DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hilton Head Capital Partners, LLC
Latest filing Mar 19, 2026
First filing on the tape Apr 15, 2024 · 12 filings
SEC status approved since Jul 2, 2024
RAUM
$410M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$389M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$68.3M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$410M as of Mar 19, 2026
Jan 23, 2025$228M then
HNW client RAUM$168M as of Mar 19, 2026
Jan 23, 2025$166M then
State-registered IARs (5.B.3)6 as of Mar 19, 2026
Jan 23, 20253 then
Employees (5.A)6 as of Mar 19, 2026
Jan 23, 20253 then
Private funds: no history
RAUM +61% over the last fiscal yearIARs 4 to 6offices 2 to 4
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $68.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 108derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $298,941derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +61%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +82%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $34.1M, 49 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$221M54%
- High-net-worth individuals$168M41%
- Corporations and businesses$19.7M4.8%
- Charitable organizations$690,5100.2%
- Individual clients
- 551reported
- HNW clients
- 95reported
- Pension plan clients
- 0reported
- Charitable clients
- 7reported
- Accounts
- 1,370reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $34.1M for 49 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Bruce Brenner Wood | Hilton Head Island, Sc | Jan 22, 2019 | 44 y | 3 |
| Glen Winston Roberts | Hilton Head Island, Sc | May 30, 2024 | 33 y | 4 |
| William Mctyeire Goldfinch | Hilton Head Island, Sc | Jan 8, 2025 | 19 y | 2 |
| Gregory Harrison Roberts | Charleston, Sc | Sep 10, 2025 | 11 y | 0 |
| Andrew Parker Roberts | Conway, Sc | Feb 17, 2026 | 12 y | 0 |
| Sallie Edwards Goldfinch | Conway, Sc | Mar 25, 2026 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Robert David Schaff to Ia Network, LLCMar 25, 2022 · RIA to a newly registered adviser
Joined, latest
- Sallie Edwards Goldfinch from Raymond James Financial Services Advisors, IncMar 25, 2026 · Affiliated broker-dealer or bank to independent RIA
- William Mctyeire Goldfinch from Raymond James Financial Services Advisors, IncJan 8, 2025 · Affiliated broker-dealer or bank to independent RIA
- Glen Winston Roberts from Raymond James Financial Services Advisors, IncMay 30, 2024 · Affiliated broker-dealer or bank to independent RIA
- Robert David Schaff from Odyssey Alliance Wealth Advisors, LLCMar 8, 2019 · Other
- Bruce Brenner Wood from Hayden RoyalJan 22, 2019 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Raymond James Financial Services Advisors, IncJan 6, 2025 · Conway, Sc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Brenner Bruce Wood · Managing Member & Chief Compliance Officercontrolsince 12/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hilton Head Island, Sc · principal | 6 | 2 | 0 | ||
| Conway, Sc | 4 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 19, 2026accounts (Item 5.F.2.f) moved from 691.0 to 1,370.0 (+98.0%) between the annual amendments of 2025-04-02 and 2026-03-19; the peer median change was +5.0% (3688 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 98% percentile
- client count surgeChange between filings · filing Mar 19, 2026individual and HNW clients (Item 5.D) moved from 354.0 to 646.0 (+82.0%) between the annual amendments of 2025-04-02 and 2026-03-19; the peer median change was +3.0% (3310 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,310) · 99% percentile
