Mar 22, 2024
Signals
8 dated events
- Resonant Capital Advisors, Llc reported RAUM $3.0B, up 33% from $2.2B (2025-12-12 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Resonant Capital Advisors, Llc reported RAUM $2.2B, up 27% from $1.7B (2024-11-20 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Resonant Capital Advisors, Llc reported RAUM $1.7B, up 30% from $1.3B (2023-03-22 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- Resonant Capital Advisors, Llc reported RAUM $1.2B, up 43% from $840.1M (2022-02-25 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- Resonant Capital Advisors, Llc reported RAUM $840.1M, up 30% from $647.9M (2021-02-25 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- Resonant Capital Advisors, Llc reported RAUM $647.9M, up 65% from $393.1M (2020-01-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- A. Rebecca Schmidt (Chief Compliance Officer) appeared on Schedule A of Resonant Capital Advisors, LlcAug 27, 2019 · Control person joined · fact
- Resonant Capital Advisors, Llc filed its initial SEC registration (Form ADV)Aug 17, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@resonantcapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 608-733-6220reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/resonant-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- resonantcapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (608)-733-6220reportedpublic record, Form ADV, Jun 15, 2026
- Contact form
- resonantcapital.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- resonantcapital.com/about/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $227Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026