DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Resonant Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Keturah Kay Cox | Trek Financial independent RIA | Resonant Capital Advisors, LLC independent RIA | RIA to RIA | Jun 6, 2025 | Aug 7, 2025 (62 d) |
| Joshua Jay Zahn | Orgel Wealth Management, LLC independent RIA | Resonant Capital Advisors, LLC independent RIA | RIA to RIA | Jul 15, 2024 | Sep 4, 2024 (51 d) |
| Logan William Knecht | Ameriprise Financial Services, LLC national BD | Resonant Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2023 | Mar 23, 2023 |
| Thomas A Marini | Securian Financial Services, Inc. independent RIA | Resonant Capital Advisors, LLC independent RIA | RIA to RIA | May 11, 2022 | May 10, 2022 |
| Richard Allan Thompson | LPL Financial LLC independent RIA | Resonant Capital Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 18, 2018 | Oct 23, 2018 |
| Bradley James O'Loughlin | Heck Capital Advisors, LLC other | Resonant Capital Advisors, LLC no RAUM | Other | Nov 30, 2018 | Dec 17, 2018 |
| Benjamin Nathan Dickey | Madison Investment Advisors, LLC mixed wealth | Resonant Capital Advisors, LLC no RAUM | RIA to a newly registered adviser | Nov 1, 2018 | Oct 23, 2018 |
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7 moves match.