DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R• P•••••• W••••• M•••••••••
Legal name R• P•••••• W••••• M••••••••• I•••
Latest filing Mar 10, 2026
First filing on the tape May 18, 2020 · 8 filings
SEC status approved since Jun 25, 2020
RAUM
$341M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$341M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$341M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$341M as of Mar 10, 2026
Mar 18, 2021$194M then
HNW client RAUM$341M as of Mar 10, 2026
Mar 18, 2021$194M then
State-registered IARs (5.B.3)1 as of Mar 10, 2026
Mar 18, 20211 then
Employees (5.A)1 as of Mar 10, 2026
Mar 18, 20211 then
Private funds: no history
RAUM +27% over the last fiscal year+32% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $341MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$341M100%
- Individual clients
- n/areported
- HNW clients
- 71reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 185reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• M••••••••• | Miami, Fl | Feb 20, 2019 | 19 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• M••••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Feb 20, 2019 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••••• R••••• · President And Ccocontrolsince 11/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 188 to 185Mar 11, 2025 to Mar 10, 2026
- Discretionary RAUM · $269M to $341MMar 11, 2025 to Mar 10, 2026
- HNW RAUM · $269M to $341MMar 11, 2025 to Mar 10, 2026
- RAUM · $269M to $341MMar 11, 2025 to Mar 10, 2026
- Accounts · 172 to 188Mar 26, 2024 to Mar 11, 2025
- Business name · R• P•••••• W••••• M••••••••• I••• to R• P•••••• W••••• M•••••••••Mar 26, 2024 to Mar 11, 2025
- HNW clients · 65 to 71Mar 26, 2024 to Mar 11, 2025
- Financial planning clients · 0 to 0Mar 26, 2024 to Mar 11, 2025
- Discretionary RAUM · $220M to $269MMar 26, 2024 to Mar 11, 2025
- HNW RAUM · $220M to $269MMar 26, 2024 to Mar 11, 2025
- RAUM · $220M to $269MMar 26, 2024 to Mar 11, 2025
- Accounts · 169 to 172Mar 24, 2023 to Mar 26, 2024
- HNW clients · 68 to 65Mar 24, 2023 to Mar 26, 2024
- Discretionary RAUM · $148M to $220MMar 24, 2023 to Mar 26, 2024
- HNW RAUM · $148M to $220MMar 24, 2023 to Mar 26, 2024
- RAUM · $148M to $220MMar 24, 2023 to Mar 26, 2024
- Accounts · 167 to 169Mar 10, 2022 to Mar 24, 2023
- HNW clients · 70 to 68Mar 10, 2022 to Mar 24, 2023
- Discretionary RAUM · $244M to $148MMar 10, 2022 to Mar 24, 2023
- HNW RAUM · $244M to $148MMar 10, 2022 to Mar 24, 2023
- RAUM · $244M to $148MMar 10, 2022 to Mar 24, 2023
- Accounts · 170 to 167Mar 18, 2021 to Mar 10, 2022
- Discretionary RAUM · $194M to $244MMar 18, 2021 to Mar 10, 2022
- HNW RAUM · $194M to $244MMar 18, 2021 to Mar 10, 2022
- RAUM · $194M to $244MMar 18, 2021 to Mar 10, 2022
- Accounts · 157 to 170Jun 26, 2020 to Mar 18, 2021
- Discretionary RAUM · $167M to $194MJun 26, 2020 to Mar 18, 2021
- HNW RAUM · $158M to $194MJun 26, 2020 to Mar 18, 2021
- RAUM · $167M to $194MJun 26, 2020 to Mar 18, 2021
Signals
1 dated events
- R• P•••••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)May 18, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c••••••@r••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 571-332-7618reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 786-766-0103reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/rmpwmreportedpublic record, Form ADV, Sep 18, 2026
- Website
- r••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 571-332-7618reportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- r••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $341Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026