RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• M••••••• G••••••••
- H••••• H••• C•••••• P•••••••• L•• independent RIA currentsince Jan 8, 2025 · Conway, Sc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 4, 2011 to Jan 6, 2025 · Conway, Sc
- E••••• J•••• national BDAug 9, 2007 to Nov 17, 2010 · Conway, Sc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to H••••• H••• C•••••• P•••••••• L••left Jan 6, 2025, registered Jan 8, 2025 (2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 17, 2010, registered Apr 4, 2011 (138 days) · Other
- W•••••• M••••••• G•••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for H••••• H••• C•••••• P•••••••• L•• (registered 2025-01-08)Jan 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address