DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••• D••••• C•••• • P•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jan 10, 2019 · 25 filings
SEC status approved since Feb 12, 2019
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
85%
$1.9B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$2.2B as of Mar 27, 2026
Mar 30, 2020$1.5B then
HNW client RAUM$1.9B as of Mar 27, 2026
Mar 30, 2020$1.3B then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20200 then
Employees (5.A)21 as of Mar 27, 2026
Mar 30, 202015 then
Private funds8 as of Mar 27, 2026
Mar 30, 20206 then
RAUM +11% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $2.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $1.6B, 657 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.9B84%
- Corporations and businesses$154M6.9%
- Pooled investment vehicles$111M5.0%
- Charitable organizations$57.2M2.6%
- Individuals$26.2M1.2%
- Pension and profit-sharing plans$8.9M0.4%
- Individual clients
- 78reported
- HNW clients
- 718reported
- Pension plan clients
- n/areported
- Charitable clients
- 15reported
- Accounts
- 855reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.6B for 657 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.85 fund_share=0.05 institutional_share=0.03 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•• I••••••••• P••••••• V• L•• | Private Equity Fund | $28.8M | 46 | Mar 30, 2020 |
| F•• I••••••••• P••••••• V••• L•• | Private Equity Fund | $22.7M | 40 | Mar 30, 2022 |
| F•• I••••••••• P••••••• V• L•• | Private Equity Fund | $20.6M | 50 | Mar 29, 2017 |
| F•• I••••••••• P••••••• I• L•• | Private Equity Fund | $15.3M | 43 | Mar 29, 2016 |
| F•• I••••••••• P••••••• V•••• L••• | $11.9M | 46 | Mar 27, 2026 | |
| F•• I••••••••• P••••••• I••• L•• | Private Equity Fund | $6.0M | 35 | Mar 28, 2014 |
| F•• I••••••••• P••••••• I• L••no longer reported | Private Equity Fund | $5.4M | 50 | Mar 30, 2012 |
| F•• I••••••••• P••••••• V••• L•• | Private Equity Fund | $4.3M | 55 | Mar 30, 2022 |
| F•• I••••••••• P••••••• I• L•• | Private Equity Fund | $1.3M | 35 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• E••••••••• A•• · President, Partnercontrolsince 01/2019 · owns less than 5%
- F•••••• F••••••••• P•••• · Portfolio M••••••, Partnercontrolsince 01/2019 · owns less than 5%
- G•••••• D•••••••• N•• · Chief O•••••••• Officer, Chief Compliance Officer, Partnercontrolsince 01/2019 · owns less than 5%
- M•••••••• B•••••• L••••••• · Partnercontrolsince 01/2019 · owns less than 5%
- M•••••• J••••••• D••••• · Chief Investment Officer, Partnercontrolsince 01/2019 · owns less than 5%
- S•••••• V•••••• N•• · Portfolio M••••••, Partnercontrolsince 01/2019 · owns less than 5%
Entity owners
- F•••• O••••••••• L•• · Member (M••••••)direct · owns 75% or more
- C••• F•••••••• C••••••••• L••• · Partnerindirect · owns 25% to 50% of C••• F•••••••• H•••••••• L•••
- C••• F•••••••• H•••••••• L••• · Partnerindirect · owns 50% to 75% of F•••••••• F•• U••••••• H•••••••• L•
- C•••••• D••••••• • R••• F••• X••• L••• · Partnerindirect · owns 50% to 75% of C••• F•••••••• H•••••••• L•••
- F•••••••• F•• A••••••••• L•• · Shareholder, Class A Common Stockindirect · owns 75% or more of F•••• F•••••••• P•••••••• I•••
- F•••••••• F•• I••••••••• H•••••••• L•• · Memberindirect · owns 75% or more of F•••••••• F•• A••••••••• L••
- F•••••••• F•• P•••••• I••• · Memberindirect · owns 75% or more of F•••••••• F•• I••••••••• H•••••••• L••
- F•••••••• F•• U••••••• H•••••••• L• · Shareholder, Class B Common Stockindirect · owns 75% or more of F•••• F•••••••• P•••••••• I•••
- F•••••••• F•• U••••••• H•••••••• L• · Shareholderindirect · owns 75% or more of F•••••••• F•• P•••••• I•••
- F•••• F•••••••• P•••••••• I••• · Memberindirect · owns 75% or more of F•••• F•••••••• P•••••••• L••
- F•••• F•••••••• P•••••••• L•• · Memberindirect · owns 75% or more of F•••• O••••••••• L••
Related persons
Schedule D 7.A
- F•• M•••••• I• L••pooled vehicle sponsory