- custody status changedChange between filings · filing Mar 19, 2026custody of client assets (Item 9.A): no on the filing of 2026-02-25, yes on the filing of 2026-03-19peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 50 %Change between filings · filing Mar 19, 2026RAUM (Item 5.F) moved from $253,821,111 to $409,549,463 (+61.0%) between the annual amendments of 2025-04-02 and 2026-03-19; the peer median change was +15.0% (4551 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 691 to 1,370Feb 25, 2026 to Mar 19, 2026
- Charity clients · 5 to 7Feb 25, 2026 to Mar 19, 2026
- HNW clients · 57 to 95Feb 25, 2026 to Mar 19, 2026
- Individual clients · 297 to 551Feb 25, 2026 to Mar 19, 2026
- Assets in custody · unset to 34055067.0Feb 25, 2026 to Mar 19, 2026
- Custody of client assets · false to trueFeb 25, 2026 to Mar 19, 2026
- Financial planning clients · 251-500 to More than 500Feb 25, 2026 to Mar 19, 2026
- Other offices · 3 to 4Feb 25, 2026 to Mar 19, 2026
- Discretionary RAUM · $254M to $410MFeb 25, 2026 to Mar 19, 2026
- HNW RAUM · $118M to $168MFeb 25, 2026 to Mar 19, 2026
- Individual RAUM · $118M to $221MFeb 25, 2026 to Mar 19, 2026
- RAUM · $254M to $410MFeb 25, 2026 to Mar 19, 2026
- Advisory employees · 5 to 6Nov 26, 2025 to Feb 25, 2026
- Employees · 5 to 6Nov 26, 2025 to Feb 25, 2026
- State-registered IARs · 5 to 6Nov 26, 2025 to Feb 25, 2026
- Advisory employees · 4 to 5Jul 10, 2025 to Nov 26, 2025
- Employees · 4 to 5Jul 10, 2025 to Nov 26, 2025
- State-registered IARs · 4 to 5Jul 10, 2025 to Nov 26, 2025
- Other offices · 2 to 3Jul 10, 2025 to Nov 26, 2025
- Financial planning clients · 251-500 to 251-500Apr 2, 2025 to Jul 10, 2025
- Advisory employees · 3 to 4Feb 14, 2025 to Apr 2, 2025
- Employees · 3 to 4Feb 14, 2025 to Apr 2, 2025
- State-registered IARs · 3 to 4Feb 14, 2025 to Apr 2, 2025
- Accounts · 382 to 691Jan 23, 2025 to Feb 14, 2025
- Charity clients · unset to 5.0Jan 23, 2025 to Feb 14, 2025
- Corporate clients · unset to 18.0Jan 23, 2025 to Feb 14, 2025
- HNW clients · 115 to 57Jan 23, 2025 to Feb 14, 2025
- Individual clients · 267 to 297Jan 23, 2025 to Feb 14, 2025
- Pension plan clients · unset to 0.0Jan 23, 2025 to Feb 14, 2025
- Pooled vehicle clients · unset to 0.0Jan 23, 2025 to Feb 14, 2025
- Financial planning clients · 0 to 251-500Jan 23, 2025 to Feb 14, 2025
- Discretionary RAUM · $228M to $254MJan 23, 2025 to Feb 14, 2025
- HNW RAUM · $166M to $118MJan 23, 2025 to Feb 14, 2025
- Individual RAUM · $61.8M to $118MJan 23, 2025 to Feb 14, 2025
- Pension RAUM · unset to 0.0Jan 23, 2025 to Feb 14, 2025
- Pooled vehicle RAUM · unset to 0.0Jan 23, 2025 to Feb 14, 2025
- RAUM · $228M to $254MJan 23, 2025 to Feb 14, 2025
- Advisory employees · 2 to 3Jul 11, 2024 to Jan 23, 2025
- Employees · 2 to 3Jul 11, 2024 to Jan 23, 2025
- State-registered IARs · 2 to 3Jul 11, 2024 to Jan 23, 2025
Signals
4 dated events
- Hilton Head Capital Partners, Llc reported RAUM $409.5M, up 61% from $253.8M (2026-02-25 to 2026-03-19)Mar 19, 2026 · RAUM change · derived
- 2 advisors left Raymond James Financial Services Advisors, Inc (Conway, SC) for Hilton Head Capital Partners, LLC on the same dayJan 6, 2025 · Team lift-out · derived
- Hilton Head Capital Partners, Llc filed its initial SEC registration (Form ADV)Apr 15, 2024 · First SEC registration · fact
- Robert David Schaff left Hilton Head Capital Partners, Llc for Ia Network, Llc (registered 2022-03-25)Mar 25, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 704-898-5585reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 804-350-1338reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 843-790-7573reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/hilton-head-capital-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- hiltonheadcapitalpartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 843-790-7573reportedpublic record, Form ADV, Mar 19, 2026
- Contact form
- hiltonheadcapitalpartners.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- hiltonheadcapitalpartners.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026