- F•• M•••••• I•• L••pooled vehicle sponsory
- F•• M•••••• I• L••pooled vehicle sponsory
- F•• M•••••• V• L••pooled vehicle sponsory
- F•• M•••••• V•• L••pooled vehicle sponsory
- F•• M•••••• V• L••pooled vehicle sponsory
- F•• M•••••• V•• L••pooled vehicle sponsory
- F•••• R••• S••••••••• L••real estaten
Advisers that list F••••• D••••• C•••• • P•••••••• L•• as a related person
- 109901 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 27, 2026F•••••• F••••••••• P•••• (PORTFOLIO M••••••, PARTNER) left Schedule A between the filings of 2023-09-28 and 2026-03-27peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 27, 2026S•••••• V•••••• N•• (PORTFOLIO M••••••, PARTNER) left Schedule A between the filings of 2023-09-28 and 2026-03-27peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 816 to 855Apr 25, 2025 to Mar 27, 2026
- Corporate clients · 29 to 32Apr 25, 2025 to Mar 27, 2026
- HNW clients · 686 to 718Apr 25, 2025 to Mar 27, 2026
- Individual clients · 74 to 78Apr 25, 2025 to Mar 27, 2026
- Assets in custody · $1.4B to $1.6BApr 25, 2025 to Mar 27, 2026
- Employees · 19 to 21Apr 25, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.0B to $2.2BApr 25, 2025 to Mar 27, 2026
- HNW RAUM · $1.7B to $1.9BApr 25, 2025 to Mar 27, 2026
- Individual RAUM · $24.6M to $26.2MApr 25, 2025 to Mar 27, 2026
- Pension RAUM · $8.0M to $8.9MApr 25, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $92.4M to $111MApr 25, 2025 to Mar 27, 2026
- RAUM · $2.0B to $2.2BApr 25, 2025 to Mar 27, 2026
- Accounts · 737 to 816Oct 16, 2024 to Apr 25, 2025
- Corporate clients · 28 to 29Oct 16, 2024 to Apr 25, 2025
- HNW clients · 611 to 686Oct 16, 2024 to Apr 25, 2025
- Individual clients · 76 to 74Oct 16, 2024 to Apr 25, 2025
- Pooled vehicle clients · 7 to 8Oct 16, 2024 to Apr 25, 2025
- Assets in custody · $1.3B to $1.4BOct 16, 2024 to Apr 25, 2025
- Employees · 18 to 19Oct 16, 2024 to Apr 25, 2025
- Financial planning clients · 1-10 to 1-10Oct 16, 2024 to Apr 25, 2025
- Private funds · 7 to 8Oct 16, 2024 to Apr 25, 2025
- Discretionary RAUM · $1.7B to $2.0BOct 16, 2024 to Apr 25, 2025
- HNW RAUM · $1.4B to $1.7BOct 16, 2024 to Apr 25, 2025
- Individual RAUM · $20.4M to $24.6MOct 16, 2024 to Apr 25, 2025
- Pension RAUM · $7.2M to $8.0MOct 16, 2024 to Apr 25, 2025
- Pooled vehicle RAUM · $88.1M to $92.4MOct 16, 2024 to Apr 25, 2025
- RAUM · $1.7B to $2.0BOct 16, 2024 to Apr 25, 2025
- Related insurance company · false to trueOct 16, 2024 to Apr 25, 2025
- Accounts · 705 to 737Sep 28, 2023 to Mar 27, 2024
- Charity clients · 11 to 15Sep 28, 2023 to Mar 27, 2024
- Corporate clients · 9 to 28Sep 28, 2023 to Mar 27, 2024
- HNW clients · 603 to 611Sep 28, 2023 to Mar 27, 2024
- Individual clients · 69 to 76Sep 28, 2023 to Mar 27, 2024
- Pension plan clients · 3.0 to unsetSep 28, 2023 to Mar 27, 2024
- Pooled vehicle clients · 8 to 7Sep 28, 2023 to Mar 27, 2024
- Assets in custody · $1.5B to $1.3BSep 28, 2023 to Mar 27, 2024
- Financial planning clients · 0 to 1-10Sep 28, 2023 to Mar 27, 2024
- Private funds · 8 to 7Sep 28, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.5B to $1.7BSep 28, 2023 to Mar 27, 2024
- HNW RAUM · $1.3B to $1.4BSep 28, 2023 to Mar 27, 2024
Signals
2 dated events
- Richardson Andrew Knowland (Chief Compliance Officer) no longer on Schedule A of F••••• D••••• C•••• • P•••••••• L•• (listed 2019-08-19, absent 2020-01-02)Jan 2, 2020 · Control person left · inference
- F••••• D••••• C•••• • P•••••••• L•• filed its initial SEC registration (Form ADV)Jan 10, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F••••• D••••• C•••• • P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- F••••• D••••• C•••• • P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 617-423-3900reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- FDCCO.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-423-3900reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- fdcpartners.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026